ARKF vs. SKYY ETF Comparison

Comparison of ARK Fintech Innovation ETF (ARKF) to First Trust ISE Cloud Computing Index Fund (SKYY)

ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$27.89

Average Daily Volume

475,292

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SKYY

First Trust ISE Cloud Computing Index Fund

SKYY Description

The investment seeks investment results that correspond generally to the price and yield, before the fund's fees and expenses, of an equity index called the ISE Cloud Computing(TM) Index. The index is owned and was developed by International Securities Exchange, LLC ("ISE" or the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to provide a benchmark for investors interested in tracking companies actively involved in the cloud computing industry. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$92.99

Average Daily Volume

146,089

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKF	SKYY
30 Days	-7.77%	-2.75%
60 Days	-0.39%	0.45%
90 Days	8.56%	1.94%
12 Months	59.10%	45.68%

5 Overlapping Holdings

Symbol	Grade	Weight in ARKF	Weight in SKYY	Overlap
CRWD	C	0.9%	0.59%	0.59%
INTU	C	3.02%	0.61%	0.61%
SHOP	C	7.01%	1.83%	1.83%
TOST	B	4.18%	0.64%	0.64%
TWLO	C	1.52%	1.95%	1.52%

ARKF Overweight 23 Positions Relative to SKYY

Symbol	Grade	Weight
COIN	B	10.85%
SQ	C	8.46%
DKNG	C	6.99%
PATH	D	4.81%
HOOD	B	4.56%
SOFI	C	3.78%
GLBE	D	3.5%
ROKU	F	3.27%
MELI	D	3.25%
PINS	C	3.21%
RBLX	D	2.91%
NU	C	2.65%
META	D	2.19%
PLTR	C	1.93%
SPOT	A	1.44%
BILL	F	1.42%
SE	B	1.31%
ICE	C	1.11%
NVDA	B	1.05%
TDOC	F	1.0%
STNE	C	1.0%
Z	D	0.81%
RDDT	B	0.02%

ARKF Underweight 59 Positions Relative to SKYY

Symbol	Grade	Weight
GOOGL	A	-4.48%
ORCL	C	-4.07%
AMZN	A	-3.98%
IBM	D	-3.91%
MSFT	D	-3.85%
PSTG	A	-3.81%
NTNX	C	-3.77%
ANET	C	-3.51%
CSCO	D	-2.64%
MDB	C	-2.52%
DELL	A	-2.42%
AKAM	D	-2.41%
NET	C	-2.28%
APP	A	-2.26%
HPE	A	-2.2%
NTAP	A	-2.18%
DOCN	C	-2.06%
HUBS	B	-2.03%
FIVN	D	-1.9%
HCP	A	-1.87%
NOW	D	-1.86%
TEAM	F	-1.86%
WK	D	-1.82%
CRM	D	-1.76%
RNG	D	-1.68%
ADBE	D	-1.66%
CFLT	C	-1.6%
GTLB	C	-1.45%
FSLY	D	-1.29%
SAP	C	-1.26%
APPN	C	-1.24%
LUMN	F	-1.15%
WIX	D	-1.15%
ZUO	A	-0.79%
BLKB	B	-0.75%
QTWO	A	-0.74%
BOX	D	-0.7%
SQSP	A	-0.7%
DOCU	A	-0.69%
PAYC	D	-0.68%
BL	C	-0.68%
QLYS	A	-0.65%
DBX	C	-0.64%
PCTY	F	-0.63%
DDOG	B	-0.62%
OTEX	D	-0.61%
PANW	B	-0.6%
TTD	B	-0.6%
APPF	B	-0.59%
SMAR	D	-0.59%
VEEV	D	-0.58%
WDAY	F	-0.57%
ZM	D	-0.56%
SPT	F	-0.55%
SNOW	D	-0.52%
ESTC	B	-0.49%
ASAN	D	-0.47%
ZS	D	-0.47%
EB	F	-0.41%