FIW vs. AHOY ETF Comparison

Comparison of First Trust ISE Water Index Fund (FIW) to Newday Ocean Health ETF (AHOY)
FIW

First Trust ISE Water Index Fund

FIW Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the ISE Water Index(TM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified market-capitalization weighted portfolio of 36 stocks of companies as of March 31, 2013 that derive a substantial portion of their revenues from the potable and wastewater industries. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$105.92

Average Daily Volume

34,048

Number of Holdings *

33

* may have additional holdings in another (foreign) market
AHOY

Newday Ocean Health ETF

AHOY Description Under normal market conditions, the fund will invest at least 80% of its net assets, plus any borrowings for investment purposes, in Ocean Health Companies. The fund categorizes an "Ocean Health Company" as a company that is concerned with and attentive to discharge of excess nutrients into bodies of water, end of lifecycle product waste, commitments to environmental protectionism, and/or CO2 emissions. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$24.98

Average Daily Volume

280

Number of Holdings *

12

* may have additional holdings in another (foreign) market
Performance
Period FIW AHOY
30 Days -2.03% -2.23%
60 Days -1.43% -0.03%
90 Days 0.97% 3.56%
12 Months 31.31% 28.46%
6 Overlapping Holdings
Symbol Grade Weight in FIW Weight in AHOY Overlap
A D 3.68% 3.99% 3.68%
BMI D 2.94% 3.89% 2.94%
ECL C 4.08% 5.15% 4.08%
TTEK B 3.58% 5.07% 3.58%
XYL F 3.83% 3.7% 3.7%
ZWS A 2.26% 4.04% 2.26%
FIW Overweight 27 Positions Relative to AHOY
Symbol Grade Weight
IEX A 3.97%
PNR B 3.95%
AWK D 3.94%
ROP D 3.94%
WAT A 3.81%
IDXX F 3.79%
VLTO D 3.79%
ACM A 3.69%
WTRG C 3.57%
WMS F 3.4%
MLI A 3.4%
CNM D 2.87%
AOS F 2.79%
PRMW B 2.51%
VMI A 2.26%
AWR C 2.06%
MWA B 2.05%
WTS D 2.04%
ITRI A 2.0%
FELE D 1.98%
CWT D 1.9%
MSEX B 1.27%
LNN C 1.26%
SJW F 1.2%
SBS F 1.19%
HWKN D 1.18%
MEG F 1.02%
FIW Underweight 6 Positions Relative to AHOY
Symbol Grade Weight
J D -5.18%
WMT A -5.05%
COST D -4.4%
KR A -4.27%
MCK C -3.77%
CVS F -2.58%
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