GSIB vs. FXO ETF Comparison

Comparison of Themes Global Systemically Important Banks ETF (GSIB) to First Trust Financials AlphaDEX (FXO)

GSIB

Themes Global Systemically Important Banks ETF

GSIB Description

The fund is an actively managed exchange-traded fund ("ETF") that will invest in the equity securities of companies that operate in the global banking sector. Under normal circumstances, the fund will invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities that are part of the global banking sector and in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs") that represent such companies in the banking sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.44

Average Daily Volume

2,555

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$52.03

Average Daily Volume

45,856

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	GSIB	FXO
30 Days	2.90%	0.80%
60 Days	6.72%	4.34%
90 Days	15.83%	11.69%
12 Months		39.55%

8 Overlapping Holdings

Symbol	Grade	Weight in GSIB	Weight in FXO	Overlap
BAC	B	3.57%	0.65%	0.65%
BK	B	4.17%	0.64%	0.64%
C	B	3.52%	0.98%	0.98%
GS	B	3.6%	1.69%	1.69%
JPM	B	3.59%	0.65%	0.65%
MS	B	3.96%	1.08%	1.08%
STT	A	4.05%	1.0%	1.0%
WFC	B	3.96%	1.11%	1.11%

GSIB Overweight 8 Positions Relative to FXO

Symbol	Grade	Weight
BCS	A	3.52%
MFG	A	3.43%
HSBC	A	3.36%
MUFG	A	3.36%
SAN	A	3.29%
SMFG	B	3.27%
ING	C	3.04%
TD	F	3.02%

GSIB Underweight 93 Positions Relative to FXO

Symbol	Grade	Weight
TPG	B	-1.89%
AMG	C	-1.76%
AGO	B	-1.72%
JHG	A	-1.72%
KKR	B	-1.71%
WTM	C	-1.71%
CINF	B	-1.68%
JEF	B	-1.67%
BEN	C	-1.65%
TROW	A	-1.64%
ALL	D	-1.59%
MTG	D	-1.58%
RNR	B	-1.56%
EG	F	-1.55%
PGR	D	-1.53%
ACGL	F	-1.5%
BPOP	F	-1.44%
WBS	B	-1.37%
COLB	B	-1.36%
BX	B	-1.36%
SEIC	A	-1.34%
OMF	A	-1.34%
EQH	B	-1.33%
UNM	A	-1.31%
LNC	B	-1.29%
OZK	B	-1.26%
RYAN	B	-1.26%
FNB	B	-1.26%
TW	B	-1.26%
HLI	A	-1.26%
UWMC	F	-1.24%
GL	C	-1.23%
ALLY	F	-1.23%
AXS	B	-1.23%
L	D	-1.23%
MKL	D	-1.21%
BRK.A	D	-1.2%
CNA	D	-1.2%
EWBC	A	-1.14%
NU	B	-1.1%
NTRS	B	-1.08%
FHN	B	-1.08%
ZION	B	-1.07%
MTB	B	-1.06%
CRBG	B	-1.05%
WTFC	B	-1.04%
FCNCA	C	-1.03%
HBAN	B	-1.02%
BRO	A	-0.98%
CB	D	-0.94%
AFL	D	-0.94%
SLM	C	-0.94%
HIG	D	-0.92%
MCO	D	-0.92%
SOFI	A	-0.87%
OWL	B	-0.72%
FHB	A	-0.66%
AMP	B	-0.66%
USB	B	-0.65%
TRV	B	-0.65%
CMA	B	-0.65%
BOKF	C	-0.63%
RF	B	-0.63%
CFG	B	-0.63%
VOYA	B	-0.62%
WRB	D	-0.62%
VIRT	D	-0.62%
FITB	B	-0.62%
PNC	B	-0.62%
PB	B	-0.62%
ORI	D	-0.6%
WAL	D	-0.59%
RJF	A	-0.37%
CFR	B	-0.35%
APO	B	-0.35%
SF	B	-0.34%
PNFP	A	-0.33%
DFS	A	-0.33%
KEY	B	-0.32%
PRU	C	-0.32%
AIG	B	-0.32%
CBSH	A	-0.32%
AJG	D	-0.31%
MORN	B	-0.31%
FAF	D	-0.3%
AIZ	D	-0.3%
FNF	C	-0.3%
PFG	C	-0.3%
RGA	D	-0.3%
STWD	D	-0.3%
XP	F	-0.3%
AFG	D	-0.29%
AGNC	D	-0.28%