AIQ vs. ARKF ETF Comparison

Comparison of Global X Future Analytics Tech ETF (AIQ) to ARK Fintech Innovation ETF (ARKF)

AIQ

Global X Future Analytics Tech ETF

AIQ Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Artificial Intelligence & Big Data Index ("underlying index"). The fund invests at least 80% of its total assets in the securities of the underlying index. The underlying index is designed to track the performance of companies involved in the development and utilization of artificial intelligence ("AI") and big data. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$33.39

Average Daily Volume

671,838

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$27.05

Average Daily Volume

452,346

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AIQ	ARKF
30 Days	-0.68%	-7.01%
60 Days	-0.48%	-8.71%
90 Days	1.27%	-2.59%
12 Months	39.30%	44.19%

6 Overlapping Holdings

Symbol	Grade	Weight in AIQ	Weight in ARKF	Overlap
META	D	3.35%	2.18%	2.18%
NVDA	B	4.19%	1.08%	1.08%
PATH	F	0.24%	4.81%	0.24%
SHOP	F	1.48%	7.37%	1.48%
STNE	B	0.28%	0.0%	0.0%
TWLO	D	0.24%	0.0%	0.0%

AIQ Overweight 53 Positions Relative to ARKF

Symbol	Grade	Weight
AMZN	B	3.46%
QCOM	A	3.43%
NFLX	C	3.35%
GOOGL	B	3.31%
BABA	B	3.17%
ORCL	D	3.0%
AVGO	C	2.96%
MSFT	C	2.92%
CRM	D	2.87%
IBM	D	2.77%
NOW	D	2.71%
CSCO	D	2.64%
AAPL	B	2.59%
TSLA	D	2.52%
UBER	D	2.4%
ACN	D	2.38%
ADBE	D	2.33%
MU	B	2.1%
INTC	F	1.82%
SNPS	D	1.35%
CDNS	D	1.27%
NXPI	A	1.11%
WDAY	F	0.9%
FTNT	F	0.85%
SMCI	D	0.72%
TTD	B	0.67%
DDOG	D	0.65%
GEHC	D	0.6%
BIDU	C	0.54%
ROK	D	0.52%
EBAY	D	0.44%
ZS	F	0.44%
SNAP	C	0.38%
ZBRA	B	0.36%
PEGA	D	0.36%
HPE	D	0.36%
HUBB	C	0.34%
OKTA	D	0.32%
VRNT	C	0.31%
STX	C	0.31%
CYBR	D	0.29%
INFA	D	0.29%
PCOR	D	0.28%
ERIC	C	0.27%
DOCU	B	0.27%
WIX	D	0.26%
G	D	0.25%
AI	F	0.25%
AMBA	F	0.24%
DXC	F	0.24%
SMAR	D	0.24%
TDC	F	0.23%
VSAT	D	0.2%

AIQ Underweight 23 Positions Relative to ARKF

Symbol	Grade	Weight
COIN	D	-11.11%
SQ	D	-7.64%
DKNG	D	-6.79%
HOOD	D	-4.7%
TOST	B	-4.1%
PINS	B	-3.88%
SOFI	F	-3.6%
ROKU	F	-3.3%
GLBE	F	-3.27%
RBLX	F	-3.07%
INTU	D	-3.04%
MELI	B	-2.86%
PLTR	D	-2.07%
NU	B	-2.03%
SE	C	-1.54%
SPOT	B	-1.43%
BILL	F	-1.26%
ICE	D	-1.09%
TDOC	F	-0.96%
CRWD	C	-0.93%
Z	D	-0.76%
IBTA	C	-0.15%
RDDT	C	-0.02%