FSZ vs. SIMS ETF Comparison

Comparison of First Trust Switzerland AlphaDex Fund (FSZ) to SPDR S&P Kensho Intelligent Structures ETF (SIMS)
FSZ

First Trust Switzerland AlphaDex Fund

FSZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Switzerland Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks and/or depositary receipts that comprise the index. It, using an "indexing" investment approach, attempts to replicate, before fees and expenses, the performance of the index. The index is designed by S&P to objectively identify and select securities from the S&P Switzerland BMI Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$62.27

Average Daily Volume

1,399

Number of Holdings *

3

* may have additional holdings in another (foreign) market
SIMS

SPDR S&P Kensho Intelligent Structures ETF

SIMS Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Intelligent Infrastructure Index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Intelligent Infrastructure sector as determined by a classification standard produced by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$33.81

Average Daily Volume

4,991

Number of Holdings *

43

* may have additional holdings in another (foreign) market
Performance
Period FSZ SIMS
30 Days -1.25% -0.86%
60 Days -0.87% -1.43%
90 Days -0.61% 5.22%
12 Months 0.49% 6.64%
1 Overlapping Holdings
Symbol Grade Weight in FSZ Weight in SIMS Overlap
LOGI D 2.93% 1.51% 1.51%
FSZ Overweight 2 Positions Relative to SIMS
Symbol Grade Weight
ABBV D 4.86%
NVS B 0.85%
FSZ Underweight 42 Positions Relative to SIMS
Symbol Grade Weight
ITRI A -3.49%
AYI C -3.48%
PSN D -3.23%
XYL A -3.19%
BMI A -3.16%
PNR C -3.07%
TTEK A -3.03%
JCI C -3.02%
ALRM D -3.0%
REZI D -2.99%
CARR A -2.92%
GNRC B -2.91%
SLAB D -2.8%
ADTN F -2.67%
AY B -2.55%
CNM A -2.53%
HON C -2.49%
DOOR A -2.38%
QCOM A -2.09%
EMR D -2.06%
GTLS C -2.02%
ERII F -2.02%
BLNK D -1.99%
MWA A -1.94%
BE C -1.91%
BP B -1.86%
AME D -1.86%
TEL C -1.76%
ROP F -1.62%
SHLS F -1.6%
CHPT F -1.58%
NVEE D -1.54%
ON F -1.52%
STEM F -1.5%
BIDU C -1.46%
STM F -1.43%
CWCO D -0.96%
ROKU F -0.9%
MVIS F -0.57%
REKR F -0.46%
WBX D -0.28%
LUNA F -0.09%
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