ARKQ vs. LBAY ETF Comparison

Comparison of ARK Autonomous Technology & Robotics ETF (ARKQ) to Leatherback Long/Short Alternative Yield ETF (LBAY)

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$71.69

Average Daily Volume

77,126

Number of Holdings ^*

* may have additional holdings in another (foreign) market

LBAY

Leatherback Long/Short Alternative Yield ETF

LBAY Description

The investment seeks capital appreciation and income. The fund is an actively-managed ETF that seeks to achieve its investment objective by purchasing long positions in securities believed to provide sustainable shareholder yield (defined as dividends plus buybacks plus debt paydowns) and taking short positions in securities expected to decline in price. It will generally have net exposure of 75% - 110% long. The fund's long positions are generally expected to be comprised of equity securities or depositary receipts, although long positions may also include investment-grade corporate bonds and convertible bonds. It is non-diversified.

Grade (RS Rating)

Last Trade

$26.45

Average Daily Volume

2,577

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKQ	LBAY
30 Days	15.50%	-3.99%
60 Days	23.95%	-3.40%
90 Days	26.24%	-2.87%
12 Months	37.76%	5.05%

2 Overlapping Holdings

	Symbol	Grade	Weight in ARKQ	Weight in LBAY	Overlap
	DE	B	2.8%	2.68%	2.68%
	TSLA	B	15.91%	-1.45%	-1.45%

ARKQ Overweight 28 Positions Relative to LBAY

Symbol	Grade	Weight
KTOS	B	9.33%
TER	F	7.31%
RKLB	A	6.43%
IRDM	D	5.44%
TRMB	B	4.8%
AVAV	C	4.31%
PLTR	B	3.56%
PATH	C	3.26%
ACHR	B	2.95%
TSM	B	2.72%
BLDE	C	2.14%
NVDA	B	2.13%
GOOG	C	1.99%
AMD	F	1.96%
AMZN	C	1.68%
JOBY	B	1.42%
SNPS	B	1.28%
AUR	C	1.27%
TDY	B	1.27%
OKLO	B	1.2%
QCOM	F	1.19%
ISRG	A	1.19%
LMT	D	1.07%
CAT	B	0.96%
DDD	C	0.93%
BWXT	B	0.92%
ANSS	B	0.74%
MTLS	A	0.0%

ARKQ Underweight 50 Positions Relative to LBAY

Symbol	Grade	Weight
LW	C	-4.96%
XOM	B	-4.78%
ORI	A	-4.77%
MO	A	-4.64%
NEM	D	-4.59%
BG	D	-4.57%
CMCSA	B	-4.57%
FIS	C	-4.54%
VTRS	A	-4.48%
ZBH	C	-4.41%
AGNC	C	-4.41%
CVS	D	-4.36%
BERY	C	-4.14%
ICE	C	-4.08%
MTN	C	-3.91%
V	A	-3.89%
MDT	D	-3.86%
UNP	C	-3.77%
T	A	-3.64%
LHX	C	-3.59%
EBAY	D	-3.58%
MMM	D	-3.53%
AWK	C	-3.45%
BKNG	A	-3.37%
RIO	D	-3.28%
MSCI	C	-3.15%
APD	A	-3.11%
SPGI	C	-2.92%
PCH	F	-2.79%
SHAK	C	--1.21%
DKS	D	--1.21%
BURL	B	--1.26%
SITE	F	--1.27%
RBLX	C	--1.29%
EQIX	A	--1.38%
EVR	B	--1.46%
SF	B	--1.48%
LLY	F	--1.48%
DKNG	B	--1.49%
DLR	B	--1.51%
CVNA	B	--1.53%
AAPL	C	--1.53%
DAL	B	--1.53%
TOL	B	--1.54%
PLNT	A	--1.54%
AVGO	D	--1.54%
SQ	A	--1.56%
VRT	B	--1.63%
OLLI	D	--1.69%
DUOL	A	--1.85%