DVOL vs. SMCP ETF Comparison

Comparison of First Trust Dorsey Wright Momentum & Low Volatility ETF (DVOL) to AlphaMark Actively Managed Small Cap ETF (SMCP)

DVOL

First Trust Dorsey Wright Momentum & Low Volatility ETF

DVOL Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Dorsey Wright Momentum Plus Low Volatility Index (the "index"). Under normal conditions, the fund will invest at least 90% of its net assets (including investment borrowings) in the equity securities that comprise the index. The index is a rules-based equity index designed to track the overall performance of the 50 stocks comprising the NASDAQ US Large Mid Index that exhibit the lowest levels of volatility while still maintaining high levels of "relative strength." The fund is non-diversified.

Grade (RS Rating)

Last Trade

$29.20

Average Daily Volume

4,789

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$29.51

Average Daily Volume

1,699

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	DVOL	SMCP
30 Days	-3.78%	-5.59%
60 Days	-1.21%	-2.76%
90 Days	3.86%	1.05%
12 Months	13.70%	24.87%

0 Overlapping Holdings

	Symbol	Grade	Weight in DVOL	Weight in SMCP	Overlap

DVOL Overweight 48 Positions Relative to SMCP

Symbol	Grade	Weight
RSG	B	3.47%
V	C	3.12%
WMT	C	3.1%
MMC	C	3.06%
TJX	C	2.95%
AME	C	2.87%
MA	D	2.8%
APH	A	2.79%
MSI	B	2.74%
JPM	A	2.71%
AJG	C	2.64%
OTIS	C	2.63%
ORI	A	2.62%
WAB	A	2.62%
ITW	D	2.56%
CW	A	2.56%
TRV	C	2.51%
NDSN	C	2.49%
COST	C	2.48%
CTAS	A	2.16%
DRI	D	2.09%
IBM	D	2.04%
MCK	A	2.01%
FAST	C	1.83%
ORLY	D	1.82%
PTC	D	1.75%
HLT	C	1.71%
AFL	A	1.71%
PRI	D	1.48%
CAH	D	1.47%
CHE	D	1.46%
RGA	A	1.45%
PCAR	D	1.4%
AIG	A	1.38%
TDG	A	1.36%
REGN	C	1.28%
KR	A	1.25%
GRMN	A	1.23%
CPRT	C	1.14%
GWW	D	1.13%
ENSG	C	1.12%
VMC	C	1.08%
WELL	A	1.05%
HCA	C	1.03%
OKE	B	1.02%
AOS	C	1.01%
HWM	B	0.97%
PKG	C	0.87%

DVOL Underweight 99 Positions Relative to SMCP

Symbol	Grade	Weight
SMCI	D	-2.48%
MOD	B	-1.42%
SFM	A	-1.34%
JXN	A	-1.29%
PBF	B	-1.26%
PR	B	-1.24%
PSN	C	-1.22%
LBRT	B	-1.2%
HQY	C	-1.2%
ITRI	B	-1.19%
COOP	A	-1.18%
CNX	B	-1.18%
AVAV	A	-1.17%
ITGR	B	-1.16%
ARCB	F	-1.14%
STNG	B	-1.13%
HP	D	-1.12%
STRL	D	-1.09%
CHRD	B	-1.08%
HCC	A	-1.08%
CMC	C	-1.08%
GMS	C	-1.08%
ZWS	D	-1.07%
GATX	C	-1.06%
AEO	B	-1.05%
TEX	D	-1.04%
KFY	D	-1.04%
AIT	D	-1.04%
PTEN	F	-1.03%
ASGN	D	-1.02%
CVCO	C	-1.02%
VRRM	B	-1.02%
CALM	D	-1.02%
REZI	D	-1.01%
NMIH	A	-1.01%
BCC	D	-1.01%
SIGI	C	-1.01%
TMHC	C	-1.01%
ESNT	D	-1.0%
KBH	C	-0.99%
FFIN	C	-0.99%
SKY	D	-0.99%
TPH	A	-0.98%
AEL	A	-0.98%
HLNE	A	-0.97%
BTU	F	-0.97%
NWE	A	-0.97%
ABM	A	-0.97%
OTTR	A	-0.97%
ARCH	D	-0.96%
HAE	A	-0.96%
LRN	A	-0.96%
ALE	A	-0.96%
ASB	A	-0.96%
MATX	D	-0.96%
AMR	D	-0.96%
APAM	D	-0.95%
ABG	D	-0.95%
MMSI	B	-0.95%
AX	A	-0.93%
PAGS	C	-0.93%
SHOO	D	-0.93%
CNO	B	-0.93%
EVTC	D	-0.92%
HWC	A	-0.92%
CADE	A	-0.92%
SSB	D	-0.92%
APLE	D	-0.91%
GBCI	D	-0.9%
PECO	D	-0.9%
TCBI	D	-0.9%
IDCC	D	-0.89%
TGNA	D	-0.89%
UFPI	D	-0.88%
ABCB	A	-0.87%
KWR	D	-0.87%
ASO	F	-0.86%
PLXS	A	-0.86%
UCBI	B	-0.86%
MTH	A	-0.86%
LXP	D	-0.86%
CCS	D	-0.86%
FTDR	F	-0.86%
VSH	C	-0.86%
HUBG	D	-0.85%
ALKS	F	-0.85%
STNE	C	-0.83%
WD	C	-0.82%
AEIS	D	-0.82%
CEIX	F	-0.82%
CATY	F	-0.81%
HELE	F	-0.81%
MHO	D	-0.8%
AMN	D	-0.74%
ZD	F	-0.74%
ACLS	D	-0.73%
VLY	F	-0.71%
CORT	C	-0.67%
NEOG	D	-0.58%