SPRX vs. SOXX ETF Comparison

Comparison of Spear Alpha ETF (SPRX) to iShares PHLX SOX Semiconductor Sector Index Fund (SOXX)

SPRX

Spear Alpha ETF

SPRX Description

SPRX invests in companies that are poised to benefit from breakthrough trends in industrial technology. The fund’s objective is to find underappreciated opportunities across different industrial supply chains that are beneficiaries of the secular themes discussed below: Environmental Focus and Decarbonization Manufacturing Digitalization Automation & Robotics Photonics and Additive Manufacturing Space Exploration Artificial Intelligence (AI) SPRX is an actively managed ETF that seeks long-term capital growth by investing in US listed securities (including American depositary receipts "ADRs") of industrial and technology companies relevant to the Fund’s investment themes and the ecosystem around them. SPRX invests in both “growth”, defined as companies with high and underappreciated growth prospects, and “value”, defined as opportunities that are undervalued based on an assessment of the underlying fundamentals.

Grade (RS Rating)

Last Trade

$21.72

Average Daily Volume

100,736

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SOXX

iShares PHLX SOX Semiconductor Sector Index Fund

SOXX Description

The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index

Grade (RS Rating)

Last Trade

$206.76

Average Daily Volume

4,071,010

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SPRX	SOXX
30 Days	-7.26%	-9.43%
60 Days	-12.81%	-8.76%
90 Days	-5.89%	5.32%
12 Months	60.81%	51.26%

3 Overlapping Holdings

Symbol	Grade	Weight in SPRX	Weight in SOXX	Overlap
AMD	D	7.2%	6.53%	6.53%
MRVL	D	4.9%	3.85%	3.85%
NVDA	C	10.32%	8.54%	8.54%

SPRX Overweight 22 Positions Relative to SOXX

Symbol	Grade	Weight
ZS	F	9.69%
SNOW	D	7.19%
S	C	6.06%
CFLT	F	4.82%
CRWD	D	4.7%
CEG	B	4.57%
FCX	A	4.56%
HUBS	B	4.39%
NRG	A	4.28%
SHOP	D	4.19%
NET	C	3.88%
DDOG	A	3.29%
ALB	D	2.77%
RIVN	F	2.34%
GTLB	F	2.21%
NVT	B	1.18%
ANET	D	1.06%
U	D	0.86%
PH	B	0.32%
PANW	B	0.0%
RIO	B	0.0%
ROK	F	0.0%

SPRX Underweight 27 Positions Relative to SOXX

Symbol	Grade	Weight
AVGO	D	-8.15%
QCOM	C	-6.61%
INTC	F	-5.21%
MU	B	-5.04%
MCHP	A	-4.49%
TXN	A	-4.29%
ADI	A	-4.23%
KLAC	C	-4.04%
TSM	C	-4.01%
AMAT	D	-4.01%
LRCX	D	-3.93%
NXPI	B	-3.9%
ASML	D	-3.58%
MPWR	C	-3.34%
ON	D	-3.12%
ENTG	D	-2.13%
TER	A	-1.84%
SWKS	F	-1.82%
STM	F	-1.26%
QRVO	C	-1.22%
LSCC	F	-1.11%
MKSI	C	-0.86%
ASX	D	-0.73%
RMBS	F	-0.69%
UMC	D	-0.64%
ACLS	D	-0.36%
WOLF	F	-0.34%