SPRX vs. ACES ETF Comparison

Comparison of Spear Alpha ETF (SPRX) to ALPS Clean Energy ETF (ACES)
SPRX

Spear Alpha ETF

SPRX Description

SPRX invests in companies that are poised to benefit from breakthrough trends in industrial technology. The fund’s objective is to find underappreciated opportunities across different industrial supply chains that are beneficiaries of the secular themes discussed below: Environmental Focus and Decarbonization Manufacturing Digitalization Automation & Robotics Photonics and Additive Manufacturing Space Exploration Artificial Intelligence (AI) SPRX is an actively managed ETF that seeks long-term capital growth by investing in US listed securities (including American depositary receipts "ADRs") of industrial and technology companies relevant to the Fund’s investment themes and the ecosystem around them. SPRX invests in both “growth”, defined as companies with high and underappreciated growth prospects, and “value”, defined as opportunities that are undervalued based on an assessment of the underlying fundamentals.

Grade (RS Rating)

Last Trade

$24.78

Average Daily Volume

24,409

Number of Holdings *

28

* may have additional holdings in another (foreign) market
ACES

ALPS Clean Energy ETF

ACES Description The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.56

Average Daily Volume

126,476

Number of Holdings *

28

* may have additional holdings in another (foreign) market
Performance
Period SPRX ACES
30 Days 2.24% -6.81%
60 Days 9.62% -7.26%
90 Days 6.88% -7.12%
12 Months 32.40% -14.15%
2 Overlapping Holdings
Symbol Grade Weight in SPRX Weight in ACES Overlap
TSLA A 7.18% 7.71% 7.18%
WOLF F 2.83% 1.28% 1.28%
SPRX Overweight 26 Positions Relative to ACES
Symbol Grade Weight
NVDA A 13.96%
S B 9.02%
MRVL B 7.22%
ZS B 6.18%
TER F 4.99%
DDOG A 4.94%
NET B 4.79%
CEG C 4.65%
CRDO B 3.42%
ANET C 3.39%
AMD F 3.34%
ON F 2.97%
SHOP B 2.72%
CFLT B 2.42%
GTLB B 2.12%
COHR B 1.96%
AMKR F 1.75%
APH B 1.38%
GEV A 1.13%
CRWD B 1.08%
SNOW C 0.97%
NRG B 0.76%
MU D 0.43%
PANW B 0.2%
RIO D 0.0%
ROK B 0.0%
SPRX Underweight 26 Positions Relative to ACES
Symbol Grade Weight
ALB B -6.6%
ITRI B -6.19%
DAR B -5.74%
ORA B -5.4%
FSLR F -4.32%
RIVN F -3.95%
HASI F -3.76%
ENPH F -2.74%
CWEN C -2.64%
RUN F -2.56%
LCID F -2.35%
PLUG F -2.01%
ANDE F -1.85%
NEP F -1.81%
AMSC C -1.62%
FLNC C -1.55%
ASPN F -1.44%
ARRY F -1.16%
AMRC F -1.03%
SHLS F -1.0%
REX D -0.89%
GPRE F -0.85%
EOSE D -0.61%
CLNE F -0.59%
CHPT F -0.54%
NOVA F -0.5%
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