FINX vs. SMHB ETF Comparison

Comparison of Global X FinTech Thematic ETF (FINX) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)

FINX

Global X FinTech Thematic ETF

FINX Description

The Global X FinTech Thematic ETF (FINX) seeks to invest in companies on the leading edge of the emerging financial technology sector, which encompasses a range of innovations helping to transform established industries like insurance, investing, fundraising, and third-party lending through unique mobile and digital solutions

Grade (RS Rating)

Last Trade

$25.71

Average Daily Volume

93,376

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.29

Average Daily Volume

36,681

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FINX	SMHB
30 Days	-7.57%	2.98%
60 Days	-0.82%	6.20%
90 Days	4.27%	-2.87%
12 Months	27.16%	50.97%

1 Overlapping Holdings

	Symbol	Grade	Weight in FINX	Weight in SMHB	Overlap
	XRX	F	3.43%	4.09%	3.43%

FINX Overweight 40 Positions Relative to SMHB

Symbol	Grade	Weight
PYPL	A	6.61%
FIS	A	6.44%
INTU	C	5.89%
SQ	D	5.86%
COIN	D	5.4%
GPN	C	4.54%
SSNC	C	4.35%
JKHY	C	3.5%
TOST	C	2.87%
GWRE	C	2.69%
AFRM	C	2.45%
SOFI	D	2.13%
HQY	C	1.98%
BILL	F	1.86%
STNE	C	1.28%
MARA	D	1.25%
ACIW	A	1.05%
FOUR	F	1.01%
NCNO	D	0.98%
ENV	A	0.98%
AMK	B	0.75%
FLYW	F	0.74%
RIOT	D	0.7%
PAGS	D	0.69%
DLO	F	0.68%
UPST	F	0.57%
VIRT	A	0.54%
SPNS	A	0.49%
VERX	B	0.48%
MLNK	D	0.39%
CIFR	A	0.35%
LMND	B	0.35%
LC	C	0.26%
MITK	B	0.17%
BLND	D	0.17%
LPRO	F	0.17%
IIIV	A	0.16%
TREE	C	0.14%
CTLP	F	0.13%
PAY	B	0.12%

FINX Underweight 90 Positions Relative to SMHB

Symbol	Grade	Weight
SLG	A	-4.87%
DTM	A	-3.81%
BXMT	D	-3.43%
DSS	F	-2.87%
TWO	B	-2.87%
CIM	D	-2.62%
ETRN	A	-2.49%
BDN	A	-2.41%
BGS	A	-2.41%
SBRA	C	-2.38%
EPR	D	-2.34%
ABR	D	-2.21%
APAM	D	-2.02%
PAGP	A	-1.88%
UNIT	C	-1.86%
UWMC	C	-1.84%
ARR	D	-1.65%
NHI	A	-1.64%
ORC	C	-1.51%
CCOI	D	-1.51%
PSEC	D	-1.47%
IVR	D	-1.43%
DEA	B	-1.35%
PMT	B	-1.35%
MFA	C	-1.27%
RWT	D	-1.24%
CTRE	A	-1.16%
PETS	F	-1.13%
MAIN	A	-1.09%
HTGC	A	-1.03%
ARI	C	-1.02%
GNL	D	-1.01%
FCPT	C	-1.0%
EFC	C	-1.0%
PDM	A	-0.99%
GSBD	A	-0.94%
NEWT	F	-0.94%
NYMT	F	-0.93%
LTC	A	-0.91%
DX	C	-0.89%
KREF	D	-0.8%
VGR	D	-0.79%
NWBI	D	-0.77%
GBDC	A	-0.73%
CODI	D	-0.72%
VNOM	A	-0.65%
SCS	D	-0.65%
RC	C	-0.65%
ACRE	D	-0.64%
LADR	B	-0.62%
TSLX	B	-0.62%
HESM	C	-0.59%
UVV	A	-0.54%
OCSL	A	-0.54%
AROC	A	-0.53%
GMRE	F	-0.5%
ILPT	D	-0.49%
BRSP	D	-0.49%
WSR	C	-0.46%
ALX	C	-0.45%
GTY	B	-0.44%
OPI	F	-0.4%
RMR	D	-0.38%
NMFC	B	-0.38%
UHT	D	-0.36%
GPMT	F	-0.34%
CSWC	A	-0.34%
GOOD	A	-0.33%
FSP	D	-0.29%
TRTX	A	-0.29%
TCPC	D	-0.27%
AHH	C	-0.27%
CGBD	A	-0.25%
BCSF	A	-0.24%
TPVG	D	-0.23%
PFLT	A	-0.23%
SLRC	A	-0.23%
UVE	A	-0.22%
BBDC	C	-0.22%
KRO	B	-0.2%
EBF	D	-0.18%
GAIN	A	-0.17%
PNNT	A	-0.16%
OLP	A	-0.16%
FDUS	A	-0.16%
GLAD	A	-0.15%
BFS	D	-0.14%
TRIN	A	-0.12%
CCAP	A	-0.1%
REPX	D	-0.07%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers