BDCZ vs. FDM ETF Comparison

Comparison of ETRACS Wells Fargo Business Development Company Index ETN Series B due April 26, 2041 (BDCZ) to First Trust DJ Select MicroCap ETF (FDM)
BDCZ

ETRACS Wells Fargo Business Development Company Index ETN Series B due April 26, 2041

BDCZ Description

The ETRACS Wells Fargo® Business Development Company Index ETN Series B due April 26, 2041 are senior unsecured debt securities issued by UBS AG (UBS) that provide exposure to the performance of the Wells Fargo® Business Development Company Index. The index is intended to measure the performance of all business development companies listed on the NYSE or NASDAQ that satisfy specified market capitalization and other eligibility requirements. It refer to the business development companies (“BDCs”) included in the Wells Fargo® Business Development Company Index as the “index constituents.” The index is a proprietary index of Wells Fargo Securities, LLC.

Grade (RS Rating)

Last Trade

$19.36

Average Daily Volume

3,617

Number of Holdings *

23

* may have additional holdings in another (foreign) market
FDM

First Trust DJ Select MicroCap ETF

FDM Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$61.31

Average Daily Volume

4,437

Number of Holdings *

153

* may have additional holdings in another (foreign) market
Performance
Period BDCZ FDM
30 Days 2.59% -1.28%
60 Days 5.37% 1.67%
90 Days 6.04% 5.21%
12 Months 34.09% 26.31%
1 Overlapping Holdings
Symbol Grade Weight in BDCZ Weight in FDM Overlap
NEWT D 1.96% 0.43% 0.43%
BDCZ Overweight 22 Positions Relative to FDM
Symbol Grade Weight
ARCC A 17.86%
FSK B 11.43%
MAIN A 5.85%
PSEC F 5.48%
TSLX B 4.71%
GBDC A 4.5%
GSBD A 4.48%
HTGC A 4.42%
NMFC A 3.68%
OCSL C 3.54%
TCPC D 2.36%
CGBD A 2.28%
BCSF A 2.09%
SLRC A 2.05%
CSWC A 1.82%
BBDC A 1.72%
GAIN A 1.69%
TPVG F 1.57%
PFLT B 1.45%
PNNT B 1.4%
FDUS B 1.28%
GLAD A 1.22%
BDCZ Underweight 152 Positions Relative to FDM
Symbol Grade Weight
POWL B -2.27%
ACMR D -2.06%
SCSC C -1.76%
CRAI B -1.71%
VSEC A -1.7%
CGEM A -1.51%
GNK A -1.5%
CRGY F -1.49%
SXC D -1.46%
REX B -1.43%
BBSI A -1.35%
MYE A -1.35%
HAYN C -1.26%
VVI D -1.23%
CECO C -1.22%
DCO A -1.21%
IDT A -1.18%
EGY B -1.15%
CLW B -1.11%
DXPE B -1.1%
AMBC D -1.1%
ZEUS F -1.08%
UVSP A -1.04%
BELFB B -0.98%
UWMC C -0.98%
BRY B -0.97%
EZPW C -0.96%
MLR A -0.93%
OSBC B -0.92%
LEU C -0.92%
ARHS D -0.91%
HCKT D -0.9%
WSR D -0.89%
MBWM B -0.88%
KE D -0.88%
CFB D -0.87%
TTI F -0.87%
IBCP B -0.86%
PLOW D -0.85%
HTBK D -0.81%
BFST D -0.8%
GATO B -0.79%
GSBC B -0.75%
TITN D -0.75%
LMB C -0.75%
SD C -0.74%
RICK F -0.73%
DENN F -0.72%
NPK A -0.71%
AVNW F -0.71%
AMAL B -0.71%
DHIL C -0.71%
VPG D -0.7%
HVT F -0.69%
CCB B -0.69%
LYTS B -0.68%
HDSN F -0.67%
HTBI B -0.66%
CYH B -0.66%
CENT D -0.65%
LQDT D -0.65%
OSUR D -0.65%
BHB B -0.64%
THFF B -0.64%
SMBC D -0.64%
BBW A -0.63%
VYGR D -0.62%
CWCO D -0.62%
OLP A -0.6%
CCBG D -0.6%
ODC B -0.59%
KRNY F -0.58%
NBN C -0.57%
SIGA A -0.57%
RMR B -0.57%
CSV B -0.57%
GNE F -0.57%
PAHC A -0.56%
BOOM F -0.54%
ARTNA D -0.54%
GLRE A -0.54%
NWPX C -0.53%
OSG B -0.53%
KODK D -0.52%
SPFI B -0.52%
SPOK F -0.52%
AVD C -0.51%
ESQ C -0.5%
MCFT F -0.5%
MOFG D -0.49%
LINC A -0.49%
JOUT F -0.45%
AMPY B -0.44%
SOI B -0.44%
BSRR B -0.44%
NRIM C -0.43%
FSBC D -0.42%
PBPB F -0.42%
PANL C -0.41%
HBT B -0.4%
RM B -0.39%
WTI F -0.38%
ONEW F -0.38%
FET F -0.37%
LOCO C -0.37%
NECB B -0.37%
MVBF F -0.37%
FSBW C -0.36%
BCML C -0.35%
INSE F -0.35%
CVLY B -0.34%
TSBK D -0.33%
OBT B -0.32%
OMER C -0.32%
AFCG B -0.31%
PKOH C -0.31%
NATH D -0.3%
EPM F -0.29%
KFS A -0.29%
GENC A -0.29%
IPI D -0.29%
RLGT F -0.29%
PLBC B -0.28%
OVLY C -0.27%
CMT D -0.24%
LEGH D -0.24%
TSQ B -0.24%
FF B -0.24%
MEC B -0.24%
MPX C -0.23%
STKS C -0.23%
QUAD D -0.23%
RNGR F -0.23%
INTT F -0.22%
OCN D -0.22%
LSEA F -0.21%
HNRG F -0.21%
ATLC F -0.21%
EVC C -0.21%
CMPO B -0.2%
III F -0.17%
RCMT F -0.17%
KLXE F -0.16%
MNSB D -0.15%
REI B -0.14%
HGBL F -0.13%
BGFV F -0.13%
ASRT D -0.13%
TUSK F -0.12%
CCRD C -0.12%
TZOO D -0.09%
CMBM F -0.07%
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