ASEA vs. SMHB ETF Comparison

Comparison of Global X FTSE ASEAN 40 ETF (ASEA) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)

ASEA

Global X FTSE ASEAN 40 ETF

ASEA Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the FTSE/ASEAN 40 Index ("underlying index"). The fund invests at least 80% of its total assets in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. The Adviser uses a "passive" or indexing approach. The underlying index tracks the equity performance of the 40 largest and most liquid companies in the five ASEAN regions: Singapore, Malaysia, Indonesia, Thailand and Philippines. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$14.72

Average Daily Volume

15,878

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.10

Average Daily Volume

38,509

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ASEA	SMHB
30 Days	-2.45%	-4.91%
60 Days	-0.27%	3.44%
90 Days	1.13%	3.02%
12 Months	-0.27%	47.67%

11 Overlapping Holdings

Symbol	Grade	Weight in ASEA	Weight in SMHB	Overlap
ABR	C	2.2%	2.21%	2.2%
ALX	C	1.6%	0.45%	0.45%
BGS	A	6.48%	2.41%	2.41%
BXMT	D	1.7%	3.43%	1.7%
CODI	D	2.32%	0.72%	0.72%
EBF	C	2.57%	0.18%	0.18%
HESM	C	1.56%	0.59%	0.59%
ILPT	F	1.85%	0.49%	0.49%
KREF	F	1.8%	0.8%	0.8%
LADR	B	1.63%	0.62%	0.62%
UVV	A	2.68%	0.54%	0.54%

ASEA Overweight 30 Positions Relative to SMHB

Symbol	Grade	Weight
KHC	A	3.89%
DKL	D	3.6%
GIS	A	3.44%
VZ	C	2.99%
MO	A	2.85%
PM	A	2.69%
D	A	2.61%
CAPL	A	2.51%
USAC	D	2.49%
PPL	A	2.48%
FTAI	A	2.47%
DUK	A	2.42%
CVX	A	2.41%
T	B	2.33%
KNOP	D	2.3%
XOM	A	2.17%
SFL	A	2.15%
NLY	B	2.01%
CWEN	A	1.94%
KMI	A	1.91%
HRB	C	1.9%
BG	B	1.89%
IRM	B	1.87%
IEP	D	1.8%
NFG	A	1.72%
MPLX	A	1.67%
OHI	B	1.64%
SUN	C	1.62%
VIRT	A	1.61%
SPH	C	1.51%

ASEA Underweight 80 Positions Relative to SMHB

Symbol	Grade	Weight
SLG	B	-4.87%
XRX	F	-4.09%
DTM	A	-3.81%
DSS	F	-2.87%
TWO	B	-2.87%
CIM	F	-2.62%
ETRN	A	-2.49%
BDN	A	-2.41%
SBRA	B	-2.38%
EPR	D	-2.34%
APAM	D	-2.02%
PAGP	A	-1.88%
UNIT	C	-1.86%
UWMC	D	-1.84%
ARR	F	-1.65%
NHI	A	-1.64%
ORC	C	-1.51%
CCOI	F	-1.51%
PSEC	D	-1.47%
IVR	C	-1.43%
DEA	B	-1.35%
PMT	B	-1.35%
MFA	C	-1.27%
RWT	F	-1.24%
CTRE	A	-1.16%
PETS	F	-1.13%
MAIN	A	-1.09%
HTGC	A	-1.03%
ARI	D	-1.02%
GNL	D	-1.01%
FCPT	C	-1.0%
EFC	B	-1.0%
PDM	A	-0.99%
GSBD	A	-0.94%
NEWT	F	-0.94%
NYMT	F	-0.93%
LTC	A	-0.91%
DX	C	-0.89%
VGR	D	-0.79%
NWBI	D	-0.77%
GBDC	A	-0.73%
VNOM	A	-0.65%
SCS	D	-0.65%
RC	D	-0.65%
ACRE	D	-0.64%
TSLX	A	-0.62%
OCSL	B	-0.54%
AROC	B	-0.53%
GMRE	F	-0.5%
BRSP	D	-0.49%
WSR	C	-0.46%
GTY	B	-0.44%
OPI	F	-0.4%
RMR	B	-0.38%
NMFC	B	-0.38%
UHT	D	-0.36%
GPMT	F	-0.34%
CSWC	A	-0.34%
GOOD	A	-0.33%
FSP	F	-0.29%
TRTX	B	-0.29%
TCPC	D	-0.27%
AHH	B	-0.27%
CGBD	A	-0.25%
BCSF	A	-0.24%
TPVG	D	-0.23%
PFLT	A	-0.23%
SLRC	A	-0.23%
UVE	B	-0.22%
BBDC	B	-0.22%
KRO	B	-0.2%
GAIN	A	-0.17%
PNNT	A	-0.16%
OLP	A	-0.16%
FDUS	A	-0.16%
GLAD	A	-0.15%
BFS	C	-0.14%
TRIN	A	-0.12%
CCAP	A	-0.1%
REPX	F	-0.07%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers