NXTE vs. FXN ETF Comparison

Comparison of AXS Green Alpha ETF (NXTE) to First Trust Energy AlphaDEX Fund (FXN)

NXTE

AXS Green Alpha ETF

NXTE Description

AXS Green Alpha ETF is an actively managed portfolio seeking long-term capital appreciation. It's for the discerning, socially responsible investor looking for sustainability and the potential for above-average alpha. The ETF invests in Next Economy™ companies selected by Green Alpha Investments for their attractive growth prospects and a demonstrated commitment to promoting a sustainable environment and economy.

Grade (RS Rating)

Last Trade

$33.86

Average Daily Volume

2,555

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXN

First Trust Energy AlphaDEX Fund

FXN Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$16.21

Average Daily Volume

1,779,117

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NXTE	FXN
30 Days	5.45%	-4.79%
60 Days	2.41%	-8.88%
90 Days	3.03%	-10.08%
12 Months	21.72%	-6.38%

1 Overlapping Holdings

	Symbol	Grade	Weight in NXTE	Weight in FXN	Overlap
	FSLR	C	3.26%	0.97%	0.97%

NXTE Overweight 8 Positions Relative to FXN

Symbol	Grade	Weight
TSM	C	8.16%
AMAT	D	5.14%
IBM	B	4.96%
ASML	F	4.9%
SFM	B	4.33%
QCOM	D	3.97%
LRCX	D	3.96%
CRSP	F	3.58%

NXTE Underweight 38 Positions Relative to FXN

Symbol	Grade	Weight
CHK	C	-4.23%
NOV	F	-4.04%
VLO	F	-4.02%
DINO	F	-4.02%
MTDR	F	-3.98%
OVV	F	-3.91%
CHRD	F	-3.73%
CIVI	F	-3.67%
EOG	D	-3.62%
MRO	D	-3.54%
CVX	F	-3.37%
FANG	F	-3.32%
CTRA	F	-3.21%
DVN	F	-3.14%
APA	F	-3.13%
WFRD	F	-2.77%
XOM	D	-2.75%
COP	F	-2.64%
MPC	F	-2.61%
PSX	F	-2.56%
EQT	C	-2.56%
RRC	D	-2.48%
PR	F	-2.39%
HAL	F	-2.38%
TRGP	C	-2.15%
KMI	C	-1.97%
DTM	C	-1.96%
LNG	D	-1.89%
SLB	F	-1.65%
OXY	F	-1.5%
TPL	C	-1.15%
OKE	C	-1.04%
WMB	C	-0.96%
BKR	C	-0.94%
FTI	D	-0.92%
AM	B	-0.9%
NFE	F	-0.88%
AR	C	-0.76%