GRID vs. HAIL ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to SPDR S&P Kensho Smart Mobility ETF (HAIL)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$124.56

Average Daily Volume

117,063

Number of Holdings ^*

44

* may have additional holdings in another (foreign) market

HAIL

SPDR S&P Kensho Smart Mobility ETF

HAIL Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Smart Transportation Index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Smart Transportation sector as determined by a classification standard produced by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.66

Average Daily Volume

2,978

Number of Holdings ^*

68

* may have additional holdings in another (foreign) market

Performance

Period	GRID	HAIL
30 Days	-0.30%	-0.63%
60 Days	-0.51%	1.25%
90 Days	2.48%	0.28%
12 Months	31.06%	1.43%

9 Overlapping Holdings

	Symbol	Grade	Weight in GRID	Weight in HAIL	Overlap
	APTV	F	2.07%	1.3%	1.3%
	ENPH	F	1.37%	0.56%	0.56%
	NVDA	B	2.42%	2.11%	2.11%
	NXPI	D	0.36%	0.92%	0.36%
	QCOM	F	1.27%	1.37%	1.27%
	SEDG	F	0.11%	0.34%	0.11%
	STM	F	0.01%	1.03%	0.01%
	TRMB	B	0.12%	1.49%	0.12%
	TSLA	B	2.86%	3.17%	2.86%

GRID Overweight 35 Positions Relative to HAIL

	Symbol	Grade	Weight
	ETN	A	9.28%
	JCI	B	9.12%
	ABBV	F	7.75%
	PWR	A	4.63%
	HUBB	B	4.04%
	ORCL	A	2.21%
	NVT	B	1.81%
	CSCO	B	1.62%
	IBM	C	1.34%
	TXN	C	1.31%
	HON	C	1.11%
	ITRI	C	0.77%
	ADI	D	0.74%
	GEV	B	0.61%
	AEIS	C	0.56%
	EMR	B	0.55%
	ATKR	D	0.52%
	MYRG	B	0.33%
	FLNC	D	0.19%
	AMSC	B	0.18%
	WLDN	C	0.1%
	GNRC	C	0.08%
	AES	F	0.06%
	MTZ	B	0.06%
	PLPC	B	0.06%
	WCC	B	0.06%
	VMI	B	0.05%
	LFUS	D	0.04%
	ENS	F	0.03%
	BDC	C	0.03%
	ACA	A	0.03%
	ESE	B	0.02%
	DGII	C	0.01%
	AZZ	A	0.01%
	EBR	F	0.0%

GRID Underweight 59 Positions Relative to HAIL

	Symbol	Grade	Weight
	AUR	C	-3.83%
	XPEV	C	-3.04%
	ALSN	B	-2.86%
	PSNY	F	-2.45%
	CMI	A	-2.43%
	GM	C	-2.13%
	LI	F	-2.11%
	LYFT	C	-2.08%
	EH	D	-2.01%
	PAR	A	-1.92%
	ANSS	B	-1.9%
	AMBA	B	-1.84%
	BWA	D	-1.81%
	NIO	F	-1.8%
	UBER	F	-1.76%
	CAR	C	-1.7%
	GTX	C	-1.62%
	ON	D	-1.59%
	RIVN	F	-1.56%
	GRAB	A	-1.55%
	VC	F	-1.55%
	AXL	C	-1.52%
	AIOT	B	-1.51%
	MOD	A	-1.5%
	OUST	C	-1.47%
	THRM	F	-1.46%
	HEI	A	-1.45%
	LCID	F	-1.42%
	HMC	F	-1.42%
	REVG	C	-1.34%
	IRDM	D	-1.29%
	LAZR	D	-1.28%
	PCAR	B	-1.28%
	MT	B	-1.21%
	PLUG	F	-1.21%
	ALGM	D	-1.21%
	TXT	D	-1.19%
	ITUB	F	-1.19%
	VNT	C	-1.19%
	DAN	D	-1.12%
	F	C	-1.09%
	INDI	C	-1.08%
	MVIS	F	-1.07%
	BIDU	F	-1.06%
	TM	F	-1.01%
	ST	F	-0.98%
	INTC	C	-0.97%
	HII	F	-0.95%
	LEA	F	-0.95%
	BLDE	C	-0.9%
	ASPN	F	-0.89%
	BLNK	F	-0.85%
	HY	D	-0.83%
	BLBD	D	-0.8%
	STLA	F	-0.73%
	REKR	F	-0.51%
	GOEV	F	-0.48%
	ITRN	B	-0.36%
	INVZ	F	-0.33%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Specialty Industrial Machinery Utilities - Diversified

Keywords: S&P 500 Nasdaq 100 Computing Electrical Engineering Integrated Circuits Telecommunications Electricity Fabless Semiconductor Companies Mining Natural Gas Semiconductor Dow Jones Component Electrical Products Electromagnetism Fiber Optics Power Management Renewable Energy Telecommunications Equipment Analog Devices Batteries

HAIL: Top Represented Industries & Keywords

Industries: Auto Manufacturers Auto Parts Semiconductors Software - Application Aerospace & Defense Electronic Components Scientific & Technical Instruments Communication Equipment Semiconductor Equipment & Materials Truck Manufacturing Airports & Air Services Banks - Regional - Latin America Building Materials Business Services Conglomerates Diversified Industrials Information Technology Services Internet Content & Information Recreational Vehicles Rental & Leasing Services

Keywords: Transport S&P 500 Cars Nasdaq 100 Automotive Industry Electric Vehicle Motor Vehicles Electronics Integrated Circuits Passenger Car Fabless Semiconductor Companies Powertrain Semiconductor Aerospace Computing Emerging Technologies Global Positioning System Lidar Location Based Software Rental Car