GINX vs. USMC ETF Comparison

Comparison of SGI Enhanced Global Income ETF (GINX) to Principal U.S. Mega-Cap ETF (USMC)

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$26.86

Average Daily Volume

6,896

Number of Holdings ^*

* may have additional holdings in another (foreign) market

USMC

Principal U.S. Mega-Cap ETF

USMC Description

The investment seeks to provide investment results that closely correspond, before expenses, to the performance of the Nasdaq US Mega Cap Select Leaders Index (the index). Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities that compose the index at the time of purchase. The index uses a quantitative model designed to identify equity securities of companies in the Nasdaq US 500 Large Cap Index (the parent index) that have the largest market capitalizations, with higher weights given to less volatile securities.

Grade (RS Rating)

Last Trade

$59.43

Average Daily Volume

57,211

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GINX	USMC
30 Days	0.93%	3.90%
60 Days	0.12%	4.90%
90 Days	-0.34%	6.95%
12 Months		32.27%

9 Overlapping Holdings

Symbol	Grade	Weight in GINX	Weight in USMC	Overlap
ABBV	D	0.88%	2.7%	0.88%
BAC	A	0.56%	3.03%	0.56%
BRK.A	B	0.99%	5.04%	0.99%
COST	B	0.5%	2.79%	0.5%
JPM	A	0.55%	4.78%	0.55%
LLY	F	3.04%	2.32%	2.32%
MA	C	0.51%	4.78%	0.51%
META	D	3.44%	4.74%	3.44%
MRK	F	2.11%	2.11%	2.11%

GINX Overweight 84 Positions Relative to USMC

Symbol	Grade	Weight
C	A	4.18%
TAK	F	3.79%
INFY	B	3.7%
CL	D	3.68%
NGG	D	3.63%
GOOG	C	3.25%
UMC	F	3.15%
WCC	B	3.01%
QCOM	F	2.48%
NTES	D	2.15%
UPS	C	2.04%
WIT	A	1.85%
LPX	B	1.62%
NVO	D	1.51%
CBRE	B	1.37%
NICE	C	1.36%
KOF	F	1.32%
CSX	B	1.3%
CWEN	C	1.1%
LRCX	F	1.09%
UNP	C	0.95%
KO	D	0.93%
MBI	B	0.92%
PGR	A	0.78%
IBN	C	0.76%
BBVA	F	0.75%
BK	A	0.66%
WF	C	0.62%
MCK	B	0.6%
CFG	B	0.59%
AXP	A	0.57%
TPR	B	0.57%
ALL	A	0.56%
AEP	D	0.56%
TSN	B	0.55%
EOG	A	0.55%
UFPI	B	0.54%
FDX	B	0.54%
CIG	C	0.54%
MKL	A	0.54%
BPOP	B	0.54%
EVRG	A	0.53%
TJX	A	0.53%
EQH	B	0.53%
PRU	A	0.52%
SWX	B	0.52%
IX	F	0.52%
INGR	B	0.52%
BBWI	D	0.52%
CIB	B	0.51%
APH	A	0.51%
PSX	C	0.51%
JXN	C	0.51%
PBR	C	0.51%
NFG	A	0.5%
UHS	D	0.5%
VIPS	F	0.5%
TGT	F	0.5%
DE	A	0.49%
OXY	D	0.49%
SAN	F	0.49%
DD	D	0.49%
ASR	D	0.49%
LMT	D	0.48%
RPRX	D	0.48%
HCA	F	0.48%
DUK	C	0.48%
SAP	B	0.48%
LOGI	D	0.48%
RDY	F	0.47%
UL	D	0.47%
ELV	F	0.47%
RIO	D	0.47%
BABA	D	0.46%
TSM	B	0.46%
SHG	D	0.46%
AMAT	F	0.45%
ZTO	F	0.44%
JD	D	0.44%
SNN	D	0.44%
HMC	F	0.43%
TLK	D	0.43%
REGN	F	0.4%
MPWR	F	0.31%

GINX Underweight 16 Positions Relative to USMC

Symbol	Grade	Weight
AAPL	C	-6.61%
MSFT	F	-6.37%
NFLX	A	-5.21%
NVDA	C	-4.89%
V	A	-4.89%
XOM	B	-4.63%
PG	A	-4.49%
UNH	C	-4.25%
GOOGL	C	-4.08%
AMZN	C	-3.76%
AVGO	D	-3.55%
TSLA	B	-3.3%
HD	A	-3.23%
WMT	A	-3.21%
JNJ	D	-2.77%
AMD	F	-2.18%

GINX: Top Represented Industries & Keywords

Industries: Banks - Global Insurance - Property & Casualty Semiconductors Utilities - Regulated Electric Banks - Regional - Asia Biotechnology Credit Services Drug Manufacturers - Major Integrated Shipping & Logistics Internet Content & Information Oil & Gas E&P Specialty Retail Apparel Stores Asset Management Banks - Regional - US Beverages - Soft Drinks Discount Stores Drug Manufacturers - Specialty & Generic Household & Personal Products Information Technology Services