GINX vs. FPA ETF Comparison

Comparison of SGI Enhanced Global Income ETF (GINX) to First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA)

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$25.53

Average Daily Volume

54,169

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FPA

First Trust Asia Pacific ex-Japan AlphaDEX Fund

FPA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Asia Pacific Ex-Japan Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Asia Pacific Ex-Japan BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.44

Average Daily Volume

1,623

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GINX	FPA
30 Days	-1.41%	0.03%
60 Days	0.04%	-1.04%
90 Days		2.59%
12 Months		7.46%

1 Overlapping Holdings

	Symbol	Grade	Weight in GINX	Weight in FPA	Overlap
	SHG	B	3.06%	1.62%	1.62%

GINX Overweight 9 Positions Relative to FPA

Symbol	Grade	Weight
KOF	A	4.2%
GOOG	A	3.49%
AAPL	C	3.27%
NVO	D	3.25%
BRK.A	D	3.02%
CIB	B	2.69%
UNH	B	2.63%
MRK	B	2.55%
TIMB	B	2.54%

GINX Underweight 5 Positions Relative to FPA

Symbol	Grade	Weight
KB	A	-1.78%
KEP	C	-1.58%
SKM	D	-1.26%
KT	D	-1.19%
XRX	F	-0.61%