SDVY vs. SMCP ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to AlphaMark Actively Managed Small Cap ETF (SMCP)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$33.30

Average Daily Volume

1,032,076

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.17

Average Daily Volume

1,741

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	SMCP
30 Days	-3.79%	-3.75%
60 Days	2.40%	1.04%
90 Days	3.15%	3.10%
12 Months	30.86%	27.87%

14 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in SMCP	Overlap
AMR	B	1.13%	0.96%	0.96%
BCC	C	1.07%	1.01%	1.01%
CADE	A	1.0%	0.92%	0.92%
CALM	B	1.04%	1.02%	1.02%
CCS	D	0.92%	0.86%	0.86%
CMC	D	1.06%	1.08%	1.06%
ESNT	C	0.97%	1.0%	0.97%
JXN	A	1.06%	1.29%	1.06%
KBH	C	0.92%	0.99%	0.92%
MATX	C	1.03%	0.96%	0.96%
MTH	B	0.97%	0.86%	0.86%
TEX	B	1.05%	1.04%	1.04%
UFPI	C	0.99%	0.88%	0.88%
VSH	C	0.97%	0.86%	0.86%

SDVY Overweight 85 Positions Relative to SMCP

Symbol	Grade	Weight
DELL	A	1.14%
CHX	B	1.12%
MGY	A	1.11%
NSP	B	1.1%
EDR	A	1.08%
SM	A	1.08%
TPL	A	1.08%
CHK	A	1.07%
WHD	A	1.06%
CRBG	B	1.06%
EME	A	1.05%
OC	A	1.04%
SXC	D	1.03%
RS	D	1.03%
PHIN	A	1.03%
SLVM	A	1.03%
WTTR	A	1.03%
CMA	A	1.03%
STLD	D	1.03%
HBAN	A	1.03%
EQH	A	1.03%
WLK	B	1.03%
WSM	B	1.02%
CRC	A	1.02%
AGCO	B	1.02%
AESI	A	1.02%
SLM	A	1.02%
OMC	A	1.02%
ITT	B	1.01%
NTAP	A	1.01%
CFG	A	1.01%
FBP	A	1.01%
ZION	B	1.01%
RF	B	1.01%
MLI	A	1.01%
AOS	B	1.01%
IBOC	A	1.0%
WTFC	B	1.0%
SNA	D	1.0%
OZK	A	1.0%
MCRI	D	1.0%
BPOP	A	1.0%
SNV	C	0.99%
FITB	A	0.99%
GRMN	A	0.99%
FIX	B	0.99%
RGA	A	0.99%
PHM	B	0.98%
J	C	0.98%
WMS	C	0.98%
VOYA	D	0.98%
DINO	D	0.98%
CINF	B	0.98%
UNM	C	0.98%
AMKR	C	0.98%
ALLY	A	0.98%
IEX	D	0.97%
GGG	D	0.97%
SYF	A	0.97%
EWBC	B	0.97%
LECO	D	0.97%
ETD	D	0.97%
PRDO	A	0.97%
EXPD	D	0.97%
RDN	C	0.96%
IBP	B	0.96%
AFG	D	0.96%
BKE	C	0.96%
WGO	D	0.96%
TOL	B	0.96%
KTB	B	0.95%
LEA	D	0.95%
DKS	A	0.95%
CF	C	0.95%
IPG	C	0.95%
BEN	D	0.94%
G	F	0.94%
MTG	B	0.94%
EBC	C	0.94%
EG	D	0.93%
LSTR	D	0.93%
RL	C	0.9%
RHI	F	0.9%
CRI	F	0.85%
SSTK	D	0.85%

SDVY Underweight 85 Positions Relative to SMCP

Symbol	Grade	Weight
SMCI	C	-2.48%
MOD	B	-1.42%
SFM	A	-1.34%
PBF	A	-1.26%
PR	A	-1.24%
PSN	C	-1.22%
LBRT	A	-1.2%
HQY	C	-1.2%
ITRI	A	-1.19%
COOP	A	-1.18%
CNX	A	-1.18%
AVAV	A	-1.17%
ITGR	B	-1.16%
ARCB	B	-1.14%
STNG	A	-1.13%
HP	B	-1.12%
STRL	B	-1.09%
CHRD	A	-1.08%
HCC	A	-1.08%
GMS	C	-1.08%
ZWS	D	-1.07%
GATX	D	-1.06%
AEO	B	-1.05%
KFY	D	-1.04%
AIT	D	-1.04%
PTEN	F	-1.03%
ASGN	D	-1.02%
CVCO	C	-1.02%
VRRM	A	-1.02%
REZI	C	-1.01%
NMIH	B	-1.01%
SIGI	D	-1.01%
TMHC	B	-1.01%
FFIN	C	-0.99%
SKY	C	-0.99%
TPH	A	-0.98%
AEL	A	-0.98%
HLNE	B	-0.97%
BTU	D	-0.97%
NWE	A	-0.97%
ABM	B	-0.97%
OTTR	C	-0.97%
ARCH	B	-0.96%
HAE	A	-0.96%
LRN	B	-0.96%
ALE	A	-0.96%
ASB	B	-0.96%
APAM	D	-0.95%
ABG	A	-0.95%
MMSI	C	-0.95%
AX	B	-0.93%
PAGS	C	-0.93%
SHOO	C	-0.93%
CNO	C	-0.93%
EVTC	C	-0.92%
HWC	A	-0.92%
SSB	D	-0.92%
APLE	D	-0.91%
GBCI	C	-0.9%
PECO	D	-0.9%
TCBI	D	-0.9%
IDCC	C	-0.89%
TGNA	F	-0.89%
ABCB	B	-0.87%
KWR	C	-0.87%
ASO	C	-0.86%
PLXS	A	-0.86%
UCBI	C	-0.86%
LXP	F	-0.86%
FTDR	D	-0.86%
HUBG	D	-0.85%
ALKS	D	-0.85%
STNE	C	-0.83%
WD	C	-0.82%
AEIS	D	-0.82%
CEIX	B	-0.82%
CATY	F	-0.81%
HELE	F	-0.81%
MHO	C	-0.8%
AMN	D	-0.74%
ZD	F	-0.74%
ACLS	D	-0.73%
VLY	F	-0.71%
CORT	D	-0.67%
NEOG	D	-0.58%