SMCF vs. FXN ETF Comparison

Comparison of Themes US Small Cap Cash Flow Champions ETF (SMCF) to First Trust Energy AlphaDEX Fund (FXN)

SMCF

Themes US Small Cap Cash Flow Champions ETF

SMCF Description

The index is a free-float adjusted, market capitalization weighted index that is designed to provide exposure to small capitalization U.S. companies that have a high cash flow yield. The fund will invest, under normal circumstances, at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in the securities that comprise the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$33.92

Average Daily Volume

372

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXN

First Trust Energy AlphaDEX Fund

FXN Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$17.95

Average Daily Volume

739,902

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMCF	FXN
30 Days	9.53%	8.99%
60 Days	9.53%	8.39%
90 Days	10.34%	4.27%
12 Months		8.75%

7 Overlapping Holdings

Symbol	Grade	Weight in SMCF	Weight in FXN	Overlap
APA	D	2.12%	3.59%	2.12%
AR	B	2.77%	0.82%	0.82%
CIVI	D	0.14%	3.96%	0.14%
DINO	D	1.77%	3.7%	1.77%
MRO	B	4.5%	3.36%	3.36%
MTDR	B	1.75%	4.63%	1.75%
PR	B	1.77%	3.46%	1.77%

SMCF Overweight 66 Positions Relative to FXN

Symbol	Grade	Weight
BLDR	D	4.39%
TOL	B	4.16%
CF	A	4.07%
WSM	C	4.0%
RGA	A	3.93%
FLEX	B	3.9%
EWBC	A	3.78%
FHN	A	2.84%
EVR	B	2.79%
MLI	B	2.66%
ORI	A	2.45%
UFPI	C	2.07%
JXN	C	1.82%
MTG	C	1.72%
AXS	A	1.71%
THG	A	1.53%
STRL	A	1.44%
MATX	C	1.42%
BCC	B	1.42%
OZK	B	1.34%
SM	B	1.34%
ABCB	B	1.2%
AX	B	1.09%
IBOC	B	1.02%
BGC	C	1.0%
CEIX	A	0.94%
CALM	A	0.94%
WD	D	0.92%
HCC	B	0.92%
WSFS	B	0.92%
FBP	C	0.9%
DDS	B	0.88%
BTU	B	0.86%
PBF	D	0.83%
NMIH	C	0.79%
ARCH	B	0.78%
APAM	B	0.78%
EBC	B	0.76%
VIRT	A	0.76%
BFH	C	0.72%
HESM	B	0.71%
HTLF	B	0.7%
ENVA	B	0.69%
TBBK	B	0.68%
AMR	C	0.67%
VSTO	A	0.61%
YOU	D	0.58%
MGNI	B	0.55%
TRMK	C	0.55%
MCY	A	0.54%
CVI	F	0.52%
EQC	B	0.51%
VRTS	B	0.49%
DVAX	C	0.46%
STBA	B	0.42%
LOB	C	0.42%
PRDO	B	0.41%
HOPE	C	0.4%
TCBK	C	0.39%
TX	F	0.39%
SPNT	B	0.37%
CNA	C	0.27%
MUR	D	0.26%
FLNG	C	0.22%
IRWD	F	0.15%
STNG	F	0.01%

SMCF Underweight 31 Positions Relative to FXN

Symbol	Grade	Weight
OVV	B	-4.53%
NOV	C	-3.94%
DVN	F	-3.91%
CHRD	D	-3.9%
CVX	A	-3.41%
EOG	A	-3.41%
COP	C	-3.33%
CTRA	B	-3.3%
FANG	C	-3.29%
VLO	C	-3.22%
EQT	B	-2.72%
RRC	B	-2.55%
HAL	C	-2.41%
XOM	B	-2.4%
PSX	C	-2.3%
OXY	D	-2.29%
MPC	D	-2.26%
TRGP	A	-2.01%
DTM	A	-1.96%
KMI	A	-1.88%
BKR	A	-1.85%
HES	B	-1.66%
SLB	C	-1.61%
NFE	D	-1.57%
TPL	A	-1.19%
WMB	A	-0.95%
OKE	A	-0.92%
LNG	A	-0.91%
FTI	A	-0.84%
AM	A	-0.78%
FSLR	F	-0.61%