SDVY vs. MGMT ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Ballast Small/Mid Cap ETF (MGMT)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$33.30

Average Daily Volume

1,032,076

Number of Holdings ^*

* may have additional holdings in another (foreign) market

MGMT

Ballast Small/Mid Cap ETF

MGMT Description

The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$36.48

Average Daily Volume

16,372

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	MGMT
30 Days	-3.79%	-2.96%
60 Days	2.40%	1.03%
90 Days	3.15%	0.69%
12 Months	30.86%	13.26%

4 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in MGMT	Overlap
G	F	0.94%	0.81%	0.81%
LSTR	D	0.93%	2.26%	0.93%
MTG	B	0.94%	2.84%	0.94%
PHIN	A	1.03%	2.81%	1.03%

SDVY Overweight 95 Positions Relative to MGMT

Symbol	Grade	Weight
DELL	A	1.14%
AMR	B	1.13%
CHX	B	1.12%
MGY	A	1.11%
NSP	B	1.1%
EDR	A	1.08%
SM	A	1.08%
TPL	A	1.08%
CHK	A	1.07%
BCC	C	1.07%
WHD	A	1.06%
JXN	A	1.06%
CMC	D	1.06%
CRBG	B	1.06%
TEX	B	1.05%
EME	A	1.05%
CALM	B	1.04%
OC	A	1.04%
SXC	D	1.03%
RS	D	1.03%
SLVM	A	1.03%
WTTR	A	1.03%
MATX	C	1.03%
CMA	A	1.03%
STLD	D	1.03%
HBAN	A	1.03%
EQH	A	1.03%
WLK	B	1.03%
WSM	B	1.02%
CRC	A	1.02%
AGCO	B	1.02%
AESI	A	1.02%
SLM	A	1.02%
OMC	A	1.02%
ITT	B	1.01%
NTAP	A	1.01%
CFG	A	1.01%
FBP	A	1.01%
ZION	B	1.01%
RF	B	1.01%
MLI	A	1.01%
AOS	B	1.01%
IBOC	A	1.0%
WTFC	B	1.0%
SNA	D	1.0%
OZK	A	1.0%
MCRI	D	1.0%
BPOP	A	1.0%
CADE	A	1.0%
UFPI	C	0.99%
SNV	C	0.99%
FITB	A	0.99%
GRMN	A	0.99%
FIX	B	0.99%
RGA	A	0.99%
PHM	B	0.98%
J	C	0.98%
WMS	C	0.98%
VOYA	D	0.98%
DINO	D	0.98%
CINF	B	0.98%
UNM	C	0.98%
AMKR	C	0.98%
ALLY	A	0.98%
IEX	D	0.97%
ESNT	C	0.97%
GGG	D	0.97%
SYF	A	0.97%
VSH	C	0.97%
EWBC	B	0.97%
LECO	D	0.97%
ETD	D	0.97%
PRDO	A	0.97%
EXPD	D	0.97%
MTH	B	0.97%
RDN	C	0.96%
IBP	B	0.96%
AFG	D	0.96%
BKE	C	0.96%
WGO	D	0.96%
TOL	B	0.96%
KTB	B	0.95%
LEA	D	0.95%
DKS	A	0.95%
CF	C	0.95%
IPG	C	0.95%
BEN	D	0.94%
EBC	C	0.94%
EG	D	0.93%
KBH	C	0.92%
CCS	D	0.92%
RL	C	0.9%
RHI	F	0.9%
CRI	F	0.85%
SSTK	D	0.85%

SDVY Underweight 42 Positions Relative to MGMT

Symbol	Grade	Weight
NRP	A	-5.31%
AGM	B	-3.72%
AZZ	B	-3.33%
CVCO	C	-3.1%
TDC	D	-2.86%
CEIX	B	-2.83%
EXP	B	-2.79%
CASS	D	-2.78%
GEO	B	-2.62%
TRIP	B	-2.46%
LAMR	B	-2.35%
SOI	A	-2.2%
BIOX	D	-2.17%
CBNK	D	-2.16%
IGIC	A	-2.13%
ATKR	A	-2.11%
GPRE	F	-2.1%
NTIC	A	-2.05%
IMXI	B	-1.99%
LII	B	-1.95%
DOX	D	-1.89%
BLCO	D	-1.69%
KOS	D	-1.69%
EPR	D	-1.64%
BWA	B	-1.64%
SFM	A	-1.63%
RMNI	F	-1.63%
GSM	A	-1.55%
BELFB	D	-1.52%
ECVT	D	-1.51%
CRMT	F	-1.49%
IPGP	D	-1.46%
UFPT	D	-1.27%
KN	B	-1.27%
RCMT	F	-1.22%
EPSN	A	-1.17%
TKR	D	-1.16%
PATK	C	-0.94%
IRMD	D	-0.91%
CMP	F	-0.9%
EXTR	F	-0.81%
BIL	A	-0.23%