ARKX vs. MMSC ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to First Trust Multi-Manager Small (MMSC)
ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$14.96

Average Daily Volume

65,720

Number of Holdings *

27

* may have additional holdings in another (foreign) market
MMSC

First Trust Multi-Manager Small

MMSC Description First Trust Multi-Manager Small is an exchange traded fund launched and managed by First Trust Advisors L.P. The fund is co-managed by Driehaus Capital Management LLC and Stephens Investment Management Group. It invests in the public equity markets of global region. The fund invests in stocks of companies operating across diversified sectors. It invests in growth stocks of small cap companies, within the market capitalization range of the Russell 2000 Growth Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund employs external research to create its portfolio. First Trust Multi-Manager Small was formed on October 13, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$18.88

Average Daily Volume

8,329

Number of Holdings *

175

* may have additional holdings in another (foreign) market
Performance
Period ARKX MMSC
30 Days 2.05% -1.75%
60 Days 2.96% -2.57%
90 Days 4.98% 7.07%
12 Months 12.99% 28.08%
3 Overlapping Holdings
Symbol Grade Weight in ARKX Weight in MMSC Overlap
AVAV B 9.24% 0.86% 0.86%
HEI A 1.49% 0.65% 0.65%
KTOS B 8.73% 0.75% 0.75%
ARKX Overweight 24 Positions Relative to MMSC
Symbol Grade Weight
IRDM C 8.2%
TRMB D 7.4%
TER A 5.47%
LHX A 5.17%
ACHR F 3.79%
AMZN A 3.46%
PRNT F 3.01%
PATH D 2.95%
DE B 2.93%
BLDE B 2.82%
GRMN A 2.63%
JOBY D 2.27%
RKLB F 2.16%
GOOG A 2.08%
HON C 1.49%
SNPS D 1.44%
U F 1.39%
MYNA D 1.24%
ANSS D 1.2%
LMT B 1.16%
PLTR D 1.08%
TDY D 1.07%
OSPN B 0.81%
DDD F 0.39%
ARKX Underweight 172 Positions Relative to MMSC
Symbol Grade Weight
SMCI D -2.11%
ONTO A -2.0%
BRBR C -1.95%
AXON A -1.94%
CYBR D -1.68%
FTI A -1.3%
WING A -1.27%
CELH D -1.24%
CRNX A -0.96%
TMDX A -0.95%
SAIA F -0.89%
MEG A -0.88%
WFRD B -0.87%
HQY D -0.85%
PCVX D -0.85%
MANH F -0.83%
SPSC C -0.83%
ENV B -0.82%
XENE C -0.82%
NTRA A -0.8%
PLMR B -0.79%
AZEK C -0.78%
AAON C -0.75%
GKOS A -0.74%
VRT A -0.72%
PIPR A -0.7%
EZPW C -0.7%
RBC D -0.68%
MTDR D -0.66%
CNM A -0.65%
MGY B -0.65%
ACHC F -0.64%
EXEL D -0.64%
MMS C -0.63%
SITE F -0.63%
ELF D -0.63%
VRNS D -0.62%
MNDY D -0.62%
HCI B -0.62%
TREX D -0.62%
TNDM A -0.62%
TTEK A -0.61%
KNSL F -0.61%
RYAN D -0.61%
IBP C -0.6%
APG D -0.6%
SWN C -0.59%
BROS F -0.59%
DUOL A -0.58%
FCN B -0.57%
ICFI C -0.57%
PRO F -0.57%
SGBX D -0.57%
FRPT C -0.56%
SFM A -0.56%
KMPR B -0.56%
RGEN D -0.55%
TDW A -0.55%
FSS C -0.55%
CHEF B -0.55%
GWRE C -0.53%
HALO D -0.52%
CW A -0.52%
MOD B -0.51%
KNF B -0.51%
PZZA F -0.51%
AIT C -0.51%
SUPN D -0.5%
BFAM C -0.5%
MEDP D -0.49%
BCPC C -0.49%
FIX C -0.49%
APPF C -0.48%
LGND D -0.47%
ECPG D -0.47%
UEC B -0.47%
CRDO F -0.47%
ICLR D -0.47%
WEX D -0.46%
RVLV D -0.46%
MRUS C -0.46%
AZTA D -0.46%
INSP B -0.46%
TENB F -0.45%
ESTC C -0.44%
IRTC C -0.42%
AEO C -0.42%
RPD F -0.41%
NTNX C -0.41%
GTLB F -0.41%
HUBG C -0.4%
TROX A -0.4%
MTSI A -0.4%
GLOB D -0.4%
TECH C -0.38%
MODN B -0.38%
PR B -0.38%
PSTG C -0.38%
FIVE F -0.37%
WHD B -0.37%
HRI D -0.37%
FIVN F -0.37%
ZWS D -0.35%
LSCC D -0.35%
ITGR D -0.35%
NUVL D -0.34%
QLYS D -0.34%
POWI D -0.34%
ASO D -0.33%
MSA D -0.33%
LNN C -0.33%
BMI A -0.33%
CVNA A -0.33%
GMED D -0.32%
MOG.A A -0.32%
HSTM B -0.32%
EVR B -0.32%
SKWD B -0.31%
SSD D -0.3%
LASR D -0.3%
S D -0.3%
PCRX F -0.3%
FLR C -0.3%
CGNX B -0.29%
NEOG F -0.29%
RMBS F -0.29%
AAOI F -0.28%
SKY D -0.28%
VIRT A -0.27%
EME A -0.27%
SLAB D -0.27%
TOST D -0.27%
LIVN A -0.27%
ALTR D -0.27%
RARE D -0.26%
FN D -0.26%
INTA F -0.26%
KRYS D -0.26%
ATEC D -0.26%
FWRG A -0.26%
BPMC A -0.25%
GTLS C -0.25%
KFY D -0.25%
LOPE C -0.25%
BCC D -0.24%
BRP D -0.24%
STRL D -0.24%
KRNT F -0.23%
COHR D -0.23%
SDGR F -0.23%
VSEC A -0.22%
OSCR A -0.22%
ITCI C -0.22%
EVER A -0.21%
HIMS D -0.21%
WAL C -0.21%
MKTX F -0.21%
DNUT F -0.21%
BLFS B -0.2%
SMTC A -0.2%
TYL A -0.19%
MTH A -0.19%
AMRC C -0.17%
APLS F -0.16%
CUBI D -0.16%
MDGL D -0.15%
EYE D -0.15%
IPAR F -0.14%
AMBA F -0.11%
IOVA D -0.11%
PODD D -0.11%
QNST A -0.09%
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