EVNT vs. SMCP ETF Comparison

Comparison of AltShares Event-Driven ETF (EVNT) to AlphaMark Actively Managed Small Cap ETF (SMCP)

EVNT

AltShares Event-Driven ETF

EVNT Description

AltShares Event-Driven ETF is an exchange traded fund launched and managed by Water Island Capital, LLC. The fund invests in the public equity and fixed income markets across the globe. For its equity portion, the fund invests in stocks of companies operating across diversified sectors. It invests in event-driven/arbitrage stocks of companies across diversified market capitalization. The fund invests in fixed income securities with varying maturities. AltShares Event-Driven ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$9.82

Average Daily Volume

1,026

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.02

Average Daily Volume

1,688

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	EVNT	SMCP
30 Days	-1.58%	-2.36%
60 Days	-1.75%	-1.09%
90 Days	-1.18%	3.12%
12 Months	5.04%	26.05%

1 Overlapping Holdings

	Symbol	Grade	Weight in EVNT	Weight in SMCP	Overlap
	TGNA	C	1.76%	0.86%	0.86%

EVNT Overweight 39 Positions Relative to SMCP

Symbol	Grade	Weight
HES	B	4.67%
PXD	B	4.56%
OLK	C	4.07%
ANSS	F	2.97%
CERE	A	2.67%
AXNX	C	2.5%
JNPR	D	2.5%
MDC	A	2.5%
CSTR	A	2.26%
SIMO	C	2.02%
MGRC	D	2.02%
X	F	1.94%
VFC	F	1.86%
CCI	D	1.78%
BA	D	1.71%
AMED	D	1.49%
PARA	B	1.35%
CZR	F	1.25%
EVBG	B	1.24%
CPRI	F	1.2%
SATS	B	1.16%
RIVN	F	1.09%
AURA	D	1.09%
RAMP	D	1.05%
DOOR	A	1.01%
CTLT	C	0.96%
PACB	F	0.94%
BE	B	0.89%
PNM	C	0.85%
INTC	F	0.82%
VZIO	D	0.73%
DIS	C	0.66%
WBD	F	0.63%
PINS	B	0.5%
SNOW	D	0.45%
ZLAB	F	0.43%
APA	F	0.21%
WSC	F	-0.77%
SNPS	D	-1.53%

EVNT Underweight 98 Positions Relative to SMCP

Symbol	Grade	Weight
SMCI	D	-3.0%
MOD	A	-1.53%
SFM	A	-1.34%
JXN	A	-1.31%
PBF	B	-1.26%
PR	B	-1.24%
LBRT	B	-1.22%
AVAV	A	-1.21%
PSN	D	-1.21%
ITRI	A	-1.2%
CNX	B	-1.16%
HQY	D	-1.16%
COOP	B	-1.16%
STRL	D	-1.15%
STNG	A	-1.14%
AEO	B	-1.12%
ITGR	B	-1.11%
HCC	B	-1.11%
LRN	A	-1.1%
GMS	B	-1.09%
HP	F	-1.08%
CHRD	B	-1.06%
CMC	B	-1.05%
TMHC	D	-1.04%
ZWS	D	-1.04%
REZI	C	-1.03%
ARCB	F	-1.03%
CVCO	C	-1.03%
TPH	A	-1.02%
BCC	D	-1.02%
AIT	C	-1.02%
HAE	A	-1.02%
VRRM	A	-1.01%
KBH	C	-1.01%
PTEN	F	-1.0%
SKY	C	-1.0%
GATX	D	-1.0%
NMIH	A	-1.0%
KFY	C	-0.99%
SIGI	F	-0.98%
ASGN	D	-0.98%
TEX	D	-0.98%
ASB	A	-0.97%
OTTR	A	-0.97%
AEL	A	-0.97%
PAGS	C	-0.97%
ESNT	C	-0.97%
MATX	B	-0.96%
CALM	C	-0.96%
HLNE	A	-0.96%
AMR	D	-0.96%
ABM	A	-0.95%
MMSI	A	-0.95%
NWE	A	-0.95%
ARCH	D	-0.95%
FFIN	C	-0.94%
BTU	F	-0.93%
ABG	F	-0.93%
ALE	A	-0.93%
MTH	A	-0.93%
SHOO	C	-0.93%
CADE	A	-0.92%
HWC	A	-0.92%
VSH	B	-0.92%
CNO	A	-0.92%
PLXS	A	-0.91%
EVTC	F	-0.9%
AX	A	-0.9%
APAM	C	-0.9%
IDCC	B	-0.89%
ABCB	A	-0.88%
ASO	D	-0.88%
UFPI	C	-0.88%
APLE	F	-0.87%
SSB	D	-0.87%
PECO	D	-0.86%
AEIS	D	-0.86%
GBCI	B	-0.86%
ALKS	F	-0.86%
STNE	C	-0.86%
TCBI	A	-0.86%
CCS	C	-0.85%
FTDR	B	-0.85%
KWR	C	-0.85%
CEIX	F	-0.84%
UCBI	B	-0.84%
MHO	C	-0.84%
HUBG	B	-0.84%
LXP	D	-0.82%
WD	B	-0.81%
ACLS	F	-0.77%
AMN	D	-0.76%
CATY	D	-0.75%
ZD	D	-0.73%
HELE	D	-0.73%
CORT	C	-0.69%
VLY	F	-0.63%
NEOG	F	-0.59%