NSCS vs. PEY ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to PowerShares High Yield Dividend Achievers (PEY)
NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$30.81

Average Daily Volume

138

Number of Holdings *

75

* may have additional holdings in another (foreign) market
PEY

PowerShares High Yield Dividend Achievers

PEY Description The PowerShares High Yield Equity Dividend Achievers Portfolio (Fund) is based on the NASDAQ US Dividend AchieversTM 50 Index (Index). The Fund will normally invest at least 90% of its total assets in dividend paying common stocks that comprise the Index. The Index is comprised of 50 stocks selected principally on the basis of dividend yield and consistent growth in dividends. The Fund and the Index are reconstituted annually in January and rebalanced quarterly in January, April, July and October. Effective December 28, 2012, the NADAQ OMX Group, Inc., replaced Mergent, Inc., as the Index Provider of the Index. Effective February 25, 2013, the name of the Index changed from Mergent Dividend Achievers 50 Index to NASDAQ Dividend Achievers 50 Index. There will be no change to the methodology by which NASDAQ OMX Group, Inc., the Index Provider, calculates the Index. Please see the Fund’s prospectus supplement for more information. On February 25, 2013, NASDAQ took the place of the NYSE as the official Index data source.

Grade (RS Rating)

Last Trade

$22.77

Average Daily Volume

193,365

Number of Holdings *

49

* may have additional holdings in another (foreign) market
Performance
Period NSCS PEY
30 Days 11.34% 4.91%
60 Days 11.01% 5.63%
90 Days 11.34% 6.58%
12 Months 38.43% 23.76%
3 Overlapping Holdings
Symbol Grade Weight in NSCS Weight in PEY Overlap
BKH A 1.28% 2.05% 1.28%
FIBK A 1.48% 2.89% 1.48%
SR A 0.82% 2.06% 0.82%
NSCS Overweight 72 Positions Relative to PEY
Symbol Grade Weight
WTFC A 2.5%
EVR B 2.27%
PIPR B 2.11%
MGNI A 1.9%
BANR B 1.87%
SSB B 1.87%
NOG A 1.84%
AIT A 1.75%
ESE B 1.66%
LITE B 1.58%
HQY B 1.57%
SUM B 1.56%
KTOS B 1.56%
MMSI B 1.55%
GDYN B 1.54%
WK B 1.5%
CMC B 1.49%
EHC B 1.42%
ACA A 1.41%
FLR B 1.4%
NPO A 1.39%
BYD C 1.39%
HOMB A 1.39%
QTWO A 1.38%
AVNT B 1.38%
ITRI B 1.38%
AVAV D 1.37%
RDNT B 1.34%
MMS F 1.33%
RBRK A 1.32%
SHOO D 1.28%
TPH D 1.27%
SHAK C 1.27%
SIG B 1.25%
PFBC B 1.25%
MTDR B 1.24%
STAG F 1.23%
EGP F 1.23%
GKOS B 1.17%
PAR B 1.16%
ARCB C 1.16%
TROX D 1.1%
BRBR A 1.09%
KEX C 1.05%
EVRI A 1.05%
ZD C 1.04%
ICHR C 1.02%
ONTO D 0.95%
PRI A 0.9%
LADR B 0.9%
CVLT B 0.85%
VBTX B 0.85%
SLAB D 0.84%
BOOT D 0.83%
ESTA D 0.77%
SIBN F 0.76%
HALO F 0.76%
FROG C 0.74%
CRNX C 0.72%
INN D 0.67%
KRYS B 0.67%
INSM C 0.63%
ACHC F 0.61%
VTLE C 0.61%
OPCH D 0.54%
PCVX D 0.54%
TTMI B 0.53%
MDGL B 0.52%
ATEC C 0.5%
TCMD A 0.48%
IMVT F 0.43%
BPMC C 0.32%
NSCS Underweight 46 Positions Relative to PEY
Symbol Grade Weight
WBA F -3.67%
MO A -3.37%
BEN C -2.89%
VZ C -2.84%
CCOI B -2.8%
UVV B -2.66%
UGI A -2.61%
KEY B -2.39%
BMY B -2.38%
UPS C -2.35%
TROW B -2.29%
NWN A -2.21%
TFC A -2.18%
PFE D -2.18%
WSBC A -2.16%
AVA A -2.15%
NWE B -2.14%
EVRG A -2.07%
CVX A -2.07%
RF A -2.04%
OGE B -2.03%
PRU A -1.99%
PM B -1.99%
LYB F -1.95%
USB A -1.95%
PNW B -1.86%
UBSI B -1.8%
INDB B -1.77%
POR C -1.72%
PNC B -1.67%
WEC A -1.67%
FLO D -1.67%
TRN C -1.67%
ES D -1.67%
PRGO B -1.54%
MAN D -1.51%
IBM C -1.5%
IPG D -1.46%
BBY D -1.45%
SON D -1.42%
EMN D -1.41%
HPQ B -1.38%
KMB D -1.38%
MMM D -1.24%
SWK D -1.19%
NXST C -1.12%
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