MLPX vs. SMHB ETF Comparison

Comparison of Global X MLP & Energy Infrastructure ETF (MLPX) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)
MLPX

Global X MLP & Energy Infrastructure ETF

MLPX Description

The investment seeks to provide investment results that correspond generally to the price and yield performance of the Solactive MLP & Energy Infrastructure Index. The fund invests at least 80% of its total assets in the securities of the underlying index. It also invests at least 80% of its total assets in securities of master limited partnerships and energy infrastructure corporations. The fund's 80% investment policies are non-fundamental and require 60 days' prior written notice to shareholders before it can be changed. The underlying index tracks the performance of MLPs and energy infrastructure corporations. It is non-diversified.

Grade (RS Rating)

Last Trade

$47.51

Average Daily Volume

101,300

Number of Holdings *

22

* may have additional holdings in another (foreign) market
SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.73

Average Daily Volume

37,351

Number of Holdings *

91

* may have additional holdings in another (foreign) market
Performance
Period MLPX SMHB
30 Days -0.54% -3.52%
60 Days 5.55% -1.03%
90 Days 9.90% -3.85%
12 Months 24.18% 27.33%
5 Overlapping Holdings
Symbol Grade Weight in MLPX Weight in SMHB Overlap
AROC A 1.8% 0.53% 0.53%
DTM A 4.03% 3.81% 3.81%
ETRN A 3.63% 2.49% 2.49%
HESM A 1.57% 0.59% 0.59%
PAGP A 2.39% 1.88% 1.88%
MLPX Overweight 17 Positions Relative to SMHB
Symbol Grade Weight
WMB A 9.41%
OKE A 9.25%
KMI A 6.45%
LNG C 6.4%
TRGP A 5.25%
ET A 4.47%
PAA A 4.44%
EPD A 4.4%
MPLX A 4.33%
WES A 3.62%
AM A 3.11%
ENLC A 2.07%
NS C 1.29%
CQP D 0.99%
NEXT B 0.7%
KNTK A 0.62%
DKL F 0.18%
MLPX Underweight 86 Positions Relative to SMHB
Symbol Grade Weight
SLG B -4.87%
XRX D -4.09%
BXMT D -3.43%
DSS D -2.87%
TWO D -2.87%
CIM F -2.62%
BDN B -2.41%
BGS B -2.41%
SBRA C -2.38%
EPR D -2.34%
ABR D -2.21%
APAM B -2.02%
UNIT D -1.86%
UWMC D -1.84%
ARR D -1.65%
NHI A -1.64%
ORC D -1.51%
CCOI D -1.51%
PSEC C -1.47%
IVR D -1.43%
DEA D -1.35%
PMT C -1.35%
MFA C -1.27%
RWT D -1.24%
CTRE A -1.16%
PETS F -1.13%
MAIN A -1.09%
HTGC A -1.03%
ARI B -1.02%
GNL F -1.01%
FCPT D -1.0%
EFC D -1.0%
PDM B -0.99%
GSBD A -0.94%
NEWT D -0.94%
NYMT F -0.93%
LTC B -0.91%
DX D -0.89%
KREF D -0.8%
VGR D -0.79%
NWBI D -0.77%
GBDC A -0.73%
CODI B -0.72%
VNOM A -0.65%
SCS D -0.65%
RC D -0.65%
ACRE F -0.64%
LADR D -0.62%
TSLX B -0.62%
UVV B -0.54%
OCSL A -0.54%
GMRE D -0.5%
ILPT D -0.49%
BRSP D -0.49%
WSR C -0.46%
ALX C -0.45%
GTY D -0.44%
OPI F -0.4%
RMR D -0.38%
NMFC C -0.38%
UHT F -0.36%
GPMT D -0.34%
CSWC A -0.34%
GOOD A -0.33%
FSP F -0.29%
TRTX A -0.29%
TCPC D -0.27%
AHH D -0.27%
CGBD A -0.25%
BCSF A -0.24%
TPVG D -0.23%
PFLT A -0.23%
SLRC A -0.23%
UVE B -0.22%
BBDC A -0.22%
KRO A -0.2%
EBF D -0.18%
GAIN A -0.17%
PNNT A -0.16%
OLP A -0.16%
FDUS A -0.16%
GLAD A -0.15%
BFS D -0.14%
TRIN A -0.12%
CCAP A -0.1%
REPX B -0.07%
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