ARKX vs. XSW ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to SPDR S&P Software & Services ETF (XSW)
ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$15.60

Average Daily Volume

64,911

Number of Holdings *

27

* may have additional holdings in another (foreign) market
XSW

SPDR S&P Software & Services ETF

XSW Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the computer software segment of a U.S. total market composite index. In seeking to track the performance of the S&P Software & Services Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the software and services industry group of the S&P Total Stock Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$153.40

Average Daily Volume

11,495

Number of Holdings *

126

* may have additional holdings in another (foreign) market
Performance
Period ARKX XSW
30 Days 11.27% 7.56%
60 Days 7.36% 0.85%
90 Days 5.19% -0.74%
12 Months 12.31% 25.66%
6 Overlapping Holdings
Symbol Grade Weight in ARKX Weight in XSW Overlap
ANSS D 1.14% 0.76% 0.76%
OSPN C 0.59% 0.62% 0.59%
PATH D 2.85% 0.65% 0.65%
PLTR D 1.27% 0.62% 0.62%
SNPS C 1.43% 0.75% 0.75%
U F 1.28% 0.65% 0.65%
ARKX Overweight 21 Positions Relative to XSW
Symbol Grade Weight
AVAV B 9.52%
KTOS B 9.14%
IRDM D 8.06%
TRMB D 6.75%
TER B 5.93%
LHX A 5.21%
AMZN C 3.52%
ACHR F 3.38%
GRMN A 2.95%
DE D 2.87%
PRNT F 2.83%
BLDE C 2.82%
RKLB D 2.59%
JOBY F 2.13%
GOOG A 2.13%
HON B 1.49%
HEI B 1.43%
MYNA C 1.18%
LMT B 1.12%
TDY D 1.05%
DDD F 0.4%
ARKX Underweight 120 Positions Relative to XSW
Symbol Grade Weight
ZETA A -1.2%
APP C -1.06%
AUR F -1.06%
QTWO A -0.97%
HCP C -0.96%
MITK D -0.96%
ENV B -0.94%
KD B -0.94%
PLTK C -0.94%
MODN C -0.92%
ATEN A -0.9%
TYL B -0.89%
JAMF D -0.89%
PRFT C -0.89%
ETWO C -0.88%
ACIW A -0.88%
ZUO C -0.86%
BSY A -0.86%
CVLT B -0.85%
APPF C -0.85%
PANW C -0.84%
CWAN C -0.84%
DOCU C -0.83%
ALKT B -0.83%
VERX C -0.83%
BLKB C -0.82%
SPSC C -0.81%
NCNO D -0.81%
AGYS A -0.81%
INTA C -0.8%
ORCL C -0.8%
ALTR B -0.8%
ESTC C -0.79%
VRNT C -0.79%
RNG C -0.79%
MSFT B -0.79%
FICO A -0.79%
TTWO D -0.78%
IOT B -0.78%
IDCC C -0.78%
DBX D -0.77%
GWRE B -0.77%
CRWD C -0.77%
HUBS D -0.77%
EVBG C -0.77%
DLB C -0.77%
NTNX B -0.77%
DDOG D -0.76%
DT D -0.76%
PEGA C -0.75%
INTU B -0.75%
NOW C -0.75%
TENB F -0.75%
PTC C -0.75%
WK D -0.75%
SMAR C -0.75%
SWI B -0.74%
IT D -0.74%
ROP C -0.74%
DXC F -0.73%
ZM D -0.73%
SOUN F -0.73%
PRGS F -0.73%
NABL D -0.73%
GTLB D -0.72%
INFA D -0.72%
INST F -0.72%
RAMP F -0.72%
EA F -0.72%
WDAY D -0.72%
FIVN F -0.71%
CFLT C -0.71%
CDNS D -0.71%
CXM D -0.7%
TDC F -0.7%
EGHT D -0.7%
YEXT D -0.7%
ALRM D -0.7%
APPN F -0.7%
CRM D -0.7%
BOX D -0.69%
MSTR D -0.68%
ADBE F -0.68%
TEAM F -0.68%
ZS F -0.68%
CTSH F -0.68%
QLYS F -0.68%
VRNS D -0.68%
PCOR D -0.67%
ADSK F -0.67%
PWSC D -0.67%
BL D -0.67%
YOU F -0.67%
BILL F -0.66%
PRO F -0.66%
IBM D -0.66%
OLO F -0.65%
FTNT D -0.65%
PDFS C -0.65%
MANH D -0.64%
ACN F -0.63%
ASAN D -0.63%
IBUY C -0.62%
S D -0.61%
BRZE F -0.61%
AI D -0.61%
RBLX F -0.6%
CLSK D -0.59%
RIOT F -0.59%
MARA C -0.57%
FRSH F -0.57%
GDYN F -0.56%
RPD F -0.53%
DMRC D -0.52%
EPAM F -0.48%
DV F -0.47%
SPT F -0.37%
HCKT F -0.36%
AMSWA F -0.32%
CRNC F -0.28%
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