SUPP vs. PSCU ETF Comparison

Comparison of Engine No. 1 ETF Trust Engine No. 1 Transform Supply Chain ETF (SUPP) to PowerShares S&P SmallCap Utilities Portfolio (PSCU)
SUPP

Engine No. 1 ETF Trust Engine No. 1 Transform Supply Chain ETF

SUPP Description

The fund is an actively managed exchange-traded fund ("ETF") that invests in U.S.-listed equity, ADR securities, and non-U.S. developed and emerging market-listed securities, which over time may vary as market and investment opportunities change. The fund may also enter into currency-related spot transactions when it transacts in equities denominated in foreign currencies or invest in certain derivative instruments, such as currency futures or forwards that will help the adviser manage risk associated with foreign currency exposure, if any, or futures contracts. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$64.99

Average Daily Volume

1,136

Number of Holdings *

10

* may have additional holdings in another (foreign) market
PSCU

PowerShares S&P SmallCap Utilities Portfolio

PSCU Description The PowerShares S&P SmallCap Utilities Portfolio (Fund) is based on the S&P SmallCap 600® Capped Utilities & Telecom Services Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US utilities and telecommunication services companies. These companies are principally engaged in providing either energy, water or natural gas utilities, as well as services designed to promote or enhance the transmission of voice, data and video over various communications media, including wireline, wireless (terrestrial-based), satellite and cable. The Index is a subset of the S&P SmallCap 600® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$51.96

Average Daily Volume

1,260

Number of Holdings *

34

* may have additional holdings in another (foreign) market
Performance
Period SUPP PSCU
30 Days -0.58% 4.51%
60 Days 0.90% 0.77%
90 Days 4.78% -0.49%
12 Months 33.34% -1.69%
0 Overlapping Holdings
Symbol Grade Weight in SUPP Weight in PSCU Overlap
SUPP Overweight 10 Positions Relative to PSCU
Symbol Grade Weight
MLM C 8.59%
WCN C 7.4%
WM B 6.64%
NSC D 6.61%
TDG A 6.12%
WSC D 5.97%
TSM B 4.92%
LRCX D 4.71%
FERG B 4.45%
VMC C 4.28%
SUPP Underweight 34 Positions Relative to PSCU
Symbol Grade Weight
OTTR B -6.44%
MSGS B -5.43%
CWT B -5.16%
MGEE B -5.15%
TRIP F -5.09%
AVA B -5.05%
AWR C -4.77%
CCOI F -4.73%
YELP D -4.57%
CPK B -4.35%
SATS C -3.67%
CARG D -3.52%
CNK D -3.34%
CWEN B -3.3%
CABO F -3.23%
SJW D -2.89%
TDS F -2.86%
NWN B -2.56%
LUMN F -2.33%
CARS D -1.87%
SSTK F -1.79%
QNST B -1.75%
SCHL F -1.69%
MSEX C -1.67%
UTL B -1.51%
THRY C -1.34%
TTGT F -1.33%
CWEN B -1.29%
SHEN D -1.19%
GOGO C -1.01%
AMCX D -0.63%
CNSL C -0.58%
MCS F -0.53%
ATNI F -0.39%
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