SBIO vs. HAPS ETF Comparison

Comparison of ALPS Medical Breakthroughs ETF (SBIO) to Harbor Corporate Culture Small Cap ETF (HAPS)
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.20

Average Daily Volume

8,661

Number of Holdings *

83

* may have additional holdings in another (foreign) market
HAPS

Harbor Corporate Culture Small Cap ETF

HAPS Description The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC those it believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$31.08

Average Daily Volume

121

Number of Holdings *

179

* may have additional holdings in another (foreign) market
Performance
Period SBIO HAPS
30 Days -5.42% 5.32%
60 Days -4.09% 5.21%
90 Days 0.49% 10.83%
12 Months 48.12% 25.09%
7 Overlapping Holdings
Symbol Grade Weight in SBIO Weight in HAPS Overlap
ACLX C 3.19% 1.89% 1.89%
AGIO C 2.05% 1.55% 1.55%
IRWD F 0.44% 0.49% 0.44%
KURA F 0.83% 0.56% 0.56%
NTLA F 0.94% 0.86% 0.86%
PTCT B 2.02% 1.63% 1.63%
TARS C 1.16% 0.6% 0.6%
SBIO Overweight 76 Positions Relative to HAPS
Symbol Grade Weight
CORT B 3.66%
KRYS C 3.39%
RNA C 3.29%
ALKS C 3.15%
CRNX C 2.95%
IMVT F 2.66%
DNLI D 2.36%
MRUS F 2.21%
XENE D 2.01%
VRNA B 1.98%
FOLD F 1.95%
EWTX C 1.92%
ACAD C 1.89%
VERA C 1.82%
ZLAB C 1.79%
VCEL B 1.73%
PTGX D 1.61%
CGON F 1.57%
IDYA F 1.53%
GERN D 1.48%
MIRM B 1.47%
KROS D 1.4%
LBPH A 1.4%
AKRO B 1.32%
MNKD C 1.26%
IRON B 1.21%
GLPG F 1.19%
IMCR D 1.07%
CLDX F 1.06%
ARVN F 1.06%
BCRX D 0.99%
XNCR B 0.98%
RCUS F 0.95%
SNDX F 0.93%
SPRY C 0.88%
VRDN D 0.84%
DAWN D 0.82%
AUPH B 0.78%
PHVS C 0.76%
APLT C 0.72%
COGT D 0.69%
ETNB C 0.57%
LQDA F 0.54%
PLRX D 0.53%
PRTA F 0.52%
ERAS C 0.51%
REPL D 0.5%
AVXL B 0.42%
ANNX F 0.4%
MLYS F 0.39%
ALT C 0.37%
OLMA F 0.37%
ANAB F 0.36%
FLGT F 0.35%
ALLO F 0.35%
CELC F 0.34%
YMAB F 0.34%
URGN F 0.34%
SVRA F 0.34%
FULC F 0.33%
TBPH B 0.32%
FDMT F 0.31%
GHRS C 0.31%
ARCT F 0.31%
AURA C 0.3%
ALEC F 0.28%
CMPS F 0.23%
ACIU D 0.22%
VNDA C 0.2%
ITOS F 0.19%
STRO F 0.17%
ALDX D 0.17%
ZNTL F 0.17%
ENTA F 0.14%
INZY F 0.12%
HLVX F 0.06%
SBIO Underweight 172 Positions Relative to HAPS
Symbol Grade Weight
AWI A -2.18%
CBT D -2.02%
PECO A -1.99%
MOG.A B -1.91%
RYTM C -1.76%
EAT A -1.72%
APLE B -1.71%
LOPE C -1.58%
AVT C -1.53%
REZI A -1.42%
