SAEF vs. SIMS ETF Comparison

Comparison of Schwab Ariel ESG ETF (SAEF) to SPDR S&P Kensho Intelligent Structures ETF (SIMS)

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$26.82

Average Daily Volume

2,199

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SIMS

SPDR S&P Kensho Intelligent Structures ETF

SIMS Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Intelligent Infrastructure Index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Intelligent Infrastructure sector as determined by a classification standard produced by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.92

Average Daily Volume

1,115

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SAEF	SIMS
30 Days	2.45%	-1.59%
60 Days	6.10%	6.67%
90 Days	11.40%	5.85%
12 Months	35.10%	15.37%

4 Overlapping Holdings

Symbol	Grade	Weight in SAEF	Weight in SIMS	Overlap
ADTN	B	1.45%	2.6%	1.45%
GNRC	A	2.24%	3.07%	2.24%
GNTX	C	1.97%	1.46%	1.46%
REZI	C	2.32%	2.64%	2.32%

SAEF Overweight 54 Positions Relative to SIMS

Symbol	Grade	Weight
OSW	A	4.31%
BCO	C	3.61%
LIND	D	3.51%
NCLH	A	3.48%
FI	A	3.15%
NVT	D	3.04%
KKR	B	2.85%
GS	B	2.5%
ZBRA	A	2.43%
FICO	B	2.29%
PBH	A	2.18%
NTRS	B	2.17%
FAF	D	2.05%
CRL	F	1.93%
JLL	B	1.93%
MTB	B	1.83%
CBRE	A	1.77%
LFUS	F	1.69%
MSI	B	1.64%
KN	D	1.63%
KMT	B	1.61%
KEYS	C	1.59%
MAT	A	1.57%
ATGE	A	1.56%
AXTA	A	1.48%
ZBH	C	1.41%
ST	F	1.41%
MANU	C	1.39%
MSGS	B	1.27%
AFL	D	1.27%
LH	A	1.25%
IPG	F	1.25%
DNB	B	1.2%
SNA	A	1.2%
SSD	F	1.19%
MAS	D	1.15%
BRC	D	1.11%
BWA	D	1.08%
MIDD	F	1.06%
KMX	D	1.04%
PGR	D	0.99%
PDCO	F	0.99%
MSGE	C	0.97%
KFY	B	0.96%
HCKT	D	0.94%
LESL	D	0.94%
BIO	A	0.93%
REYN	F	0.91%
MHK	D	0.83%
SJM	F	0.75%
SRCL	A	0.75%
PARA	C	0.61%
NVST	A	0.53%
PHIN	C	0.26%

SAEF Underweight 37 Positions Relative to SIMS

Symbol	Grade	Weight
PNR	A	-3.28%
MWA	A	-3.22%
TTEK	A	-3.13%
CARR	D	-3.07%
JCI	C	-2.87%
BMI	C	-2.85%
VLTO	D	-2.71%
WTTR	D	-2.6%
SLAB	F	-2.55%
ITRI	A	-2.55%
XYL	F	-2.44%
ALRM	F	-2.31%
PSN	A	-2.21%
ROKU	D	-2.19%
ARLO	F	-2.12%
SHLS	D	-1.96%
AYI	A	-1.91%
CHPT	F	-1.87%
ERII	A	-1.79%
NRG	A	-1.77%
BE	D	-1.74%
BLNK	C	-1.64%
AY	A	-1.61%
NVEE	C	-1.6%
HON	C	-1.6%
BIDU	F	-1.6%
ON	F	-1.59%
ROP	D	-1.59%
AME	A	-1.56%
CNM	D	-1.44%
GTLS	A	-1.36%
BP	F	-1.34%
MVIS	F	-1.1%
STM	F	-1.04%
CWCO	F	-1.01%
STEM	F	-0.95%
REKR	F	-0.49%