BKIV vs. DFNV ETF Comparison

Comparison of BNY Mellon Innovators ETF (BKIV) to TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV)

BKIV

BNY Mellon Innovators ETF

BKIV Description

To pursue its goal, the fund normally invests principally in equity securities of U.S. innovation-driven companies. The fund's sub-adviser considers innovation-driven companies to be (i) leading edge companies that, through their intellectual property, provide ground-breaking and/or innovative products and services that can be disruptive and transformative to existing business models and practices and (ii) business enterprises that are positively impacted by the transformation of their business models and practices through the use of such products or services. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$36.52

Average Daily Volume

230

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$36.99

Average Daily Volume

20,580

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	BKIV	DFNV
30 Days	8.71%	8.99%
60 Days	10.69%	10.78%
90 Days	9.27%	13.77%
12 Months	43.96%	41.35%

2 Overlapping Holdings

	Symbol	Grade	Weight in BKIV	Weight in DFNV	Overlap
	PSTG	D	0.64%	0.68%	0.64%
	TTD	B	2.34%	1.24%	1.24%

BKIV Overweight 44 Positions Relative to DFNV

Symbol	Grade	Weight
NVDA	C	14.68%
GOOG	C	5.18%
INSM	C	3.75%
NFLX	A	3.74%
CSGP	D	3.38%
INSP	D	3.18%
SRPT	D	3.06%
RGEN	D	2.59%
CFLT	B	2.49%
FRPT	B	2.41%
ISRG	A	2.38%
MNDY	C	2.22%
SQ	B	2.09%
RDDT	B	2.07%
CELH	F	1.92%
SHOP	B	1.88%
DXCM	D	1.86%
IRTC	D	1.8%
MDB	C	1.79%
ALGN	D	1.73%
WHD	B	1.68%
ASND	D	1.63%
ILMN	D	1.6%
NTRA	B	1.6%
PDD	F	1.42%
BROS	B	1.41%
CYBR	B	1.4%
ABNB	C	1.36%
DKNG	B	1.13%
CHWY	B	1.13%
TWST	D	1.1%
LULU	C	1.05%
DNLI	D	0.95%
KROS	D	0.91%
CRNX	C	0.86%
PRVA	B	0.79%
SKX	D	0.75%
TMDX	F	0.75%
GH	B	0.71%
HUBS	A	0.67%
ELF	C	0.66%
VITL	D	0.63%
PRCT	B	0.63%
XENE	D	0.51%

BKIV Underweight 97 Positions Relative to DFNV

Symbol	Grade	Weight
AAPL	C	-7.79%
AVGO	D	-4.14%
CRM	B	-2.93%
NOW	A	-2.72%
APP	B	-2.69%
ABBV	D	-2.59%
JNJ	D	-2.45%
ADBE	C	-2.35%
PLTR	B	-2.33%
INTU	C	-2.3%
QCOM	F	-2.14%
IBM	C	-2.04%
BMY	B	-1.99%
PANW	C	-1.96%
GILD	C	-1.91%
UBER	D	-1.83%
SPOT	B	-1.8%
CRWD	B	-1.7%
AMGN	D	-1.6%
FTNT	C	-1.58%
ANET	C	-1.58%
DASH	A	-1.53%
MSI	B	-1.52%
TEAM	A	-1.38%
PYPL	B	-1.37%
MMM	D	-1.24%
ADSK	A	-1.24%
VRT	B	-1.22%
SNOW	C	-1.17%
WDAY	B	-1.17%
DDOG	A	-1.14%
EA	A	-1.09%
VEEV	C	-1.04%
RBLX	C	-1.0%
ZS	C	-0.98%
UI	A	-0.97%
EXPE	B	-0.83%
NTAP	C	-0.81%
DOCU	A	-0.81%
ZM	B	-0.8%
MCHP	D	-0.79%
NTNX	A	-0.78%
RMD	C	-0.77%
PTC	A	-0.76%
MANH	D	-0.75%
DUOL	A	-0.72%
PINS	D	-0.7%
GEN	B	-0.68%
DT	C	-0.66%
FFIV	B	-0.6%
PCTY	B	-0.59%
VRSN	F	-0.57%
PEGA	A	-0.54%
NBIX	C	-0.53%
JKHY	D	-0.51%
GNRC	B	-0.5%
SWKS	F	-0.5%
SMAR	A	-0.5%
SOLV	C	-0.49%
CVLT	B	-0.48%
DBX	B	-0.48%
LYFT	C	-0.48%
HAS	D	-0.44%
JAZZ	B	-0.44%
ETSY	D	-0.42%
NYT	C	-0.4%
PATH	C	-0.4%
MTCH	D	-0.4%
ALTR	B	-0.4%
QLYS	C	-0.39%
HALO	F	-0.38%
TENB	C	-0.36%
PI	D	-0.36%
BOX	B	-0.36%
MAT	D	-0.36%
CWAN	B	-0.33%
CRUS	D	-0.32%
ENPH	F	-0.3%
ALKS	B	-0.3%
QRVO	F	-0.29%
BL	B	-0.28%
IGT	F	-0.25%
ZETA	D	-0.24%
VERX	B	-0.23%
RNG	B	-0.22%
PLTK	B	-0.22%
PRGS	A	-0.21%
ALRM	C	-0.21%
AMZN	C	-0.2%
ACAD	D	-0.2%
TDC	D	-0.2%
RPD	C	-0.19%
YELP	C	-0.18%
FLNC	C	-0.18%
YOU	D	-0.17%
PTGX	C	-0.17%
CMPR	D	-0.15%