DFNV vs. HAPY ETF Comparison

Comparison of TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV) to Harbor Corporate Culture Leaders ETF (HAPY)

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$33.45

Average Daily Volume

2,436

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HAPY

Harbor Corporate Culture Leaders ETF

HAPY Description

Harbor Corporate Culture Leaders ETF is an exchange traded fund launched and managed by Harbor Capital Advisors, Inc. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of large-cap companies. It seeks to track the performance of the Human Capital Factor Unconstrained Index, by using full replication technique. Harbor Corporate Culture Leaders ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.67

Average Daily Volume

121

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	DFNV	HAPY
30 Days	4.07%	2.79%
60 Days	6.70%	3.97%
90 Days	5.96%	7.77%
12 Months	34.39%	31.00%

9 Overlapping Holdings

Symbol	Grade	Weight in DFNV	Weight in HAPY	Overlap
AAPL	C	8.56%	1.28%	1.28%
ADBE	F	2.49%	1.21%	1.21%
ADSK	B	1.16%	1.37%	1.16%
DBX	C	0.46%	1.39%	0.46%
ETSY	D	0.47%	1.33%	0.47%
INTU	D	2.27%	1.25%	1.25%
NOW	C	2.54%	1.41%	1.41%
PSTG	F	0.75%	1.04%	0.75%
SMAR	A	0.54%	1.45%	0.54%

DFNV Overweight 89 Positions Relative to HAPY

Symbol	Grade	Weight
AVGO	C	4.58%
ABBV	B	3.17%
JNJ	C	2.8%
CRM	C	2.57%
QCOM	D	2.45%
IBM	B	2.35%
UBER	C	2.17%
GILD	B	1.86%
BMY	C	1.86%
AMGN	D	1.83%
PANW	D	1.8%
ANET	C	1.71%
SPOT	C	1.62%
PLTR	C	1.56%
CRWD	D	1.54%
MSI	B	1.51%
MMM	B	1.41%
DASH	B	1.37%
FTNT	B	1.35%
APP	C	1.35%
PYPL	B	1.33%
TTD	B	1.18%
WDAY	D	1.13%
DDOG	D	1.12%
SNOW	F	1.1%
VRT	C	1.08%
EA	D	1.03%
VEEV	C	0.99%
RBLX	C	0.98%
MCHP	D	0.98%
TEAM	D	0.96%
NTAP	D	0.9%
ZS	F	0.87%
RMD	C	0.86%
PINS	D	0.82%
MANH	B	0.8%
PTC	C	0.75%
NTNX	D	0.73%
EXPE	C	0.73%
DUOL	C	0.71%
ZM	C	0.7%
DT	C	0.7%
UI	B	0.68%
DOCU	C	0.65%
SWKS	F	0.63%
VRSN	C	0.62%
ENPH	D	0.61%
FFIV	B	0.58%
JKHY	B	0.54%
HAS	B	0.54%
SOLV	D	0.53%
MTCH	C	0.53%
NBIX	F	0.53%
QRVO	F	0.5%
PCTY	D	0.49%
PEGA	B	0.48%
NYT	B	0.45%
CVLT	B	0.45%
PI	B	0.45%
ZETA	C	0.44%
GNRC	D	0.42%
PATH	D	0.41%
JAZZ	D	0.41%
CRUS	D	0.41%
LYFT	D	0.4%
ALTR	C	0.4%
HALO	D	0.4%
MAT	D	0.39%
TENB	F	0.37%
BOX	C	0.37%
QLYS	D	0.35%
CWAN	C	0.31%
ALKS	D	0.3%
IGT	D	0.28%
BL	D	0.24%
PLTK	C	0.23%
FLNC	C	0.22%
TDC	D	0.22%
YOU	B	0.22%
ALRM	F	0.21%
PRGS	A	0.21%
AMZN	C	0.2%
PTGX	C	0.2%
ACAD	F	0.19%
RNG	F	0.19%
YELP	D	0.18%
VERX	D	0.18%
RPD	D	0.17%
CMPR	F	0.16%

DFNV Underweight 66 Positions Relative to HAPY

Symbol	Grade	Weight
IOT	C	-1.55%
DAL	C	-1.54%
CIEN	B	-1.51%
GWRE	B	-1.5%
PHM	B	-1.47%
DE	A	-1.46%
BKNG	B	-1.45%
FDS	C	-1.44%
SLAB	D	-1.44%
INTC	D	-1.43%
LAMR	B	-1.43%
MDB	D	-1.43%
ACGL	B	-1.41%
AMD	C	-1.41%
PNFP	C	-1.4%
SSB	C	-1.4%
NSA	C	-1.4%
CMI	B	-1.39%
TRV	C	-1.39%
DAY	D	-1.39%
GEHC	B	-1.38%
EVR	B	-1.37%
PCOR	D	-1.37%
ALLE	B	-1.37%
TRMB	C	-1.37%
LULU	D	-1.36%
EXR	C	-1.36%
EXC	B	-1.35%
STLD	C	-1.35%
S	D	-1.34%
MA	B	-1.33%
NDAQ	C	-1.33%
GGG	C	-1.33%
DLB	D	-1.33%
CPT	C	-1.32%
CFR	C	-1.32%
MMS	B	-1.31%
TXN	B	-1.31%
TER	C	-1.31%
AEE	B	-1.31%
CME	B	-1.31%
RLI	B	-1.3%
LHX	C	-1.3%
EWBC	C	-1.3%
SYF	C	-1.3%
DOC	B	-1.3%
GOOGL	D	-1.28%
CMC	D	-1.28%
PLD	C	-1.28%
SO	B	-1.28%
LMT	A	-1.28%
MSFT	C	-1.28%
NVDA	C	-1.28%
MRK	F	-1.27%
SPSC	D	-1.27%
CBOE	C	-1.27%
CL	C	-1.27%
CDNS	D	-1.26%
MSCI	C	-1.26%
JNPR	A	-1.25%
COP	F	-1.24%
DV	F	-1.2%
SRPT	F	-1.18%
CABO	F	-1.16%
OXY	F	-1.15%
RIG	F	-1.13%