SBIO vs. DWAS ETF Comparison

Comparison of ALPS Medical Breakthroughs ETF (SBIO) to PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS)
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.20

Average Daily Volume

8,661

Number of Holdings *

83

* may have additional holdings in another (foreign) market
DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$100.67

Average Daily Volume

31,848

Number of Holdings *

182

* may have additional holdings in another (foreign) market
Performance
Period SBIO DWAS
30 Days -5.42% 8.31%
60 Days -4.09% 8.01%
90 Days 0.49% 9.10%
12 Months 48.12% 35.83%
8 Overlapping Holdings
Symbol Grade Weight in SBIO Weight in DWAS Overlap
ALDX D 0.17% 0.29% 0.17%
APLT C 0.72% 0.43% 0.43%
COGT D 0.69% 0.3% 0.3%
CORT B 3.66% 0.46% 0.46%
CRNX C 2.95% 0.36% 0.36%
KRYS C 3.39% 0.49% 0.49%
PTGX D 1.61% 0.32% 0.32%
RNA C 3.29% 0.79% 0.79%
SBIO Overweight 75 Positions Relative to DWAS
Symbol Grade Weight
ACLX C 3.19%
ALKS C 3.15%
IMVT F 2.66%
DNLI D 2.36%
MRUS F 2.21%
AGIO C 2.05%
PTCT B 2.02%
XENE D 2.01%
VRNA B 1.98%
FOLD F 1.95%
EWTX C 1.92%
ACAD C 1.89%
VERA C 1.82%
ZLAB C 1.79%
VCEL A 1.73%
CGON F 1.57%
IDYA F 1.53%
GERN D 1.48%
MIRM B 1.47%
KROS D 1.4%
LBPH A 1.4%
AKRO B 1.32%
MNKD C 1.26%
IRON B 1.21%
GLPG F 1.19%
TARS C 1.16%
IMCR D 1.07%
CLDX F 1.06%
ARVN F 1.06%
BCRX D 0.99%
XNCR B 0.98%
RCUS F 0.95%
NTLA F 0.94%
SNDX F 0.93%
SPRY C 0.88%
VRDN D 0.84%
KURA F 0.83%
DAWN D 0.82%
AUPH B 0.78%
PHVS C 0.76%
ETNB C 0.57%
LQDA F 0.54%
PLRX D 0.53%
PRTA F 0.52%
ERAS C 0.51%
REPL D 0.5%
IRWD F 0.44%
AVXL B 0.42%
ANNX F 0.4%
MLYS F 0.39%
ALT C 0.37%
OLMA F 0.37%
ANAB F 0.36%
FLGT F 0.35%
ALLO F 0.35%
CELC F 0.34%
YMAB F 0.34%
URGN F 0.34%
SVRA F 0.34%
FULC F 0.33%
TBPH B 0.32%
FDMT F 0.31%
GHRS C 0.31%
ARCT F 0.31%
AURA D 0.3%
ALEC F 0.28%
CMPS F 0.23%
ACIU D 0.22%
VNDA C 0.2%
ITOS F 0.19%
STRO F 0.17%
ZNTL F 0.17%
ENTA F 0.14%
INZY F 0.12%
HLVX F 0.06%
SBIO Underweight 174 Positions Relative to DWAS
Symbol Grade Weight
LMB B -1.64%
STRL A -1.57%
MOD A -1.55%
ADMA B -1.49%
KNTK A -1.18%
COOP B -1.1%
NUVL C -1.02%
AMSC B -0.95%
CRS B -0.92%
SFM A -0.89%
CSWI B -0.88%
UFPT C -0.88%
DFIN D -0.85%
HRTG C -0.82%
