SOXX vs. MGMT ETF Comparison

Comparison of iShares PHLX SOX Semiconductor Sector Index Fund (SOXX) to Ballast Small/Mid Cap ETF (MGMT)

SOXX

iShares PHLX SOX Semiconductor Sector Index Fund

SOXX Description

The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index

Grade (RS Rating)

Last Trade

$216.90

Average Daily Volume

4,051,416

Number of Holdings ^*

* may have additional holdings in another (foreign) market

MGMT

Ballast Small/Mid Cap ETF

MGMT Description

The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$36.48

Average Daily Volume

16,372

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SOXX	MGMT
30 Days	-3.89%	-2.96%
60 Days	1.24%	1.03%
90 Days	8.85%	0.69%
12 Months	61.84%	13.26%

0 Overlapping Holdings

	Symbol	Grade	Weight in SOXX	Weight in MGMT	Overlap

SOXX Overweight 30 Positions Relative to MGMT

Symbol	Grade	Weight
NVDA	B	8.85%
AVGO	B	8.19%
AMD	C	6.8%
QCOM	B	6.68%
MU	A	5.39%
INTC	F	5.27%
AMAT	B	4.16%
LRCX	C	4.12%
MCHP	A	4.1%
KLAC	B	4.07%
TXN	B	4.02%
TSM	B	4.02%
ADI	A	4.0%
MRVL	C	3.82%
ASML	C	3.8%
NXPI	B	3.7%
MPWR	C	3.25%
ON	D	2.98%
ENTG	C	2.13%
TER	B	1.74%
SWKS	B	1.72%
STM	D	1.17%
QRVO	B	1.16%
LSCC	D	1.11%
MKSI	C	0.87%
ASX	D	0.76%
RMBS	D	0.68%
UMC	C	0.62%
ACLS	D	0.36%
WOLF	F	0.34%

SOXX Underweight 46 Positions Relative to MGMT

Symbol	Grade	Weight
NRP	A	-5.31%
AGM	B	-3.72%
AZZ	B	-3.33%
CVCO	C	-3.1%
TDC	D	-2.86%
MTG	B	-2.84%
CEIX	B	-2.83%
PHIN	A	-2.81%
EXP	B	-2.79%
CASS	D	-2.78%
GEO	B	-2.62%
TRIP	B	-2.46%
LAMR	B	-2.35%
LSTR	D	-2.26%
SOI	A	-2.2%
BIOX	D	-2.17%
CBNK	D	-2.16%
IGIC	A	-2.13%
ATKR	A	-2.11%
GPRE	F	-2.1%
NTIC	A	-2.05%
IMXI	B	-1.99%
LII	B	-1.95%
DOX	D	-1.89%
BLCO	D	-1.69%
KOS	D	-1.69%
EPR	D	-1.64%
BWA	B	-1.64%
SFM	A	-1.63%
RMNI	F	-1.63%
GSM	A	-1.55%
BELFB	D	-1.52%
ECVT	D	-1.51%
CRMT	F	-1.49%
IPGP	D	-1.46%
UFPT	D	-1.27%
KN	B	-1.27%
RCMT	F	-1.22%
EPSN	A	-1.17%
TKR	D	-1.16%
PATK	C	-0.94%
IRMD	D	-0.91%
CMP	F	-0.9%
EXTR	F	-0.81%
G	F	-0.81%
BIL	A	-0.23%