MARB vs. SMCP ETF Comparison

Comparison of First Trust Merger Arbitrage ETF (MARB) to AlphaMark Actively Managed Small Cap ETF (SMCP)
MARB

First Trust Merger Arbitrage ETF

MARB Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by establishing long and short positions in the equity securities of companies that are involved in a publicly-announced significant corporate event, such as a merger or acquisition. It's portfolio may include equity securities issued by U.S. and non-U.S. companies, including American Depositary Receipts (ADRs), and derivatives, including total return swaps. The fund may invest in securities issued by small, mid and large capitalization issuers. It is non-diversified.

Grade (RS Rating)

Last Trade

$19.68

Average Daily Volume

6,661

Number of Holdings *

28

* may have additional holdings in another (foreign) market
SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.56

Average Daily Volume

2,068

Number of Holdings *

97

* may have additional holdings in another (foreign) market
Performance
Period MARB SMCP
30 Days -0.84% -0.70%
60 Days -1.08% 4.84%
90 Days -1.18% 7.54%
12 Months -1.25% 29.32%
2 Overlapping Holdings
Symbol Grade Weight in MARB Weight in SMCP Overlap
HTLF A 6.5% 1.11% 1.11%
UMBF A -6.72% 1.1% -6.72%
MARB Overweight 26 Positions Relative to SMCP
Symbol Grade Weight
HCP B 5.53%
AMED D 4.85%
EDR B 4.84%
ACI F 4.65%
AXNX A 4.15%
JNPR A 3.68%
DFS A 3.6%
ANSS B 3.44%
CTLT D 3.16%
VZIO C 3.04%
HES B 2.9%
SRCL A 2.61%
CHX F 2.45%
MGRC A 2.31%
SRDX D 2.25%
IBTX C 1.92%
MRO B 1.81%
CPRI F 1.71%
EQT B -0.07%
WSC F -0.96%
COP C -1.83%
SNPS B -1.89%
SSB C -1.92%
CVX A -3.31%
SLB F -3.7%
COF A -4.03%
MARB Underweight 95 Positions Relative to SMCP
Symbol Grade Weight
STRL B -1.34%
LUMN A -1.33%
YOU B -1.32%
RIOT C -1.27%
CORT A -1.27%
KNF B -1.26%
JBT A -1.21%
TCBI B -1.21%
SIG D -1.18%
JXN B -1.16%
PRMW B -1.15%
SFM A -1.14%
HQY B -1.14%
TGNA B -1.14%
MARA D -1.12%
CVBF B -1.1%
VCYT A -1.08%
CADE B -1.08%
IIPR B -1.07%
APAM A -1.07%
TMHC A -1.07%
CATY B -1.07%
CARG B -1.06%
CEIX B -1.06%
LNTH A -1.05%
MWA A -1.05%
WD C -1.04%
ARCH C -1.04%
PBH A -1.04%
WTS F -1.03%
APLE B -1.03%
HWC B -1.03%
ENSG A -1.03%
CPRX A -1.03%
ICFI A -1.02%
CVLT B -1.01%
ACIW B -1.01%
CRC A -1.01%
BTU A -1.01%
MHO C -1.0%
BUR C -1.0%
FFBC B -1.0%
IDCC A -0.99%
COOP C -0.99%
MGEE C -0.99%
BMI C -0.99%
UFPI D -0.98%
RDN D -0.98%
BCC D -0.98%
NHI D -0.98%
CPK D -0.98%
AX B -0.98%
BNL D -0.98%
FULT C -0.98%
NMIH D -0.98%
POWI C -0.97%
ESNT F -0.97%
IOSP F -0.97%
KFY B -0.97%
MMSI B -0.97%
SMPL C -0.97%
ASO D -0.96%
FCPT D -0.96%
MATX A -0.95%
ENS F -0.95%
HNI D -0.94%
ALKS D -0.94%
WSFS D -0.94%
TPH D -0.93%
NPO F -0.93%
FBP D -0.92%
LXP D -0.92%
FORM F -0.92%
MTH C -0.92%
IPAR B -0.91%
LANC A -0.91%
QLYS D -0.91%
KBH C -0.91%
HP C -0.9%
DIOD F -0.89%
AEO F -0.88%
KRYS D -0.88%
WHD B -0.88%
ATKR D -0.84%
CABO C -0.83%
HALO B -0.83%
NEOG D -0.82%
SPSC F -0.81%
STNE D -0.81%
PTEN F -0.81%
LBRT F -0.76%
AMR F -0.76%
ACLS F -0.75%
STNG F -0.72%
PAGS F -0.61%
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