GRID vs. LEAD ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to Realty Shares DIVCON Leaders Dividend ETF (LEAD)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$125.46

Average Daily Volume

118,376

Number of Holdings ^*

* may have additional holdings in another (foreign) market

LEAD

Realty Shares DIVCON Leaders Dividend ETF

LEAD Description

The investment seeks long-term capital appreciation by tracking the performance, before fees and expenses, of the Reality Shares DIVCON Leaders Dividend Index. Under normal circumstances, at least 80% of the fund&#39;s assets will be invested in component securities of the benchmark index. The benchmark index is designed to capitalize on the theory that, over time, companies that consistently grow their dividends tend to have investment returns above the overall market. It is designed to select the companies that have the highest probability of increasing their dividend in a 12-month period. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$70.36

Average Daily Volume

1,507

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GRID	LEAD
30 Days	1.39%	1.44%
60 Days	-0.51%	2.35%
90 Days	3.22%	4.34%
12 Months	32.01%	21.67%

5 Overlapping Holdings

Symbol	Grade	Weight in GRID	Weight in LEAD	Overlap
ADI	D	0.74%	1.46%	0.74%
CSCO	B	1.62%	1.38%	1.38%
ETN	A	9.28%	1.83%	1.83%
HON	B	1.11%	1.36%	1.11%
HUBB	B	4.04%	2.76%	2.76%

GRID Overweight 39 Positions Relative to LEAD

Symbol	Grade	Weight
JCI	C	9.12%
ABBV	D	7.75%
PWR	A	4.63%
TSLA	B	2.86%
NVDA	C	2.42%
ORCL	B	2.21%
APTV	D	2.07%
NVT	B	1.81%
ENPH	F	1.37%
IBM	C	1.34%
TXN	C	1.31%
QCOM	F	1.27%
ITRI	B	0.77%
GEV	B	0.61%
AEIS	B	0.56%
EMR	A	0.55%
ATKR	C	0.52%
NXPI	D	0.36%
MYRG	B	0.33%
FLNC	C	0.19%
AMSC	B	0.18%
TRMB	B	0.12%
SEDG	F	0.11%
WLDN	D	0.1%
GNRC	B	0.08%
AES	F	0.06%
MTZ	B	0.06%
PLPC	B	0.06%
WCC	B	0.06%
VMI	B	0.05%
LFUS	F	0.04%
ENS	D	0.03%
BDC	B	0.03%
ACA	A	0.03%
ESE	B	0.02%
DGII	B	0.01%
AZZ	B	0.01%
STM	F	0.01%
EBR	F	0.0%

GRID Underweight 52 Positions Relative to LEAD

Symbol	Grade	Weight
COST	B	-4.57%
AVGO	D	-3.69%
SNA	A	-3.34%
CTAS	B	-2.96%
GWW	B	-2.87%
MA	C	-2.53%
MLM	B	-2.4%
V	A	-2.39%
VRSK	A	-2.3%
KLAC	D	-2.29%
MSCI	C	-2.23%
ACN	C	-2.08%
ODFL	B	-2.05%
FDS	B	-2.05%
MCD	D	-1.99%
MPWR	F	-1.9%
CMI	A	-1.86%
MSI	B	-1.79%
PHM	D	-1.73%
CDW	F	-1.72%
BRO	B	-1.71%
SHW	A	-1.63%
FAST	B	-1.6%
INTU	C	-1.51%
ALLE	D	-1.51%
AMAT	F	-1.5%
MCO	B	-1.49%
AAPL	C	-1.45%
CB	C	-1.45%
DHI	D	-1.44%
LMT	D	-1.41%
PPG	F	-1.4%
AON	A	-1.38%
MSFT	F	-1.36%
BR	A	-1.35%
ITW	B	-1.34%
LIN	D	-1.31%
MMC	B	-1.3%
J	F	-1.29%
PG	A	-1.28%
CBOE	B	-1.27%
NDSN	B	-1.25%
CMCSA	B	-1.2%
MPC	D	-1.19%
ROK	B	-1.19%
AOS	F	-1.13%
CME	A	-1.12%
HSY	F	-1.11%
GL	B	-1.04%
MCHP	D	-0.98%
LW	C	-0.95%
ALB	C	-0.95%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Specialty Industrial Machinery Utilities - Diversified