SMHB vs. NXTE ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to AXS Green Alpha ETF (NXTE)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.58

Average Daily Volume

40,001

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NXTE

AXS Green Alpha ETF

NXTE Description

AXS Green Alpha ETF is an actively managed portfolio seeking long-term capital appreciation. It's for the discerning, socially responsible investor looking for sustainability and the potential for above-average alpha. The ETF invests in Next Economy™ companies selected by Green Alpha Investments for their attractive growth prospects and a demonstrated commitment to promoting a sustainable environment and economy.

Grade (RS Rating)

Last Trade

$32.46

Average Daily Volume

4,229

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	NXTE
30 Days	-9.80%	-1.52%
60 Days	-10.51%	-1.29%
90 Days	-1.80%	-0.65%
12 Months	14.54%	10.78%

2 Overlapping Holdings

	Symbol	Grade	Weight in SMHB	Weight in NXTE	Overlap
	SCS	C	0.65%	0.9%	0.65%
	SLG	B	4.87%	2.99%	2.99%

SMHB Overweight 88 Positions Relative to NXTE

Symbol	Grade	Weight
XRX	F	4.09%
DTM	A	3.81%
BXMT	C	3.43%
DSS	F	2.87%
TWO	F	2.87%
CIM	D	2.62%
BDN	C	2.41%
BGS	F	2.41%
SBRA	C	2.38%
EPR	C	2.34%
ABR	C	2.21%
APAM	B	2.02%
PAGP	A	1.88%
UNIT	B	1.86%
UWMC	D	1.84%
ARR	D	1.65%
NHI	D	1.64%
ORC	B	1.51%
CCOI	B	1.51%
PSEC	D	1.47%
IVR	F	1.43%
DEA	D	1.35%
PMT	C	1.35%
MFA	D	1.27%
RWT	D	1.24%
CTRE	C	1.16%
PETS	C	1.13%
MAIN	A	1.09%
HTGC	D	1.03%
ARI	C	1.02%
GNL	F	1.01%
FCPT	C	1.0%
EFC	C	1.0%
PDM	D	0.99%
GSBD	F	0.94%
NEWT	C	0.94%
NYMT	C	0.93%
LTC	B	0.91%
DX	B	0.89%
KREF	C	0.8%
VGR	B	0.79%
NWBI	B	0.77%
GBDC	D	0.73%
CODI	B	0.72%
VNOM	A	0.65%
RC	D	0.65%
ACRE	B	0.64%
LADR	B	0.62%
TSLX	C	0.62%
HESM	B	0.59%
UVV	B	0.54%
OCSL	F	0.54%
AROC	A	0.53%
GMRE	F	0.5%
ILPT	F	0.49%
BRSP	C	0.49%
WSR	A	0.46%
ALX	D	0.45%
GTY	A	0.44%
OPI	F	0.4%
RMR	F	0.38%
NMFC	D	0.38%
UHT	D	0.36%
GPMT	C	0.34%
CSWC	D	0.34%
GOOD	B	0.33%
FSP	B	0.29%
TRTX	C	0.29%
TCPC	C	0.27%
AHH	D	0.27%
CGBD	C	0.25%
BCSF	C	0.24%
TPVG	B	0.23%
PFLT	D	0.23%
SLRC	A	0.23%
UVE	B	0.22%
BBDC	A	0.22%
KRO	C	0.2%
EBF	F	0.18%
GAIN	B	0.17%
PNNT	C	0.16%
OLP	B	0.16%
FDUS	A	0.16%
GLAD	B	0.15%
BFS	C	0.14%
TRIN	A	0.12%
CCAP	A	0.1%
REPX	A	0.07%

SMHB Underweight 51 Positions Relative to NXTE

Symbol	Grade	Weight
TSM	B	-7.63%
IBM	C	-5.13%
AMAT	F	-4.82%
SFM	A	-4.33%
CRSP	D	-3.77%
QCOM	F	-3.67%
LRCX	F	-3.62%
ASML	F	-3.6%
DLR	B	-3.21%
NGVC	A	-3.12%
ABBV	F	-2.3%
EQIX	A	-2.29%
HASI	D	-2.12%
VNO	C	-1.97%
ARE	F	-1.94%
JKS	F	-1.83%
SKM	C	-1.47%
TILE	B	-1.46%
TREX	C	-1.45%
HRZN	F	-1.4%
HPP	F	-1.39%
FSLR	F	-1.39%
BXP	C	-1.38%
CRBU	D	-1.34%
RPD	B	-1.26%
ADI	D	-1.17%
MRNA	F	-1.16%
KRC	B	-1.09%
XPEV	C	-0.91%
ZK	D	-0.91%
BNTX	C	-0.82%
ARCT	F	-0.8%
AEIS	C	-0.72%
RIVN	F	-0.69%
FREY	B	-0.65%
QS	F	-0.59%
CRWD	B	-0.59%
PACB	F	-0.59%
HNST	A	-0.57%
VITL	D	-0.57%
EDIT	F	-0.49%
ENPH	F	-0.46%
DQ	F	-0.42%
CSIQ	F	-0.39%
VERV	F	-0.38%
RXRX	F	-0.36%
CMC	B	-0.3%
PRME	F	-0.22%
TPIC	F	-0.18%
WOLF	F	-0.09%
RUN	F	-0.07%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail REIT - Residential Oil & Gas Midstream Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers