XPND vs. DJIA ETF Comparison

Comparison of First Trust Expanded Technology ETF (XPND) to Global X Dow 30 Covered Call ETF (DJIA)
XPND

First Trust Expanded Technology ETF

XPND Description

The investment seeks to provide long-term capital appreciation. The fund will invest at least 80% of its net assets in the common stocks of companies identified by it?s investment advisor as either information technology companies or consumer discretionary and communication services companies whose operations are principally derived from and/or dependent upon technology (such companies are collectively referred to herein as ?Expanded Technology Companies?). The fund?s investments will be concentrated (i.e., invest more than 25% of fund assets) in the industries or group of industries comprising the information technology sector. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.35

Average Daily Volume

2,793

Number of Holdings *

50

* may have additional holdings in another (foreign) market
DJIA

Global X Dow 30 Covered Call ETF

DJIA Description Global X Dow 30 Covered Call ETF is an exchange traded fund launched and managed by Global X Management Company LLC. It invests in public equity markets of the United States. It invests directly and through derivatives in stocks of companies operating across diversified sectors. It uses derivatives such as options to create its portfolio. The fund invests in growth and value stocks of large-cap companies. The fund seeks to track the performance of the DJIA Cboe BuyWrite v2 Index, by using full replication technique. Global X Dow 30 Covered Call ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.39

Average Daily Volume

28,972

Number of Holdings *

30

* may have additional holdings in another (foreign) market
Performance
Period XPND DJIA
30 Days 3.77% 2.76%
60 Days 6.73% 3.38%
90 Days 8.67% 4.96%
12 Months 36.07% 14.98%
6 Overlapping Holdings
Symbol Grade Weight in XPND Weight in DJIA Overlap
AAPL C 4.09% 3.25% 3.25%
CRM B 5.38% 4.6% 4.6%
IBM C 3.34% 2.97% 2.97%
MSFT D 4.2% 5.93% 4.2%
NVDA B 5.05% 2.0% 2.0%
V A 4.58% 4.45% 4.45%
XPND Overweight 44 Positions Relative to DJIA
Symbol Grade Weight
ORCL A 5.44%
TMUS B 4.81%
META D 4.55%
MA B 4.42%
GOOGL C 4.41%
AVGO D 4.3%
ADBE C 3.79%
NOW A 3.71%
INTU B 3.4%
TXN C 3.26%
QCOM F 3.17%
AMAT F 2.66%
PANW B 2.22%
FI A 2.11%
ANET C 2.1%
LRCX F 1.69%
APH A 1.52%
PYPL B 1.52%
KLAC F 1.5%
CRWD B 1.46%
MSI B 1.43%
MRVL B 1.36%
WDAY B 1.24%
ADSK A 1.15%
CHTR C 0.98%
APP B 0.7%
WMG D 0.27%
CPAY A 0.27%
GEN B 0.26%
FOXA A 0.26%
EA A 0.25%
IT C 0.25%
TDY B 0.25%
HPE B 0.25%
TYL B 0.24%
OMC C 0.24%
MANH D 0.24%
PTC B 0.24%
NTAP C 0.22%
BSY F 0.21%
SWKS F 0.18%
TER F 0.18%
CDW F 0.18%
MPWR F 0.14%
XPND Underweight 24 Positions Relative to DJIA
Symbol Grade Weight
UNH B -8.41%
GS A -8.39%
HD B -5.86%
CAT B -5.49%
SHW B -5.36%
MCD D -4.15%
AXP A -4.07%
AMGN F -3.98%
TRV B -3.75%
JPM A -3.5%
HON C -3.26%
AMZN C -2.88%
PG C -2.44%
CVX A -2.29%
JNJ C -2.21%
BA F -2.05%
MMM D -1.86%
DIS B -1.62%
MRK D -1.38%
WMT A -1.2%
NKE F -1.07%
KO D -0.88%
CSCO B -0.82%
VZ C -0.6%
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