GRID vs. SOXX ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to iShares PHLX SOX Semiconductor Sector Index Fund (SOXX)
GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$117.52

Average Daily Volume

70,620

Number of Holdings *

45

* may have additional holdings in another (foreign) market
SOXX

iShares PHLX SOX Semiconductor Sector Index Fund

SOXX Description The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index

Grade (RS Rating)

Last Trade

$218.92

Average Daily Volume

3,896,549

Number of Holdings *

30

* may have additional holdings in another (foreign) market
Performance
Period GRID SOXX
30 Days 2.90% -1.48%
60 Days 5.01% -4.04%
90 Days 13.64% 6.42%
12 Months 22.18% 61.46%
6 Overlapping Holdings
Symbol Grade Weight in GRID Weight in SOXX Overlap
ADI A 0.72% 4.21% 0.72%
NVDA C 2.05% 8.91% 2.05%
NXPI A 0.42% 4.19% 0.42%
QCOM B 1.37% 7.32% 1.37%
STM F 0.02% 1.17% 0.02%
TXN A 1.18% 4.32% 1.18%
GRID Overweight 39 Positions Relative to SOXX
Symbol Grade Weight
ETN A 8.45%
ABBV D 8.26%
JCI B 7.21%
PWR A 4.15%
HUBB D 3.57%
APTV D 3.43%
ENPH F 2.49%
NVT A 2.03%
TSLA D 1.74%
ORCL D 1.44%
CSCO F 1.41%
GE A 1.19%
IBM D 1.12%
ATKR D 1.11%
HON D 1.01%
ITRI A 0.66%
SEDG F 0.55%
AEIS D 0.51%
EMR D 0.48%
MYRG D 0.44%
GEV B 0.28%
FLNC B 0.17%
TRMB D 0.1%
AMSC C 0.08%
PLPC D 0.07%
WLDN A 0.07%
AES B 0.07%
GNRC B 0.06%
WCC B 0.05%
MTZ B 0.04%
LFUS B 0.04%
ENS B 0.03%
VMI B 0.03%
ESE B 0.02%
BDC C 0.02%
ACA A 0.02%
DGII F 0.01%
AZZ C 0.01%
EBR D 0.0%
GRID Underweight 24 Positions Relative to SOXX
Symbol Grade Weight
AVGO D -7.83%
AMD D -6.24%
MU B -5.1%
INTC F -4.55%
MCHP B -4.37%
KLAC B -4.11%
AMAT C -4.04%
TSM C -4.02%
LRCX D -3.87%
MRVL D -3.83%
MPWR B -3.63%
ASML D -3.47%
ON F -3.31%
ENTG D -2.11%
TER B -1.99%
SWKS F -1.6%
LSCC F -1.06%
QRVO F -1.02%
MKSI D -0.88%
ASX D -0.73%
RMBS F -0.65%
UMC D -0.65%
ACLS D -0.38%
WOLF F -0.32%
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