NUVL C -1.39%
HLNE B -1.37%
KYMR D -1.32%
HRI C -1.32%
TNL A -1.3%
KBH D -1.26%
NSA C -1.26%
GVA A -1.25%
TEX F -1.24%
OGS A -1.24%
KOS D -1.2%
PIPR A -1.17%
MC C -1.14%
TPG A -1.13%
SR A -1.11%
RDN D -1.1%
YETI D -1.02%
LBRT D -1.0%
POWL C -0.98%
CPA D -0.96%
SGRY F -0.95%
IVT A -0.94%
NSP F -0.9%
BROS A -0.9%
AIN C -0.8%
CAKE C -0.79%
PSMT D -0.78%
LAUR A -0.77%
BHF C -0.75%
FHB B -0.74%
ALTR B -0.74%
SXT C -0.73%
DK C -0.72%
UPWK B -0.71%
WD D -0.71%
HURN C -0.69%
STEP C -0.69%
ACIW B -0.68%
GSAT C -0.66%
TRIP F -0.64%
AUR C -0.62%
WAFD B -0.62%
BOX B -0.62%
APPF B -0.6%
WK B -0.57%
CCS D -0.57%
BFH C -0.57%
FRME B -0.56%
ALGT B -0.55%
PI D -0.55%
JBGS F -0.55%
CMPR D -0.54%
BANR B -0.54%
COLL F -0.51%
LGIH F -0.51%
MD C -0.5%
UPST B -0.5%
PLMR A -0.5%
TOWN B -0.49%
BKE B -0.49%
TROX D -0.49%
FLYW B -0.48%
EFSC B -0.47%
TRMK C -0.47%
FORM D -0.45%
FROG C -0.45%
WSBC B -0.44%
TDC D -0.44%
AESI B -0.44%
CASH B -0.43%
PRVA C -0.43%
ALRM C -0.43%
CRAI C -0.42%
SCSC C -0.41%
NNI D -0.4%
IDT B -0.4%
SCS C -0.39%
WGO C -0.39%
MCY A -0.38%
PRGS A -0.38%
SONO C -0.38%
LOB C -0.37%
CSTL D -0.35%
VERX A -0.35%
VBTX B -0.35%
AMN F -0.35%
KFRC D -0.35%
RPD B -0.34%
CENTA C -0.33%
UAA C -0.33%
HTH C -0.32%
PAR A -0.31%
ZETA D -0.31%
RYI C -0.3%
RGNX D -0.29%
DOLE D -0.29%
VIAV C -0.29%
ENV B -0.28%
OXM F -0.28%
OPEN F -0.27%
EXPI D -0.27%
KOP C -0.27%
BRZE C -0.27%
DOCN C -0.26%
EXTR C -0.26%
OCFC B -0.26%
USNA C -0.25%
BZH C -0.25%
CARG B -0.25%
CALX D -0.24%
INTA B -0.23%
SPT C -0.23%
CGEM F -0.23%
OBK C -0.22%
CSGS B -0.21%
VERV F -0.21%
SPTN D -0.21%
INFN D -0.2%
PSCF B -0.2%
SDGR C -0.19%
FWRG C -0.19%
SAGE F -0.18%
PRA C -0.17%
CARS C -0.17%
BY B -0.17%
ARLO C -0.17%
ASAN B -0.17%
LMB B -0.17%
ALKT B -0.16%
AMCX C -0.16%
MBIN F -0.15%
ATEN A -0.15%
CERT F -0.15%
AGS A -0.14%
FC F -0.14%
COUR F -0.13%
VSAT F -0.12%
UDMY D -0.12%
GDYN B -0.12%
YEXT B -0.12%
HSTM B -0.11%
ALTG C -0.1%
BASE B -0.1%
NABL F -0.1%
RGP F -0.1%
HVT D -0.1%
ZIP D -0.09%
MITK C -0.09%
CHGG C -0.09%
BIGC B -0.08%
NEWT C -0.08%
ENFN B -0.08%
HCAT D -0.07%
IRBT F -0.06%
EB C -0.06%
SAVE F -0.05%
SEMR C -0.04%
HMST F -0.04%
GPRO F -0.04%
DOMO B -0.04%
VRA C -0.03%
RMAX C -0.03%
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