LBAY vs. SDVY ETF Comparison

Comparison of Leatherback Long/Short Alternative Yield ETF (LBAY) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

LBAY

Leatherback Long/Short Alternative Yield ETF

LBAY Description

The investment seeks capital appreciation and income. The fund is an actively-managed ETF that seeks to achieve its investment objective by purchasing long positions in securities believed to provide sustainable shareholder yield (defined as dividends plus buybacks plus debt paydowns) and taking short positions in securities expected to decline in price. It will generally have net exposure of 75% - 110% long. The fund's long positions are generally expected to be comprised of equity securities or depositary receipts, although long positions may also include investment-grade corporate bonds and convertible bonds. It is non-diversified.

Grade (RS Rating)

Last Trade

$26.41

Average Daily Volume

4,735

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$33.44

Average Daily Volume

1,030,823

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	LBAY	SDVY
30 Days	-0.41%	-2.00%
60 Days	1.51%	2.37%
90 Days	2.64%	3.09%
12 Months	-1.61%	33.21%

1 Overlapping Holdings

	Symbol	Grade	Weight in LBAY	Weight in SDVY	Overlap
	FIX	A	-1.04%	0.99%	-1.04%

LBAY Overweight 50 Positions Relative to SDVY

Symbol	Grade	Weight
FIS	A	5.67%
XOM	A	5.49%
BG	B	5.24%
V	C	4.97%
ZBH	D	4.86%
ORI	A	4.52%
ABBV	C	4.43%
PKG	D	4.29%
AGNC	C	4.18%
ICE	C	4.18%
CMCSA	F	3.87%
GEHC	C	3.85%
WM	A	3.79%
MDT	D	3.74%
AWK	C	3.67%
DIS	D	3.61%
NEM	A	3.6%
LHX	B	3.59%
APD	D	3.57%
UNP	C	3.38%
DPZ	A	3.04%
LANC	D	3.02%
MTN	F	2.97%
JNJ	F	2.95%
PCH	F	2.87%
MMM	A	2.76%
CARR	A	2.57%
KO	A	2.57%
KDP	A	2.52%
RIO	A	2.51%
SPGI	C	2.35%
SOLV	F	1.96%
BURL	D	-0.85%
FIVE	F	-1.14%
VRT	A	-1.25%
PLD	F	-1.32%
AAPL	F	-1.44%
SITE	C	-1.46%
PLNT	F	-1.47%
RCL	A	-1.49%
OLLI	D	-1.51%
EQIX	D	-1.55%
DLR	B	-1.59%
SQ	D	-1.59%
BLK	C	-1.63%
TSLA	D	-1.71%
CMG	A	-1.81%
SF	A	-1.89%
DASH	D	-2.07%
AVGO	C	-2.07%

LBAY Underweight 98 Positions Relative to SDVY

Symbol	Grade	Weight
DELL	A	-1.14%
AMR	C	-1.13%
CHX	B	-1.12%
MGY	A	-1.11%
NSP	A	-1.1%
EDR	A	-1.08%
SM	A	-1.08%
TPL	A	-1.08%
CHK	A	-1.07%
BCC	D	-1.07%
WHD	A	-1.06%
JXN	A	-1.06%
CMC	D	-1.06%
CRBG	B	-1.06%
TEX	B	-1.05%
EME	A	-1.05%
CALM	B	-1.04%
OC	A	-1.04%
SXC	C	-1.03%
RS	D	-1.03%
PHIN	A	-1.03%
SLVM	A	-1.03%
WTTR	A	-1.03%
MATX	C	-1.03%
CMA	A	-1.03%
STLD	B	-1.03%
HBAN	A	-1.03%
EQH	A	-1.03%
WLK	B	-1.03%
WSM	B	-1.02%
CRC	A	-1.02%
AGCO	B	-1.02%
AESI	A	-1.02%
SLM	A	-1.02%
OMC	A	-1.02%
ITT	B	-1.01%
NTAP	A	-1.01%
CFG	A	-1.01%
FBP	A	-1.01%
ZION	B	-1.01%
RF	B	-1.01%
MLI	A	-1.01%
AOS	B	-1.01%
IBOC	A	-1.0%
WTFC	B	-1.0%
SNA	D	-1.0%
OZK	A	-1.0%
MCRI	D	-1.0%
BPOP	A	-1.0%
CADE	B	-1.0%
UFPI	D	-0.99%
SNV	C	-0.99%
FITB	A	-0.99%
GRMN	A	-0.99%
RGA	A	-0.99%
PHM	B	-0.98%
J	C	-0.98%
WMS	C	-0.98%
VOYA	D	-0.98%
DINO	C	-0.98%
CINF	A	-0.98%
UNM	B	-0.98%
AMKR	C	-0.98%
ALLY	A	-0.98%
IEX	D	-0.97%
ESNT	C	-0.97%
GGG	D	-0.97%
SYF	A	-0.97%
VSH	C	-0.97%
EWBC	B	-0.97%
LECO	D	-0.97%
ETD	D	-0.97%
PRDO	B	-0.97%
EXPD	D	-0.97%
MTH	B	-0.97%
RDN	C	-0.96%
IBP	C	-0.96%
AFG	C	-0.96%
BKE	D	-0.96%
WGO	D	-0.96%
TOL	C	-0.96%
KTB	B	-0.95%
LEA	D	-0.95%
DKS	A	-0.95%
CF	C	-0.95%
IPG	D	-0.95%
BEN	D	-0.94%
G	F	-0.94%
MTG	C	-0.94%
EBC	D	-0.94%
EG	D	-0.93%
LSTR	D	-0.93%
KBH	C	-0.92%
CCS	D	-0.92%
RL	C	-0.9%
RHI	D	-0.9%
CRI	D	-0.85%
SSTK	D	-0.85%