SDVY vs. CZA ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Guggenheim Mid-Cap Core ETF (CZA)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.61

Average Daily Volume

1,380,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

CZA

Guggenheim Mid-Cap Core ETF

CZA Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an index called the Zacks Mid-Cap Core Index. The fund will invest at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. It generally invests in all of the securities comprising the index in proportion to their weightings in the index. The index is comprised of 100 securities selected, based on investment and other criteria, from a universe of mid-capitalization securities including MLPs, ADRs and BDCs.

Grade (RS Rating)

Last Trade

$112.45

Average Daily Volume

3,102

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	CZA
30 Days	9.60%	3.26%
60 Days	9.45%	5.04%
90 Days	10.70%	7.69%
12 Months	38.70%	30.18%

12 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in CZA	Overlap
AOS	F	0.86%	0.66%	0.66%
BPOP	B	0.95%	0.46%	0.46%
CINF	A	1.12%	1.53%	1.12%
CR	A	1.16%	0.61%	0.61%
CRBG	B	1.09%	1.16%	1.09%
ESNT	D	0.87%	0.39%	0.39%
GGG	B	1.04%	0.99%	0.99%
IEX	B	1.06%	1.11%	1.06%
ITT	A	1.04%	0.79%	0.79%
J	F	1.05%	1.3%	1.05%
VOYA	B	1.03%	0.5%	0.5%
WLK	D	0.88%	1.05%	0.88%

SDVY Overweight 82 Positions Relative to CZA

Symbol	Grade	Weight
TPL	A	1.54%
EWBC	A	1.27%
UNM	A	1.26%
CALM	A	1.26%
SYF	B	1.26%
SNA	A	1.25%
MLI	C	1.24%
FIX	A	1.23%
WTTR	B	1.23%
ZION	B	1.21%
SNV	B	1.21%
WTFC	A	1.2%
STLD	B	1.19%
GRMN	B	1.19%
EME	C	1.18%
PRDO	B	1.18%
HBAN	A	1.17%
WSM	B	1.17%
CADE	B	1.15%
G	B	1.14%
IBOC	A	1.13%
RF	A	1.13%
DELL	C	1.13%
MATX	C	1.12%
OC	A	1.11%
RS	B	1.11%
OZK	B	1.11%
CMC	B	1.11%
CMA	A	1.1%
CFG	B	1.1%
EQH	B	1.1%
KTB	B	1.1%
LECO	B	1.09%
CRC	B	1.09%
CF	B	1.09%
SLM	A	1.08%
EBC	B	1.08%
RHI	B	1.08%
RL	B	1.08%
JXN	C	1.08%
BKE	B	1.07%
SM	B	1.07%
MGY	A	1.06%
FITB	A	1.06%
PHIN	A	1.05%
EDR	A	1.04%
RGA	A	1.03%
AFG	A	1.03%
BEN	C	1.03%
WHD	B	1.02%
ALLY	C	1.02%
TEX	D	1.0%
TOL	B	1.0%
NTAP	C	1.0%
BCC	B	0.99%
LSTR	D	0.99%
FBP	B	0.99%
SLVM	B	0.99%
UFPI	B	0.98%
EG	C	0.97%
MTG	C	0.97%
EXPD	D	0.96%
OMC	C	0.96%
WGO	C	0.96%
AGCO	D	0.96%
RDN	C	0.95%
AESI	B	0.93%
DKS	C	0.91%
DINO	D	0.91%
PHM	D	0.9%
IPG	D	0.9%
KBH	D	0.89%
SHOO	D	0.87%
MTH	D	0.87%
LEA	D	0.86%
IBP	D	0.86%
WMS	D	0.84%
CCS	D	0.83%
AMKR	D	0.81%
VSH	D	0.81%
NSP	D	0.79%
CRI	D	0.75%

SDVY Underweight 82 Positions Relative to CZA

Symbol	Grade	Weight
VMC	B	-2.4%
WAB	B	-2.18%
AVB	B	-2.11%
ETR	B	-2.06%
WTW	B	-2.04%
BRO	B	-1.98%
XYL	D	-1.94%
STT	A	-1.86%
EQR	B	-1.86%
PPG	F	-1.84%
DOV	A	-1.77%
LYB	F	-1.73%
FTV	C	-1.7%
KEYS	A	-1.7%
VLTO	D	-1.62%
AEE	A	-1.58%
WRB	A	-1.53%
ES	D	-1.46%
NTRS	A	-1.44%
LPLA	A	-1.43%
TDY	B	-1.41%
IFF	D	-1.41%
PKG	A	-1.38%
LDOS	C	-1.38%
CSL	C	-1.31%
ESS	B	-1.3%
PFG	D	-1.3%
CHKP	D	-1.27%
FOX	A	-1.24%
AER	B	-1.24%
JBHT	C	-1.2%
BAH	F	-1.16%
PNR	A	-1.12%
BAX	D	-1.1%
TRMB	B	-1.1%
WMG	C	-1.1%
MAS	D	-1.09%
UDR	B	-0.95%
AMCR	D	-0.94%
ACM	A	-0.94%
WES	C	-0.93%
GLPI	C	-0.89%
REG	B	-0.85%
CNA	B	-0.85%
PFGC	B	-0.83%
LOGI	D	-0.81%
NVT	B	-0.8%
WPC	D	-0.79%
EMN	D	-0.76%
RRX	B	-0.76%
AIZ	A	-0.73%
BWXT	B	-0.72%
ATR	B	-0.71%
CHDN	B	-0.69%
SEIC	B	-0.67%
WWD	B	-0.65%
CACI	D	-0.64%
ALSN	B	-0.64%
EHC	B	-0.62%
INGR	B	-0.58%
KNTK	B	-0.58%
TFX	F	-0.58%
CHE	D	-0.53%
IVZ	B	-0.5%
ESAB	B	-0.48%
BLCO	D	-0.47%
OSK	B	-0.46%
FLS	B	-0.46%
MDU	D	-0.45%
ESI	A	-0.43%
AWI	A	-0.43%
IDA	A	-0.41%
FNB	A	-0.4%
COLD	D	-0.39%
SLGN	A	-0.38%
SIGI	C	-0.38%
SNDR	B	-0.35%
CWEN	C	-0.35%
RRR	D	-0.34%
ACT	D	-0.34%
ST	F	-0.31%
FLO	D	-0.3%