LEGR vs. PFIX ETF Comparison

Comparison of First Trust Indxx Innovative Transaction & Process ETF (LEGR) to Simplify Interest Rate Hedge ETF (PFIX)

LEGR

First Trust Indxx Innovative Transaction & Process ETF

LEGR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Indxx Blockchain Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks and depositary receipts that comprise the index. The index is designed to track the performance of companies that are either actively using, investing in, developing, or have products that are poised to benefit from blockchain technology and/or the potential for increased efficiency that it provides to various business processes.

Grade (RS Rating)

Last Trade

$47.62

Average Daily Volume

3,687

Number of Holdings ^*

* may have additional holdings in another (foreign) market

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$41.70

Average Daily Volume

48,713

Number of Holdings ^*

107

* may have additional holdings in another (foreign) market

Performance

Period	LEGR	PFIX
30 Days	6.85%	0.75%
60 Days	9.16%	-12.28%
90 Days	10.27%	-12.53%
12 Months	32.77%	-16.14%

11 Overlapping Holdings

Symbol	Grade	Weight in LEGR	Weight in PFIX	Overlap
AIG	D	0.72%	0.34%	0.34%
BAC	D	0.83%	1.73%	0.83%
BCS	B	0.99%	0.22%	0.22%
BK	B	0.94%	0.29%	0.29%
C	C	0.79%	0.77%	0.77%
CSCO	B	0.77%	1.48%	0.77%
JPM	D	0.81%	3.9%	0.81%
KR	B	0.72%	0.26%	0.26%
LMT	A	0.96%	0.82%	0.82%
MET	B	0.83%	0.32%	0.32%
VZ	A	0.81%	1.26%	0.81%

LEGR Overweight 40 Positions Relative to PFIX

Symbol	Grade	Weight
ORCL	B	1.89%
PYPL	B	1.71%
NVDA	C	1.64%
T	B	1.62%
BABA	B	1.58%
JD	A	1.55%
TSM	C	1.53%
IBN	C	1.52%
INFY	C	1.51%
IBM	B	1.41%
MSFT	C	1.39%
AMZN	C	1.39%
ZTS	B	1.38%
MA	B	1.36%
WIT	C	1.35%
HON	C	1.3%
CTSH	B	1.26%
MU	D	1.17%
BIDU	C	1.15%
CRM	C	1.14%
ACN	C	1.12%
TSLA	C	0.99%
AMD	C	0.96%
WMT	B	0.94%
GS	B	0.94%
ING	C	0.93%
LYG	B	0.92%
SPGI	C	0.89%
AXP	B	0.88%
NOK	B	0.84%
HDB	C	0.84%
V	C	0.75%
HD	B	0.75%
RIO	B	0.74%
CME	B	0.73%
WFC	D	0.71%
WDAY	D	0.68%
F	F	0.64%
INTC	D	0.59%
BA	F	0.55%

LEGR Underweight 96 Positions Relative to PFIX

Symbol	Grade	Weight
AVGO	C	-3.86%
XOM	D	-3.19%
JNJ	C	-2.83%
PG	C	-2.82%
CVX	F	-2.06%
TM	D	-1.97%
NVS	C	-1.56%
CMCSA	C	-1.29%
QCOM	D	-1.27%
TXN	B	-1.13%
COP	F	-1.01%
PLD	C	-0.91%
BLK	B	-0.87%
TD	C	-0.83%
ETN	C	-0.82%
MS	B	-0.81%
UPS	D	-0.81%
ADP	C	-0.79%
MDLZ	C	-0.76%
CVS	D	-0.76%
MMC	C	-0.75%
GILD	B	-0.66%
SO	B	-0.55%
GD	C	-0.46%
USB	C	-0.45%
HMC	D	-0.45%
PSX	F	-0.45%
STLA	F	-0.43%
PNC	C	-0.43%
NSC	C	-0.42%
PCAR	D	-0.42%
TRV	C	-0.38%
APD	B	-0.37%
VLO	F	-0.36%
SRE	B	-0.33%
NUE	D	-0.32%
OKE	C	-0.31%
AEP	C	-0.31%
PAYX	C	-0.3%
JCI	B	-0.29%
LHX	C	-0.29%
CMI	B	-0.28%
RSG	D	-0.28%
GIS	B	-0.28%
EXC	B	-0.27%
E	D	-0.26%
XEL	B	-0.25%
PEG	B	-0.23%
FANG	F	-0.23%
HSY	D	-0.22%
DFS	C	-0.22%
ADM	D	-0.22%
VICI	C	-0.22%
AVB	C	-0.19%
EIX	B	-0.19%
WEC	B	-0.18%
TROW	C	-0.17%
DTE	A	-0.17%
STT	B	-0.16%
FITB	B	-0.16%
ES	B	-0.15%
MTB	C	-0.15%
PFG	B	-0.14%
GPC	D	-0.14%
DRI	C	-0.14%
AEE	B	-0.14%
ETR	A	-0.14%
HBAN	B	-0.13%
GRMN	D	-0.13%
OMC	B	-0.13%
HPE	C	-0.13%
CMS	B	-0.12%
RF	B	-0.12%
SWKS	F	-0.12%
SYF	C	-0.12%
HST	D	-0.11%
NTRS	C	-0.11%
VTRS	D	-0.11%
ATO	B	-0.11%
CINF	C	-0.11%
FNF	B	-0.1%
SNA	B	-0.1%
CCEP	C	-0.1%
PKG	B	-0.1%
BBY	A	-0.1%
IP	C	-0.09%
AMCR	B	-0.09%
EG	B	-0.09%
CAG	B	-0.09%
NI	B	-0.08%
LNT	A	-0.08%
MOS	F	-0.07%
EVRG	B	-0.07%
CHRW	B	-0.06%
CPB	C	-0.06%
FRO	D	-0.02%