BELFB C -0.8%
CVNA B -0.78%
GRBK D -0.78%
BYRN B -0.74%
USLM A -0.74%
OSCR D -0.7%
CECO B -0.7%
NBN C -0.7%
USAP B -0.68%
GPI B -0.66%
VCTR B -0.64%
RXST F -0.61%
RDW A -0.61%
ATI C -0.61%
SKYW B -0.61%
MLI B -0.6%
AMRX C -0.6%
ENVA B -0.59%
PAY A -0.57%
AROC A -0.55%
HWKN B -0.54%
BMI B -0.54%
AGX B -0.53%
COMM D -0.52%
GVA A -0.51%
TPC C -0.51%
CCB A -0.5%
TDS B -0.49%
PCT C -0.49%
VERX A -0.49%
PIPR A -0.49%
TRAK B -0.48%
IDCC B -0.48%
SKT A -0.48%
PRIM A -0.48%
ALSN B -0.47%
VSEC C -0.47%
CNX A -0.47%
JXN C -0.46%
CRVL B -0.46%
RUSHA C -0.46%
RDNT B -0.46%
QTWO A -0.45%
KTB B -0.45%
NECB C -0.45%
LPX B -0.44%
UTI B -0.44%
FSS B -0.44%
ROAD B -0.44%
AUR C -0.43%
HROW D -0.43%
BSIG A -0.43%
TGTX B -0.43%
PRDO B -0.43%
SKY A -0.43%
LMAT A -0.42%
SLVM B -0.42%
SNEX A -0.42%
CASH B -0.42%
TVTX B -0.42%
OFG B -0.42%
AGYS A -0.42%
APOG C -0.42%
MATX C -0.42%
AVAV C -0.41%
ESQ B -0.41%
SXI B -0.41%
RYAN A -0.41%
NRIX C -0.41%
NRIM A -0.41%
ZETA D -0.41%
NGVC A -0.41%
WT A -0.41%
INBK B -0.41%
ALKT B -0.41%
MLR C -0.4%
FRPT B -0.4%
AGM B -0.4%
RYTM C -0.4%
PRCT B -0.4%
BBSI B -0.4%
RYAM C -0.4%
GKOS B -0.4%
R B -0.4%
MMSI A -0.4%
SPNT B -0.39%
ACVA B -0.39%
RSI A -0.39%
AMAL B -0.39%
BDC C -0.39%
MOG.A B -0.39%
HURN C -0.39%
WEAV C -0.39%
CVLT B -0.39%
BGC C -0.39%
NPO A -0.38%
CVCO A -0.38%
OCUL D -0.38%
REVG C -0.38%
SLG B -0.38%
GOLF B -0.38%
INSM C -0.37%
DY D -0.37%
WLDN C -0.37%
PBI B -0.37%
TBBK C -0.37%
AXSM B -0.37%
VNO C -0.37%
AVAH B -0.37%
MHO D -0.37%
IMNM F -0.37%
DSGR C -0.36%
FBP C -0.36%
SMTC B -0.36%
NMRK C -0.36%
KEX B -0.36%
SAVA C -0.35%
MTG C -0.35%
CDMO A -0.35%
BVS D -0.35%
CBT D -0.35%
ALHC C -0.35%
TREE F -0.34%
AQST D -0.34%
GIII D -0.34%
PLCE C -0.34%
CXT C -0.34%
SERA F -0.34%
CDE C -0.34%
AXGN C -0.33%
TPH D -0.33%
SWIM C -0.33%
TWST F -0.33%
PI D -0.33%
PNTG D -0.33%
KYMR D -0.33%
GCI D -0.32%
VRNS D -0.32%
PATK C -0.32%
MBIN F -0.31%
KBH D -0.31%
ICFI F -0.31%
MG D -0.29%
THRD F -0.29%
BOOT C -0.29%
MEC F -0.29%
LSEA D -0.28%
ATRO D -0.28%
DFH D -0.28%
PLUS F -0.28%
BKD F -0.27%
HBB F -0.25%
UWMC D -0.25%
RKT F -0.25%
MAX F -0.24%
TNDM D -0.23%
RDFN D -0.22%
IGMS F -0.19%
PHAT F -0.17%
NOVA F -0.12%
Compare ETFs