SMCP vs. SDVY ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$35.33

Average Daily Volume

2,218

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.61

Average Daily Volume

1,380,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	SDVY
30 Days	9.07%	9.60%
60 Days	7.44%	9.45%
90 Days	8.81%	10.70%
12 Months	37.91%	38.70%

12 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in SDVY	Overlap
BCC	B	0.97%	1.02%	0.97%
CADE	B	1.15%	1.18%	1.15%
CRC	B	1.07%	1.07%	1.07%
ESNT	D	0.84%	0.88%	0.84%
FBP	B	0.94%	1.02%	0.94%
JXN	C	1.08%	1.18%	1.08%
KBH	D	0.87%	0.88%	0.87%
MATX	C	1.11%	1.22%	1.11%
MTH	D	0.89%	0.86%	0.86%
RDN	C	0.91%	0.97%	0.91%
UFPI	B	1.0%	0.99%	0.99%
WHD	B	0.96%	1.03%	0.96%

SMCP Overweight 84 Positions Relative to SDVY

Symbol	Grade	Weight
LUMN	C	1.63%
STRL	B	1.51%
CORT	B	1.41%
RIOT	C	1.36%
TCBI	B	1.32%
SFM	A	1.29%
HQY	B	1.21%
MARA	C	1.21%
CVBF	A	1.2%
TGNA	B	1.18%
SIG	B	1.18%
JBT	B	1.17%
HTLF	B	1.16%
IDCC	A	1.15%
UMBF	B	1.15%
CEIX	A	1.14%
CARG	C	1.14%
KNF	A	1.14%
AX	A	1.13%
CATY	B	1.12%
ARCH	B	1.11%
PBH	A	1.11%
MWA	B	1.1%
MGEE	C	1.1%
VCYT	B	1.09%
HWC	B	1.09%
FULT	A	1.07%
QLYS	C	1.07%
APAM	B	1.07%
ACIW	B	1.06%
FFBC	A	1.06%
BTU	B	1.05%
WTS	B	1.04%
WSFS	A	1.03%
TMHC	B	1.03%
SMPL	B	1.02%
IOSP	B	1.02%
CVLT	B	1.01%
BMI	B	1.01%
APLE	B	1.0%
COOP	B	1.0%
CPRX	C	0.99%
HNI	B	0.99%
KFY	B	0.99%
NPO	A	0.98%
MMSI	B	0.98%
CPK	A	0.97%
ALKS	B	0.96%
MHO	D	0.96%
WD	D	0.95%
CABO	C	0.95%
BUR	C	0.93%
TPH	D	0.92%
NHI	D	0.92%
ENSG	D	0.91%
FCPT	C	0.91%
ENS	D	0.9%
POWI	D	0.9%
YOU	D	0.9%
IPAR	B	0.9%
NMIH	D	0.89%
ICFI	F	0.88%
ASO	F	0.87%
BNL	D	0.87%
LANC	C	0.86%
ATKR	C	0.85%
HP	B	0.85%
LXP	D	0.85%
KRYS	B	0.84%
HALO	F	0.84%
AMR	C	0.82%
PTEN	C	0.81%
SPSC	C	0.81%
FORM	D	0.79%
IIPR	D	0.79%
NEOG	F	0.78%
DIOD	D	0.76%
AEO	F	0.76%
LBRT	D	0.73%
LNTH	D	0.73%
STNE	F	0.67%
STNG	F	0.65%
ACLS	F	0.62%
PAGS	F	0.55%

SMCP Underweight 82 Positions Relative to SDVY

Symbol	Grade	Weight
TPL	A	-1.44%
SYF	B	-1.27%
SNA	A	-1.26%
ZION	B	-1.24%
EWBC	A	-1.24%
PRDO	B	-1.24%
SNV	B	-1.24%
GRMN	B	-1.23%
MLI	C	-1.23%
UNM	A	-1.22%
WTFC	A	-1.21%
CALM	A	-1.2%
WTTR	B	-1.18%
STLD	B	-1.17%
G	B	-1.17%
J	F	-1.17%
HBAN	A	-1.16%
CR	A	-1.14%
IBOC	A	-1.14%
FIX	A	-1.14%
DELL	C	-1.13%
KTB	B	-1.13%
RHI	B	-1.13%
EME	C	-1.13%
LECO	B	-1.12%
RL	B	-1.12%
EQH	B	-1.12%
CMC	B	-1.12%
CMA	A	-1.12%
OC	A	-1.11%
RF	A	-1.11%
RS	B	-1.1%
BKE	B	-1.1%
CFG	B	-1.1%
OZK	B	-1.1%
CINF	A	-1.1%
CRBG	B	-1.09%
IEX	B	-1.09%
EBC	B	-1.08%
SLM	A	-1.07%
FITB	A	-1.07%
ITT	A	-1.05%
VOYA	B	-1.05%
SM	B	-1.04%
LSTR	D	-1.04%
AFG	A	-1.04%
ALLY	C	-1.04%
MGY	A	-1.03%
CF	B	-1.03%
PHIN	A	-1.03%
GGG	B	-1.03%
RGA	A	-1.03%
BEN	C	-1.02%
WGO	C	-1.02%
EDR	A	-1.01%
TOL	B	-0.99%
OMC	C	-0.99%
TEX	D	-0.98%
MTG	C	-0.96%
BPOP	B	-0.96%
NTAP	C	-0.96%
EXPD	D	-0.95%
EG	C	-0.94%
IPG	D	-0.93%
AGCO	D	-0.93%
AESI	B	-0.92%
SHOO	D	-0.92%
SLVM	B	-0.92%
DKS	C	-0.91%
LEA	D	-0.9%
DINO	D	-0.9%
PHM	D	-0.88%
AOS	F	-0.87%
VSH	D	-0.87%
WLK	D	-0.87%
WSM	B	-0.86%
WMS	D	-0.86%
IBP	D	-0.85%
AMKR	D	-0.83%
NSP	D	-0.83%
CCS	D	-0.82%
CRI	D	-0.79%