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    Broker Dealer Stocks List

    Symbol Grade Name % Change
    ENV B Envestnet, Inc 0.85
    FITB A Fifth Third Bancorp 1.17
    FITBI A Fifth Third Bancorp - Depositary Share repstg 1/1000th Ownership Interest Perp Pfd Series I 0.43
    KCE A SPDR S&P Capital Markets ETF 1.63
    MKTX F MarketAxess Holdings, Inc. 1.12
    SCHW A Charles Schwab Corporation (The) -0.10
    SSB C South State Corporation 1.30
    VIRT A Virtu Financial, Inc. 1.99
    View As Page of Charts
    Related Industries: Banks - Regional - US Capital Markets
    Related Stock Lists: Bank Banking Exchange Traded Fund Commercial Banking S&P 500 Advisory Services Asset Management Services Broker Dealer Services Brokerage Capital Markets Services Cash Management Cash Management Services Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Portfolio Management Public Finance

    Related ETFs - A few ETFs which own one or more of the above listed Broker Dealer stocks.

    Symbol Grade Name Weight
    BNKU A MicroSectors U.S. Big Banks Index 3X Leveraged ETNs 10.0
    BNKD F MicroSectors U.S. Big Banks Index -3X Inverse Leveraged ETNs 10.0
    IAI A iShares U.S. Broker-Dealers ETF 9.1
    IAT A iShares U.S. Regional Banks ETF 6.96
    DFNL B Davis Select Financial ETF 6.81
    View all Broker Dealer ETFs...
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    Compare BNKU to IAT Compare IAI to IAT Compare IAT to DFNL

        Broker Dealer Stocks Recent News

        Date Stock Title
        May 24 VIRT Why Is Virtu Financial (VIRT) Up 0.8% Since Last Earnings Report?
        May 24 SCHW LPL Financial (LPLA) April Metrics Fall From March on Weak Markets
        May 23 SCHW The Best State to Retire for Taxes in the US
        May 23 SCHW As Schwab RIA Custody Chief Bernie Clark Steps Down, What’s Next for the Business?
        May 23 SCHW Inflation Stresses Retail Traders As Fed Cuts Look Unlikely, Crypto Doubts Increase: Survey
        May 23 ENV Top Midday Stories: Nvidia Earnings Boost Nasdaq; DOJ Sues Live Nation; JPMorgan to Buy Private Credit Firm; Envestnet Drawing Takeover Interest From Private-Equity Firms
        May 23 SCHW Trader sentiment dips in Q2 as rate-cut expectations dialed back
        May 23 ENV Envestnet gains after report of takeover interest from Advent, GTCR
        May 23 SCHW Schwab Survey: Bullish Sentiment Declines Among Retail Traders in Q2 as Inflation Concerns Rise
        May 23 SCHW Schwab (SCHW) Slides on Disappointing Q2 Earnings & NIM View
        May 22 SCHW Charles Schwab to Roll Out Alternatives Platform For Qualified Investors
        May 22 SCHW Charles Schwab’s $500 Billion Opportunity. Where the Company Can Find More Assets.
        May 22 SCHW Charles Schwab Q2 earnings unlikely to be higher than Q1, CFO says
        May 22 SCHW Robinhood says it picked up new customers since last group of TD Ameritrade users moved to Charles Schwab
        May 22 SCHW Charles Schwab highlights sustainable growth path after Ameritrade integration
        May 22 ENV Reasons to Hold Envestnet (ENV) Stock in Your Portfolio
        May 22 SCHW Marjorie Taylor Greene Loads Up Her Portfolio With Apple, AMD And These Defensive Securities Amid Market's Record Run
        May 21 SCHW Is the $6.9 Billion Squarespace Takeover the First of Many?
        May 21 FITB Fifth Third Opens Dallas-based Fifth Third Wealth Advisors Office
        May 20 FITB Fifth Third Bancorp to Participate in the Bernstein Strategic Decisions Conference
        Related Industries: Banks - Regional - US Capital Markets
        Related Stock Lists: Bank Banking Exchange Traded Fund Commercial Banking S&P 500 Advisory Services Asset Management Services Broker Dealer Services Brokerage Capital Markets Services Cash Management Cash Management Services Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Portfolio Management Public Finance
        Broker Dealer

        A broker-dealer is a financial services firm that trades securities either for its own account or on behalf of other firms and individuals. Broker-dealers are responsible for executing buy and sell orders for stocks, bonds, mutual funds, and other securities. They also provide advice and research to their clients, as well as other services such as underwriting new issues and providing market-making services.

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