MGMT vs. SMCP ETF Comparison

Comparison of Ballast Small/Mid Cap ETF (MGMT) to AlphaMark Actively Managed Small Cap ETF (SMCP)

MGMT

Ballast Small/Mid Cap ETF

MGMT Description

The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$36.46

Average Daily Volume

14,829

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.32

Average Daily Volume

1,484

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	MGMT	SMCP
30 Days	-2.45%	-1.90%
60 Days	-0.14%	-0.39%
90 Days	1.64%	4.16%
12 Months	14.13%	28.88%

3 Overlapping Holdings

Symbol	Grade	Weight in MGMT	Weight in SMCP	Overlap
CEIX	F	2.76%	0.84%	0.84%
CVCO	C	3.2%	1.03%	1.03%
SFM	A	1.7%	1.34%	1.34%

MGMT Overweight 43 Positions Relative to SMCP

Symbol	Grade	Weight
NRP	B	5.26%
AGM	A	3.84%
AZZ	C	3.06%
MTG	C	2.92%
PHIN	A	2.91%
TDC	F	2.88%
EXP	B	2.85%
CASS	D	2.64%
TRIP	D	2.59%
SOI	B	2.53%
GEO	B	2.52%
LAMR	B	2.36%
LSTR	D	2.32%
NTIC	A	2.22%
ATKR	B	2.21%
CBNK	D	2.13%
IGIC	A	2.1%
GPRE	F	2.09%
BIOX	D	2.05%
LII	D	1.97%
IMXI	D	1.94%
DOX	F	1.84%
BLCO	F	1.7%
BWA	B	1.66%
EPR	D	1.63%
KOS	D	1.6%
GSM	B	1.58%
RMNI	F	1.51%
BELFB	B	1.5%
IPGP	F	1.49%
CRMT	F	1.49%
ECVT	F	1.48%
KN	B	1.28%
RCMT	F	1.21%
UFPT	A	1.17%
EPSN	B	1.17%
TKR	B	1.15%
PATK	D	0.92%
IRMD	C	0.91%
CMP	F	0.86%
EXTR	F	0.82%
G	D	0.8%
BIL	A	0.23%

MGMT Underweight 96 Positions Relative to SMCP

Symbol	Grade	Weight
SMCI	D	-3.0%
MOD	B	-1.53%
JXN	A	-1.31%
PBF	C	-1.26%
PR	B	-1.24%
LBRT	B	-1.22%
AVAV	B	-1.21%
PSN	D	-1.21%
ITRI	A	-1.2%
CNX	B	-1.16%
HQY	D	-1.16%
COOP	A	-1.16%
STRL	D	-1.15%
STNG	A	-1.14%
AEO	C	-1.12%
ITGR	D	-1.11%
HCC	B	-1.11%
LRN	A	-1.1%
GMS	C	-1.09%
HP	F	-1.08%
CHRD	B	-1.06%
CMC	C	-1.05%
TMHC	C	-1.04%
ZWS	D	-1.04%
REZI	D	-1.03%
ARCB	F	-1.03%
TPH	A	-1.02%
BCC	D	-1.02%
AIT	C	-1.02%
HAE	A	-1.02%
VRRM	A	-1.01%
KBH	B	-1.01%
PTEN	F	-1.0%
SKY	D	-1.0%
GATX	C	-1.0%
NMIH	A	-1.0%
KFY	D	-0.99%
SIGI	F	-0.98%
ASGN	D	-0.98%
TEX	D	-0.98%
ASB	A	-0.97%
OTTR	B	-0.97%
AEL	A	-0.97%
PAGS	D	-0.97%
ESNT	D	-0.97%
MATX	B	-0.96%
CALM	D	-0.96%
HLNE	A	-0.96%
AMR	D	-0.96%
ABM	B	-0.95%
MMSI	B	-0.95%
NWE	B	-0.95%
ARCH	D	-0.95%
FFIN	C	-0.94%
BTU	F	-0.93%
ABG	F	-0.93%
ALE	A	-0.93%
MTH	A	-0.93%
SHOO	D	-0.93%
CADE	B	-0.92%
HWC	A	-0.92%
VSH	C	-0.92%
CNO	A	-0.92%
PLXS	B	-0.91%
EVTC	F	-0.9%
AX	A	-0.9%
APAM	D	-0.9%
IDCC	C	-0.89%
ABCB	B	-0.88%
ASO	D	-0.88%
UFPI	C	-0.88%
APLE	F	-0.87%
SSB	D	-0.87%
PECO	D	-0.86%
AEIS	D	-0.86%
GBCI	C	-0.86%
ALKS	F	-0.86%
STNE	C	-0.86%
TGNA	D	-0.86%
TCBI	B	-0.86%
CCS	D	-0.85%
FTDR	B	-0.85%
KWR	D	-0.85%
UCBI	B	-0.84%
MHO	D	-0.84%
HUBG	C	-0.84%
LXP	D	-0.82%
WD	C	-0.81%
ACLS	D	-0.77%
AMN	D	-0.76%
CATY	D	-0.75%
ZD	D	-0.73%
HELE	D	-0.73%
CORT	D	-0.69%
VLY	D	-0.63%
NEOG	F	-0.59%