SOXS vs. ARKQ ETF Comparison

Comparison of Direxion Daily Semiconductor Bear 3x Shares (SOXS) to ARK Autonomous Technology & Robotics ETF (ARKQ)

SOXS

Direxion Daily Semiconductor Bear 3x Shares

SOXS Description

The investment seeks daily investment results, before fees and expenses, of 300% of the inverse of the performance of the PHLX Semiconductor Sector Index. The fund creates short positions by investing at least 80% of its assets in: futures contracts; options on securities, indices and futures contracts; equity caps, floors and collars; swap agreements; forward contracts; short positions; reverse repurchase agreements; ETFs; and other financial instruments that, in combination, provide leveraged and unleveraged exposure to the index. The index measures the performance of the semiconductor subsector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$37.60

Average Daily Volume

17,530,115

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$53.84

Average Daily Volume

109,414

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SOXS	ARKQ
30 Days	15.69%	0.96%
60 Days	14.57%	-1.73%
90 Days	-25.27%	1.74%
12 Months	-81.20%	18.90%

5 Overlapping Holdings

Symbol	Grade	Weight in SOXS	Weight in ARKQ	Overlap
AMD	D	4.66%	1.8%	1.8%
NVDA	C	8.24%	2.01%	2.01%
QCOM	A	8.23%	1.48%	1.48%
TER	A	1.59%	8.78%	1.59%
TSM	C	3.95%	2.57%	2.57%

SOXS Overweight 21 Positions Relative to ARKQ

Symbol	Grade	Weight
TXN	A	7.85%
INTC	F	7.36%
AVGO	D	7.0%
MU	A	4.35%
NXPI	B	4.15%
LRCX	D	4.14%
AMAT	C	3.89%
KLAC	C	3.8%
ADI	A	3.79%
MCHP	A	3.53%
ASML	D	3.0%
SWKS	F	2.85%
MRVL	C	2.56%
QRVO	F	1.8%
ON	D	1.38%
MPWR	B	1.06%
ENTG	D	1.02%
MKSI	C	0.84%
SLAB	D	0.7%
CRUS	D	0.66%
SMTC	A	0.49%

SOXS Underweight 25 Positions Relative to ARKQ

Symbol	Grade	Weight
TSLA	D	-10.79%
KTOS	A	-9.84%
IRDM	B	-7.29%
TRMB	C	-7.1%
PATH	F	-6.84%
AVAV	A	-5.28%
DE	A	-3.63%
ACHR	F	-3.31%
GOOG	A	-2.19%
RKLB	F	-2.0%
U	F	-1.86%
BLDE	B	-1.85%
SNPS	D	-1.64%
ISRG	C	-1.61%
JOBY	D	-1.44%
ANSS	F	-1.28%
TDY	F	-1.17%
CAT	D	-1.11%
LMT	A	-1.07%
OSPN	B	-0.81%
DDD	F	-0.64%
MTLS	B	-0.53%
VUZI	F	-0.33%
PLTR	C	-0.12%
TWOU	F	-0.01%