SMHB vs. RFDA ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to RiverFront Dynamic US Dividend Advantage ETF (RFDA)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.58

Average Daily Volume

40,001

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RFDA

RiverFront Dynamic US Dividend Advantage ETF

RFDA Description

The Fund seeks to provide capital appreciation and dividend income. RiverFront Dynamic US Dividend Advantage is an Actively Managed ETF and does not follow an index.

Grade (RS Rating)

Last Trade

$57.61

Average Daily Volume

1,279

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	RFDA
30 Days	-9.80%	3.20%
60 Days	-10.51%	5.43%
90 Days	-1.80%	6.03%
12 Months	14.54%	30.20%

6 Overlapping Holdings

Symbol	Grade	Weight in SMHB	Weight in RFDA	Overlap
BGS	F	2.41%	0.87%	0.87%
GMRE	F	0.5%	1.07%	0.5%
PDM	D	0.99%	0.42%	0.42%
RC	D	0.65%	0.35%	0.35%
UHT	D	0.36%	1.19%	0.36%
UVE	B	0.22%	1.03%	0.22%

SMHB Overweight 84 Positions Relative to RFDA

Symbol	Grade	Weight
SLG	B	4.87%
XRX	F	4.09%
DTM	A	3.81%
BXMT	C	3.43%
DSS	F	2.87%
TWO	F	2.87%
CIM	D	2.62%
BDN	C	2.41%
SBRA	C	2.38%
EPR	C	2.34%
ABR	C	2.21%
APAM	B	2.02%
PAGP	A	1.88%
UNIT	B	1.86%
UWMC	D	1.84%
ARR	D	1.65%
NHI	D	1.64%
ORC	B	1.51%
CCOI	B	1.51%
PSEC	D	1.47%
IVR	F	1.43%
DEA	D	1.35%
PMT	C	1.35%
MFA	D	1.27%
RWT	D	1.24%
CTRE	C	1.16%
PETS	C	1.13%
MAIN	A	1.09%
HTGC	D	1.03%
ARI	C	1.02%
GNL	F	1.01%
FCPT	C	1.0%
EFC	C	1.0%
GSBD	F	0.94%
NEWT	C	0.94%
NYMT	C	0.93%
LTC	B	0.91%
DX	B	0.89%
KREF	C	0.8%
VGR	B	0.79%
NWBI	B	0.77%
GBDC	D	0.73%
CODI	B	0.72%
VNOM	A	0.65%
SCS	C	0.65%
ACRE	B	0.64%
LADR	B	0.62%
TSLX	C	0.62%
HESM	B	0.59%
UVV	B	0.54%
OCSL	F	0.54%
AROC	A	0.53%
ILPT	F	0.49%
BRSP	C	0.49%
WSR	A	0.46%
ALX	D	0.45%
GTY	A	0.44%
OPI	F	0.4%
RMR	F	0.38%
NMFC	D	0.38%
GPMT	C	0.34%
CSWC	D	0.34%
GOOD	B	0.33%
FSP	B	0.29%
TRTX	C	0.29%
TCPC	C	0.27%
AHH	D	0.27%
CGBD	C	0.25%
BCSF	C	0.24%
TPVG	B	0.23%
PFLT	D	0.23%
SLRC	A	0.23%
BBDC	A	0.22%
KRO	C	0.2%
EBF	F	0.18%
GAIN	B	0.17%
PNNT	C	0.16%
OLP	B	0.16%
FDUS	A	0.16%
GLAD	B	0.15%
BFS	C	0.14%
TRIN	A	0.12%
CCAP	A	0.1%
REPX	A	0.07%

SMHB Underweight 63 Positions Relative to RFDA

Symbol	Grade	Weight
NVDA	B	-10.57%
AAPL	C	-7.75%
MSFT	D	-7.68%
AMZN	C	-4.28%
GOOG	C	-2.4%
PRDO	B	-2.2%
HPE	B	-1.82%
CSCO	B	-1.76%
IBM	C	-1.74%
HRB	D	-1.72%
USB	A	-1.67%
AM	A	-1.64%
ORI	A	-1.62%
FIS	C	-1.6%
KMI	A	-1.47%
APOG	C	-1.46%
EOG	A	-1.44%
PEG	A	-1.42%
CWEN	C	-1.39%
CRGY	B	-1.36%
PBI	B	-1.35%
V	A	-1.28%
SKT	A	-1.26%
TJX	A	-1.23%
HAFC	B	-1.19%
WASH	C	-1.14%
DLX	B	-1.14%
QCOM	F	-1.13%
XOM	B	-1.12%
NRC	F	-1.08%
FHN	A	-1.04%
THFF	B	-1.02%
MYE	F	-0.98%
TRST	B	-0.96%
HTBK	B	-0.95%
GNK	D	-0.85%
EGY	D	-0.83%
METC	C	-0.83%
JWN	D	-0.82%
GOOGL	C	-0.82%
MO	A	-0.8%
OMF	A	-0.78%
VBTX	B	-0.76%
FULT	A	-0.75%
LMT	D	-0.74%
AMGN	F	-0.71%
VLY	B	-0.7%
PAYX	B	-0.7%
TGNA	B	-0.65%
GEF	A	-0.62%
KO	D	-0.62%
CPT	B	-0.62%
FNB	A	-0.61%
MSM	C	-0.6%
INVH	D	-0.59%
ETD	C	-0.59%
UPBD	B	-0.59%
EVRG	A	-0.57%
MPW	F	-0.57%
WU	F	-0.55%
PM	B	-0.43%
DVN	F	-0.41%
STWD	C	-0.39%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail REIT - Residential Oil & Gas Midstream Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers