OSCV vs. ARKF ETF Comparison

Comparison of Opus Small Cap Value Plus ETF (OSCV) to ARK Fintech Innovation ETF (ARKF)

OSCV

Opus Small Cap Value Plus ETF

OSCV Description

The investment seeks capital appreciation. The fund is an actively-managed exchange-traded fund ("ETF") that invests under normal circumstances at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization U.S. companies. The fund's sub-adviser defines a small-capitalization company as an issuer whose market capitalization at the time of purchase is in the range of those found in the Russell 2000® Index. The fund will primarily invest in common stocks and real estate investment trusts ("REITs").

Grade (RS Rating)

Last Trade

$33.88

Average Daily Volume

56,079

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$26.87

Average Daily Volume

475,105

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OSCV	ARKF
30 Days	-5.07%	-10.07%
60 Days	-2.07%	-6.93%
90 Days	2.24%	4.11%
12 Months	12.77%	57.13%

0 Overlapping Holdings

	Symbol	Grade	Weight in OSCV	Weight in ARKF	Overlap

OSCV Overweight 70 Positions Relative to ARKF

Symbol	Grade	Weight
ENSG	C	2.82%
CASY	A	2.4%
CHE	D	2.36%
KBH	C	2.33%
VVV	C	2.33%
LECO	D	2.32%
TXRH	A	2.29%
CHRD	B	2.24%
TTEK	A	2.21%
NOG	B	2.18%
OC	A	1.9%
UFPI	D	1.77%
THG	A	1.77%
FIX	D	1.76%
KAI	D	1.76%
ICFI	C	1.75%
PRI	D	1.72%
CODI	D	1.6%
EHC	A	1.59%
ACA	D	1.54%
KFRC	D	1.49%
OTTR	A	1.48%
GNTX	D	1.47%
HP	D	1.45%
CW	A	1.43%
MUSA	B	1.35%
ATR	A	1.35%
SPNS	B	1.34%
SBCF	D	1.32%
CWT	A	1.31%
EGP	F	1.31%
EFSC	D	1.22%
EPRT	A	1.21%
LKFN	C	1.21%
POOL	D	1.18%
GGG	D	1.16%
BYD	F	1.15%
HOMB	A	1.14%
CIVI	D	1.14%
LSTR	D	1.14%
ASH	B	1.12%
SYBT	A	1.11%
GABC	C	1.09%
GPK	D	1.08%
OSBC	B	1.08%
NJR	A	1.06%
EVTC	D	1.04%
HCKT	D	1.04%
WTBA	D	1.02%
CPA	D	1.0%
LADR	A	0.99%
KRP	A	0.98%
SCI	B	0.96%
AMH	B	0.94%
TRNO	D	0.9%
KMPR	B	0.9%
MSM	D	0.88%
BRKR	D	0.86%
DOX	D	0.82%
RICK	F	0.81%
ADC	B	0.81%
HIFS	B	0.79%
FELE	D	0.76%
VAC	B	0.73%
WASH	B	0.72%
APLE	D	0.7%
NSA	C	0.67%
FCPT	C	0.63%
AUDC	D	0.42%
CHCT	F	0.41%

OSCV Underweight 29 Positions Relative to ARKF

Symbol	Grade	Weight
COIN	D	-11.32%
SQ	D	-8.35%
SHOP	D	-7.1%
DKNG	C	-6.78%
PATH	F	-4.88%
HOOD	D	-4.56%
TOST	C	-4.24%
SOFI	F	-4.0%
ROKU	F	-3.56%
GLBE	F	-3.42%
PINS	B	-3.19%
INTU	C	-3.08%
RBLX	D	-2.83%
MELI	C	-2.43%
PLTR	C	-1.96%
META	D	-1.95%
NU	C	-1.92%
SE	A	-1.47%
SPOT	B	-1.42%
BILL	F	-1.37%
ICE	C	-1.12%
NVDA	C	-1.03%
TDOC	F	-1.01%
CRWD	D	-0.91%
Z	F	-0.82%
IBTA	B	-0.16%
RDDT	B	-0.02%
STNE	C	-0.0%
TWLO	C	-0.0%