SMHB vs. RDOG ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to ALPS REIT Dividend Dogs ETF (RDOG)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.55

Average Daily Volume

35,108

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RDOG

ALPS REIT Dividend Dogs ETF

RDOG Description

The investment seeks investment results that replicate as closely as possible, before fees and expenses, the performance of an index called the S-Network REIT Dividend Dogs Index (the "underlying index"). The fund will normally invest at least 90% of its total assets in common stocks and other equity securities that comprise the underlying index. The underlying index is a rules-based index intended to give investors a means of tracking the overall performance of the highest dividend paying real estate investment trusts ("REITs") in the S-Network US Composite REIT Index, a universe of mainly REITs listed in the United States, on a segment-by-segment basis.

Grade (RS Rating)

Last Trade

$40.10

Average Daily Volume

1,729

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	RDOG
30 Days	-9.51%	-5.15%
60 Days	-9.05%	-5.31%
90 Days	1.67%	2.38%
12 Months	14.21%	22.52%

14 Overlapping Holdings

Symbol	Grade	Weight in SMHB	Weight in RDOG	Overlap
AHH	D	0.27%	2.14%	0.27%
BDN	D	2.41%	2.32%	2.32%
BFS	C	0.14%	2.3%	0.14%
DEA	D	1.35%	2.26%	1.35%
EPR	D	2.34%	2.11%	2.11%
GMRE	D	0.5%	2.07%	0.5%
GOOD	B	0.33%	2.45%	0.33%
GTY	C	0.44%	2.23%	0.44%
OLP	A	0.16%	2.32%	0.16%
OPI	F	0.4%	1.43%	0.4%
SBRA	C	2.38%	2.39%	2.38%
SLG	B	4.87%	2.69%	2.69%
UHT	D	0.36%	2.09%	0.36%
UNIT	B	1.86%	2.44%	1.86%

SMHB Overweight 76 Positions Relative to RDOG

Symbol	Grade	Weight
XRX	F	4.09%
DTM	A	3.81%
BXMT	D	3.43%
DSS	F	2.87%
TWO	D	2.87%
CIM	D	2.62%
BGS	F	2.41%
ABR	C	2.21%
APAM	A	2.02%
PAGP	A	1.88%
UWMC	F	1.84%
ARR	C	1.65%
NHI	D	1.64%
ORC	C	1.51%
CCOI	B	1.51%
PSEC	F	1.47%
IVR	D	1.43%
PMT	D	1.35%
MFA	D	1.27%
RWT	D	1.24%
CTRE	D	1.16%
PETS	C	1.13%
MAIN	A	1.09%
HTGC	D	1.03%
ARI	D	1.02%
GNL	D	1.01%
FCPT	C	1.0%
EFC	D	1.0%
PDM	D	0.99%
GSBD	F	0.94%
NEWT	B	0.94%
NYMT	C	0.93%
LTC	B	0.91%
DX	A	0.89%
KREF	D	0.8%
VGR	B	0.79%
NWBI	A	0.77%
GBDC	A	0.73%
CODI	A	0.72%
VNOM	B	0.65%
SCS	B	0.65%
RC	F	0.65%
ACRE	B	0.64%
LADR	A	0.62%
TSLX	D	0.62%
HESM	C	0.59%
UVV	B	0.54%
OCSL	D	0.54%
AROC	A	0.53%
ILPT	F	0.49%
BRSP	B	0.49%
WSR	B	0.46%
ALX	D	0.45%
RMR	F	0.38%
NMFC	D	0.38%
GPMT	C	0.34%
CSWC	D	0.34%
FSP	C	0.29%
TRTX	B	0.29%
TCPC	C	0.27%
CGBD	D	0.25%
BCSF	A	0.24%
TPVG	C	0.23%
PFLT	D	0.23%
SLRC	A	0.23%
UVE	A	0.22%
BBDC	A	0.22%
KRO	D	0.2%
EBF	D	0.18%
GAIN	A	0.17%
PNNT	A	0.16%
FDUS	A	0.16%
GLAD	A	0.15%
TRIN	A	0.12%
CCAP	A	0.1%
REPX	A	0.07%

SMHB Underweight 30 Positions Relative to RDOG

Symbol	Grade	Weight
MAC	A	-2.69%
DLR	A	-2.58%
APLE	B	-2.51%
CBL	B	-2.49%
CTO	B	-2.47%
SPG	A	-2.47%
OUT	A	-2.42%
PK	C	-2.41%
EQIX	B	-2.4%
HST	D	-2.38%
HIW	D	-2.37%
BHR	B	-2.33%
BRT	A	-2.24%
NXRT	A	-2.23%
GLPI	D	-2.2%
ELME	D	-2.18%
BNL	D	-2.17%
LXP	D	-2.17%
UMH	C	-2.14%
STAG	D	-2.14%
UDR	C	-2.13%
SBAC	D	-2.1%
NSA	C	-2.08%
PLYM	F	-2.06%
CCI	D	-2.02%
TRNO	D	-2.0%
IIPR	F	-1.96%
AMT	D	-1.91%
MPW	F	-1.64%
SVC	F	-1.58%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail REIT - Residential Oil & Gas Midstream Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers