SEA vs. SMCP ETF Comparison

Comparison of U.S. Global Sea to Sky Cargo ETF (SEA) to AlphaMark Actively Managed Small Cap ETF (SMCP)
SEA

U.S. Global Sea to Sky Cargo ETF

SEA Description

The investment seeks to track the investment results (before fees and expenses) of the Dow Jones Global Shipping IndexSM (the underlying index). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) that represent securities in the underlying index. The underlying index is comprised of developed market-listed equity securities of companies that are classified as being in the shipping industry. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$16.39

Average Daily Volume

3,982

Number of Holdings *

13

* may have additional holdings in another (foreign) market
SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.67

Average Daily Volume

1,415

Number of Holdings *

99

* may have additional holdings in another (foreign) market
Performance
Period SEA SMCP
30 Days 7.48% -0.37%
60 Days 8.59% -0.90%
90 Days 6.30% 6.03%
12 Months 10.61% 27.76%
2 Overlapping Holdings
Symbol Grade Weight in SEA Weight in SMCP Overlap
MATX B 1.95% 0.96% 0.96%
STNG B 2.03% 1.14% 1.14%
SEA Overweight 11 Positions Relative to SMCP
Symbol Grade Weight
BWLP B 5.26%
TNK B 4.04%
HAFN A 4.02%
TRMD B 3.92%
FDX C 2.99%
ZTO C 2.98%
GXO D 2.94%
UPS F 2.79%
EXPD D 2.68%
INSW A 1.97%
SFL A 1.86%
SEA Underweight 97 Positions Relative to SMCP
Symbol Grade Weight
SMCI D -3.0%
MOD B -1.53%
SFM A -1.34%
JXN A -1.31%
PBF D -1.26%
PR B -1.24%
LBRT B -1.22%
AVAV B -1.21%
PSN D -1.21%
ITRI A -1.2%
CNX B -1.16%
HQY D -1.16%
COOP A -1.16%
STRL D -1.15%
AEO B -1.12%
ITGR D -1.11%
HCC B -1.11%
LRN A -1.1%
GMS C -1.09%
HP F -1.08%
CHRD B -1.06%
CMC C -1.05%
TMHC C -1.04%
ZWS C -1.04%
REZI D -1.03%
ARCB F -1.03%
CVCO C -1.03%
TPH A -1.02%
BCC D -1.02%
AIT C -1.02%
HAE A -1.02%
VRRM A -1.01%
KBH C -1.01%
PTEN F -1.0%
SKY D -1.0%
GATX D -1.0%
NMIH A -1.0%
KFY C -0.99%
SIGI F -0.98%
ASGN D -0.98%
TEX D -0.98%
ASB A -0.97%
OTTR B -0.97%
AEL A -0.97%
PAGS D -0.97%
ESNT C -0.97%
CALM D -0.96%
HLNE B -0.96%
AMR D -0.96%
ABM B -0.95%
MMSI B -0.95%
NWE B -0.95%
ARCH D -0.95%
FFIN D -0.94%
BTU F -0.93%
ABG C -0.93%
ALE B -0.93%
MTH B -0.93%
SHOO D -0.93%
CADE B -0.92%
HWC A -0.92%
VSH C -0.92%
CNO A -0.92%
PLXS B -0.91%
EVTC F -0.9%
AX A -0.9%
APAM D -0.9%
IDCC C -0.89%
ABCB B -0.88%
ASO D -0.88%
UFPI C -0.88%
APLE F -0.87%
SSB D -0.87%
PECO F -0.86%
AEIS D -0.86%
GBCI C -0.86%
ALKS F -0.86%
STNE C -0.86%
TGNA D -0.86%
TCBI B -0.86%
CCS D -0.85%
FTDR B -0.85%
KWR D -0.85%
CEIX F -0.84%
UCBI B -0.84%
MHO C -0.84%
HUBG C -0.84%
LXP D -0.82%
WD B -0.81%
ACLS D -0.77%
AMN D -0.76%
CATY D -0.75%
ZD D -0.73%
HELE F -0.73%
CORT D -0.69%
VLY F -0.63%
NEOG F -0.59%
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