FPE vs. PFF ETF Comparison

Comparison of First Trust Preferred Securities and Income ETF ETF (FPE) to iShares US Preferred Stock ETF (PFF)
FPE

First Trust Preferred Securities and Income ETF ETF

FPE Description

The investment seeks total return and to provide current income. The fund invests at least 80% of its net assets (including investment borrowings) in preferred securities ("Preferred Securities") and income-producing debt securities ("Income Securities"). It invests in securities that are traded over-the-counter or listed on an exchange. The fund may invest in U.S. and non-U.S. debt and equity securities that are traded over-the-counter or listed on an exchange. It invests at least 60% of its net assets in securities rated investment grade (BBB-/Baa3 or higher) at the time of purchase. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$17.82

Average Daily Volume

1,212,299

Number of Holdings *

18

* may have additional holdings in another (foreign) market
PFF

iShares US Preferred Stock ETF

PFF Description The investment seeks to track the investment results of an index composed of U.S. preferred stocks. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P U.S. Preferred Stock IndexTM (the "underlying index"), which measures the performance of a select group of preferred stocks listed on the New York Stock Exchange (" NYSE"), NYSE Arca, Inc. ("NYSE Arca"), NYSE Amex, NASDAQ Global Select Market, NASDAQ Select Market or NASDAQ Capital Market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.64

