TDIV vs. ARKX ETF Comparison

Comparison of First Trust NASDAQ Technology Dividend Index Fund (TDIV) to ARK Space Exploration & Innovation ETF (ARKX)

TDIV

First Trust NASDAQ Technology Dividend Index Fund

TDIV Description

The investment seeks investment results that correspond generally to the price and yield of an equity index called the NASDAQ Technology Dividend Index. The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in the common stocks and/or depositary receipts included in the index. The index is owned and was developed by NASDAQ(R) (the "Index Provider"). The index is calculated and maintained by the index Provider. The index includes up to 100 Technology and Telecommunications companies that pay a regular or common dividend. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$66.91

Average Daily Volume

92,521

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$14.38

Average Daily Volume

65,581

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	TDIV	ARKX
30 Days	-2.97%	-2.84%
60 Days	-0.75%	-0.14%
90 Days	0.55%	-0.21%
12 Months	32.63%	10.02%

1 Overlapping Holdings

	Symbol	Grade	Weight in TDIV	Weight in ARKX	Overlap
	IRDM	D	0.2%	7.37%	0.2%

TDIV Overweight 79 Positions Relative to ARKX

Symbol	Grade	Weight
IBM	D	8.12%
MSFT	C	8.01%
AVGO	C	7.78%
AAPL	F	7.58%
TXN	B	6.87%
ORCL	D	4.24%
QCOM	C	4.19%
TSM	B	3.37%
ADI	B	2.84%
CSCO	D	2.06%
MSI	A	2.0%
T	C	1.99%
VZ	C	1.99%
CMCSA	F	1.96%
HPQ	D	1.74%
AMAT	C	1.63%
GLW	C	1.6%
NXPI	C	1.56%
LRCX	D	1.55%
INTU	C	1.48%
MCHP	B	1.46%
TEL	C	1.23%
HPE	B	1.2%
KLAC	C	1.15%
VOD	D	1.13%
MU	B	1.05%
DELL	A	0.94%
STX	C	0.92%
APH	A	0.89%
CTSH	D	0.85%
NTAP	A	0.78%
SWKS	C	0.67%
CDW	C	0.53%
ROP	B	0.51%
CCOI	D	0.45%
UI	D	0.42%
OTEX	D	0.42%
SSNC	C	0.36%
DOX	D	0.33%
LDOS	A	0.33%
INFY	D	0.29%
NOK	B	0.29%
MPWR	C	0.28%
LOGI	D	0.27%
TDS	C	0.25%
SNX	A	0.24%
SAP	C	0.23%
ERIC	C	0.23%
CABO	F	0.19%
XRX	F	0.19%
AVT	A	0.19%
ATHM	D	0.19%
ASX	D	0.16%
TEF	A	0.15%
ORAN	D	0.13%
DNB	F	0.13%
KBR	A	0.13%
UMC	C	0.12%
SAIC	C	0.12%
AMKR	C	0.12%
TLK	F	0.11%
DLB	D	0.11%
IDCC	C	0.11%
PAYC	F	0.11%
OLED	D	0.1%
VSH	C	0.08%
POWI	D	0.07%
KLIC	D	0.07%
SSTK	D	0.06%
PRGS	F	0.05%
CSGS	F	0.05%
ATNI	F	0.04%
BHE	A	0.04%
ATEN	B	0.03%
MEI	F	0.02%
HCKT	D	0.02%
STM	D	0.02%
YOU	F	0.02%
SLP	A	0.01%

TDIV Underweight 26 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	D	-9.11%
AVAV	A	-8.92%
TRMB	C	-7.41%
LHX	B	-5.16%
TER	B	-5.15%
ACHR	D	-3.68%
AMZN	B	-3.66%
BLDE	B	-3.28%
DE	B	-3.05%
PRNT	D	-3.04%
PATH	D	-2.97%
GRMN	A	-2.65%
RKLB	D	-2.15%
GOOG	A	-2.12%
JOBY	F	-2.08%
HON	D	-1.51%
SNPS	C	-1.45%
HEI	A	-1.45%
U	F	-1.43%
ANSS	C	-1.22%
MYNA	A	-1.21%
LMT	A	-1.17%
TDY	D	-1.16%
PLTR	C	-1.07%
OSPN	B	-0.71%
DDD	F	-0.41%

TDIV: Top Represented Industries & Keywords

Industries: Semiconductors Telecom Services Information Technology Services Communication Equipment Software - Application Software - Infrastructure Semiconductor Equipment & Materials Electronic Components Computer Systems Business Services Data Storage Internet Content & Information Consumer Electronics Contract Manufacturers Diversified Industrials Electronics Distribution Engineering & Construction Health Information Services Media - Diversified Pay TV