RZG vs. ACES ETF Comparison

Comparison of Guggenheim S&P Smallcap 600 Pure Growth ETF (RZG) to ALPS Clean Energy ETF (ACES)

RZG

Guggenheim S&P Smallcap 600 Pure Growth ETF

RZG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.69

Average Daily Volume

5,569

Number of Holdings ^*

130

* may have additional holdings in another (foreign) market

ACES

ALPS Clean Energy ETF

ACES Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.23

Average Daily Volume

127,231

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	RZG	ACES
30 Days	10.08%	-0.58%
60 Days	6.58%	-5.68%
90 Days	6.55%	-7.61%
12 Months	34.08%	-9.81%

1 Overlapping Holdings

	Symbol	Grade	Weight in RZG	Weight in ACES	Overlap
	REX	D	0.78%	0.86%	0.78%

RZG Overweight 129 Positions Relative to ACES

Symbol	Grade	Weight
TGTX	B	1.92%
CNK	B	1.86%
PRG	C	1.77%
UFPT	B	1.62%
POWL	C	1.51%
HWKN	B	1.48%
GPI	A	1.46%
CSWI	A	1.44%
SPNT	A	1.36%
GRBK	D	1.35%
GSHD	A	1.31%
ADMA	B	1.27%
CARG	C	1.26%
CRS	A	1.26%
CEIX	A	1.25%
IDCC	A	1.25%
MATX	C	1.22%
CVCO	A	1.2%
BOOT	D	1.2%
NOG	A	1.18%
HCC	B	1.17%
SHAK	C	1.14%
CALM	A	1.1%
PATK	D	1.1%
TBBK	B	1.01%
LRN	A	1.0%
MLI	C	0.99%
IBP	D	0.99%
CASH	A	0.96%
GMS	B	0.96%
MARA	C	0.94%
IPAR	B	0.94%
ATGE	B	0.93%
VVI	C	0.91%
JOE	F	0.9%
AMR	C	0.9%
VCEL	B	0.89%
HCI	C	0.88%
VRRM	D	0.87%
MHO	D	0.87%
RWT	D	0.86%
FBP	B	0.86%
AMBC	C	0.85%
CUBI	C	0.84%
RDNT	B	0.83%
PLMR	B	0.82%
AZZ	B	0.81%
LBRT	D	0.8%
ARCB	C	0.79%
CRVL	A	0.77%
CPRX	C	0.77%
MTH	D	0.77%
AVAV	D	0.74%
CRC	B	0.73%
CARS	B	0.72%
OFG	B	0.7%
HLX	B	0.69%
OII	B	0.69%
BMI	B	0.68%
FTDR	A	0.67%
SHO	C	0.67%
URBN	C	0.67%
WT	B	0.66%
DVAX	C	0.65%
ACLS	F	0.65%
LPG	F	0.65%
SIG	B	0.64%
EXPI	C	0.64%
GKOS	B	0.64%
ATI	D	0.64%
PFBC	B	0.63%
DRH	B	0.63%
FSS	B	0.63%
BCC	B	0.62%
MOG.A	B	0.6%
MGY	A	0.6%
MTRN	C	0.6%
TMDX	F	0.6%
PLAY	D	0.59%
ANIP	F	0.59%
LQDT	B	0.59%
ROCK	C	0.59%
OTTR	C	0.58%
EFC	C	0.57%
AMPH	D	0.57%
COLL	F	0.56%
SPSC	C	0.56%
MYRG	B	0.55%
AGYS	A	0.55%
TFIN	A	0.53%
MCRI	A	0.53%
SM	B	0.52%
VECO	F	0.51%
RAMP	C	0.49%
YELP	C	0.48%
PARR	D	0.48%
TDW	F	0.47%
CCOI	B	0.47%
SXI	B	0.46%
ITGR	B	0.45%
AWI	A	0.44%
KTB	B	0.44%
GES	F	0.44%
FELE	B	0.43%
WRLD	C	0.43%
AROC	B	0.43%
TRIP	F	0.42%
RES	D	0.42%
SHOO	D	0.41%
ARLO	C	0.4%
DV	C	0.4%
MSGS	A	0.39%
OXM	D	0.38%
OSIS	B	0.37%
ASTH	D	0.37%
WDFC	B	0.36%
AEO	F	0.36%
APLE	B	0.35%
ALG	B	0.33%
PRGS	A	0.32%
XPEL	C	0.32%
TNC	D	0.31%
PGNY	F	0.3%
DFIN	D	0.29%
NEO	C	0.28%
PDFS	C	0.27%
PRVA	B	0.25%
CNMD	C	0.18%
JACK	D	0.14%

RZG Underweight 27 Positions Relative to ACES

Symbol	Grade	Weight
TSLA	B	-8.0%
ALB	C	-7.04%
ITRI	B	-5.96%
DAR	C	-5.56%
ORA	B	-5.46%
FSLR	F	-4.33%
HASI	D	-4.02%
RIVN	F	-3.76%
ENPH	F	-2.9%
CWEN	C	-2.81%
RUN	F	-2.7%
LCID	F	-2.27%
PLUG	F	-2.02%
ANDE	D	-1.88%
NEP	F	-1.86%
FLNC	C	-1.61%
AMSC	B	-1.53%
ASPN	F	-1.28%
ARRY	C	-1.12%
AMRC	F	-1.02%
WOLF	F	-0.99%
SHLS	F	-0.91%
GPRE	F	-0.85%
EOSE	D	-0.65%
NOVA	F	-0.65%
CLNE	D	-0.55%
CHPT	F	-0.54%