Average Daily Volume

3,786,026

Number of Holdings *

227

* may have additional holdings in another (foreign) market
Performance
Period FPE PFF
30 Days -1.38% -1.37%
60 Days -1.19% -1.53%
90 Days 1.14% 2.37%
12 Months 16.31% 15.55%
13 Overlapping Holdings
Symbol Grade Weight in FPE Weight in PFF Overlap
ACGLO D 0.0% 0.19% 0.0%
AGNC C 0.01% 0.14% 0.01%
AIZN D 0.2% 0.14% 0.14%
CHSCM D 0.13% 0.31% 0.13%
CMSC C 0.16% 0.17% 0.16%
CMSD C 0.11% 0.38% 0.11%
DTW D 0.03% 0.23% 0.03%
MGR D 0.04% 0.18% 0.04%
SREA D 0.2% 0.46% 0.2%
T A 0.18% 0.64% 0.18%
T A 0.18% 0.88% 0.18%
UZE B 0.52% 0.29% 0.29%
WTFCP A 0.18% 0.18% 0.18%
FPE Overweight 6 Positions Relative to PFF
Symbol Grade Weight
BIL A 1.2%
USFR A 1.19%
SHV A 1.08%
AQNB C 0.46%
BPYPN C 0.36%
BPYPO D 0.31%
FPE Underweight 214 Positions Relative to PFF
Symbol Grade Weight
C A -1.68%
ALB B -1.35%
HPE B -1.13%
NEE C -1.08%
ARES A -1.0%
TBB C -0.79%
DUK C -0.62%
SOJD D -0.55%
TBC C -0.51%
RZC C -0.46%
NEE C -0.42%
JPM A -0.41%
APO B -0.4%
MET A -0.37%
JXN C -0.37%
SO C -0.37%
F C -0.37%
CHSCO B -0.36%
LNC C -0.35%
PRS C -0.35%
WCC B -0.35%
BTSG C -0.35%
SYF B -0.33%
CHSCL B -0.33%
BANC B -0.32%
GTLS A -0.32%
QRTEP F -0.32%
CTDD B -0.31%
DUKB D -0.31%
AXS A -0.31%
SCHW B -0.31%
WFC A -0.31%
STT B -0.31%
USM B -0.29%
FITBI B -0.29%
BAC A -0.28%
BPYPM D -0.28%
NLY C -0.27%
CHSCN D -0.27%
SOJC D -0.27%
TPG A -0.26%
PFH D -0.25%
RZB C -0.25%
MS A -0.25%
KEY B -0.25%
CFG B -0.24%
CG B -0.24%
KKR A -0.24%
TDS B -0.23%
PBI B -0.23%
FG A -0.23%
HIG B -0.22%
NTRS A -0.22%
CHSCP F -0.22%
EAI D -0.22%
AGNCN A -0.21%
USB A -0.21%
FCNCA A -0.2%
RLJ C -0.2%
ESGRP D -0.2%
UNMA C -0.19%
ATHS D -0.19%
VOYA B -0.19%
RF A -0.19%
PRU A -0.19%
UMH B -0.18%
NGL D -0.18%
KREF C -0.17%
TCBI C -0.16%
ALL A -0.16%
MTB A -0.16%
WAL B -0.16%
TVC C -0.15%
ELC D -0.15%
BHF C -0.15%
NRUC D -0.15%
NAVI F -0.15%
RNR C -0.15%
SR A -0.15%
GPJA D -0.15%
OZKAP D -0.15%
WAFD B -0.14%
FBRT D -0.14%
GL C -0.14%
EQH C -0.14%
HPP F -0.14%
EMP D -0.14%
PNFP B -0.14%
DBRG F -0.13%
SNV C -0.13%
DDT B -0.13%
KMI A -0.13%
NSA C -0.13%
WRB A -0.12%
TVE C -0.12%
EIX B -0.12%
SLMBP C -0.12%
VNO C -0.12%
GS A -0.12%
SLG B -0.12%
CMSA C -0.12%
KIM A -0.12%
FCNCO C -0.12%
FITB B -0.12%
SFB D -0.12%
SITC D -0.11%
LBRDP C -0.11%
AUB B -0.11%
CMS C -0.11%
DTE C -0.11%
HWC B -0.11%
AFGC D -0.11%
DLR B -0.11%
NYMTM A -0.11%
SIGI C -0.1%
WSBC B -0.1%
TRTX C -0.1%
SPLP D -0.1%
FULT A -0.1%
AFGE D -0.1%
RITM C -0.1%
VLY B -0.1%
DHC F -0.1%
TFC A -0.1%
SF B -0.1%
HBAN A -0.1%
CIM D -0.09%
AMG B -0.09%
KMPR A -0.09%
GPMT C -0.09%
CADE B -0.09%
ZIONO D -0.09%
ARR D -0.09%
AGNCL B -0.09%
AFGD C -0.09%
CION C -0.09%
AHH D -0.09%
BNRE.A A -0.09%
BOH B -0.08%
CFR B -0.08%
QVCD D -0.08%
ATLC A -0.08%
TWO F -0.08%
GAIN B -0.08%
CTVA C -0.08%
AFGB C -0.08%
LANDO C -0.08%
BC C -0.08%
NYMTL A -0.08%
ARGD C -0.08%
CNO B -0.08%
FRT B -0.08%
WTFCM A -0.08%
MBIN F -0.08%
WBS A -0.08%
NYMTN D -0.08%
ADC A -0.08%
RILY F -0.07%
PSA C -0.07%
ACR A -0.07%
ENO D -0.07%
AMH C -0.07%
BPOPM C -0.07%
PCG A -0.07%
CLDT B -0.07%
IVR F -0.07%
FCRX A -0.07%
ABR C -0.07%
CTO B -0.07%
MHNC C -0.07%
FTAI A -0.07%
ONB C -0.07%
PMT C -0.07%
VLYPP A -0.07%
NEWT C -0.07%
MFA D -0.07%
HTLF B -0.07%
REG A -0.07%
NMFC D -0.07%
MSBI B -0.07%
DRH B -0.07%
EQC B -0.07%
TRIN A -0.07%
FHN A -0.07%
SNCR F -0.07%
DX B -0.07%
RILYN C -0.06%
BFS C -0.06%
PEB D -0.06%
LXP D -0.06%
COF C -0.06%
CNOB B -0.06%
PSEC D -0.06%
CODI B -0.06%
VLYPO B -0.06%
EFC C -0.06%
EPR C -0.06%
GNL F -0.06%
BW D -0.06%
SAR A -0.06%
BAC A -0.06%
DCOMP D -0.06%
FATBP F -0.05%
MHLA B -0.05%
CIO C -0.05%
INN D -0.05%
SHO D -0.05%
FOSL C -0.05%
ASB B -0.05%
RC D -0.05%
SLNHP B -0.04%
OPI F -0.04%
BHR C -0.03%
XELAP F -0.0%
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